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Filing ID: 2746166

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2746166&amendid=0

Table: cvr_lobby_disclosure
filing_id   2746166
amend_id   0
rec_type   CVR
form_type   F615
sender_id   1373546
filer_id   1447292
entity_cd   LBY
filer_naml   RICKETTS
filer_namf   JOHN
filer_namt   None
filer_nams   None
report_num   000
rpt_date   2022-10-31 00:00:00
from_date   2022-07-01 00:00:00
thru_date   2022-09-30 00:00:00
cum_beg_dt   None
firm_id   1373546
firm_name   CONNOR, CLARK & LUNN FINANCIAL GROUP LTD., AND ITS AFFILIATES, INCLUDING CONNOR, CLARK & LUNN (USA) LTD.
firm_city   SAN RAFAEL
firm_st   CA
firm_zip4   94901
firm_phon   (415) 389-6800
mail_city   None
mail_st   None
mail_zip4   None
mail_phon   None
sig_date   2022-10-31 00:00:00
sig_loc   SAN RAFAEL, CA
sig_naml   RICKETTS
sig_namf   JOHN
sig_namt   None
sig_nams   None
prn_naml   RICKETTS
prn_namf   JOHN
prn_namt   None
prn_nams   None
sig_title   None
nopart1_cb   X
nopart2_cb   X
part1_1_cb   None
part1_2_cb   None
ctrib_n_cb   None
ctrib_y_cb   None
lby_actvty   None
lobby_n_cb   None
lobby_y_cb   None
major_naml   None
major_namf   None
major_namt   None
major_nams   None
rcpcmte_nm   None
rcpcmte_id   None
Table: filer_filings
filer_id   1447292
filing_id   2746166
period_id   251
form_id   F615
filing_sequence   0
filing_date   2022-10-29 00:00:00
stmnt_type   10001
stmnt_status   11003
session_id   2021
user_id   CAFILER
special_audit   11003
fine_audit   11003
rpt_start   2022-07-01 00:00:00
rpt_end   2022-09-30 00:00:00
rpt_date   None
filing_type   22001
Table: filings
filing_id   2746166
filing_type   22001
Table: hdr
filing_id   2746166
amend_id   0
rec_type   HDR
ef_type   CAL
state_cd   CA
cal_ver   2.01
soft_name   NETFILE
soft_ver   1809
hdrcomment   None
Table: received_filings
filer_id   1447292
filing_file_name   2746166_0.cal
received_date   2022-10-29 00:00:00
filing_directory   /cafiler/disclose/ca99/cal
filing_id   2746166
form_id   F615
receive_comment   Filing accepted