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Filing ID: 2666141

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2666141&amendid=0

Table: cvr_lobby_disclosure
filing_id   2666141   2666141
amend_id   0   1
rec_type   CVR   CVR
form_type   F615   F615
sender_id   1439383   1439383
filer_id   1439383   1439383
entity_cd   FRM   FRM
filer_naml   FEIGENBAUM   FEIGENBAUM
filer_namf   DAVID   DAVID
filer_namt   None   None
filer_nams   None   None
report_num   000   001
rpt_date   2022-04-14 00:00:00   2022-11-02 00:00:00
from_date   2022-01-01 00:00:00   2022-01-01 00:00:00
thru_date   2022-03-31 00:00:00   2022-03-31 00:00:00
cum_beg_dt   None   None
firm_id   1439383   1439383
firm_name   Assured Investment Management LLC   Assured Investment Management LLC
firm_city   NEW YORK   NEW YORK
firm_st   NY   NY
firm_zip4   10019   10019
firm_phon   2129055619   2129055619
mail_city   None   None
mail_st   None   None
mail_zip4   None   None
mail_phon   None   None
sig_date   2022-04-14 00:00:00   2022-11-02 00:00:00
sig_loc   New York, NY   New York, NY
sig_naml   Feigenbaum   Feigenbaum
sig_namf   David   David
sig_namt   None   None
sig_nams   None   None
prn_naml   Feigenbaum   Feigenbaum
prn_namf   David   David
prn_namt   None   None
prn_nams   None   None
sig_title   Head of CLO Mktg and Strategy   Head of CLO Mktg and Strategy
nopart1_cb   None   X
nopart2_cb   X   X
part1_1_cb   None   None
part1_2_cb   None   None
ctrib_n_cb   None   None
ctrib_y_cb   None   None
lby_actvty   None   None
lobby_n_cb   None   None
lobby_y_cb   None   None
major_naml   None   None
major_namf   None   None
major_namt   None   None
major_nams   None   None
rcpcmte_nm   None   None
rcpcmte_id   None   None
Table: f690p2
filing_id   2666141
amend_id   1
line_item   1
rec_type   F690
form_type   F615
exec_date   2022-04-14 00:00:00
from_date   2022-01-01 00:00:00
thru_date   2022-03-31 00:00:00
chg_parts   1
chg_sects   1
amend_txt1   Per Compliance team's discussion with Maia on 11/02/2022, the amendment is being filed to remove activity listed that was not necessary to report.
Table: filer_filings
filer_id   1439383   1439383
filing_id   2666141   2666141
period_id   249   249
form_id   F615   F615
filing_sequence   0   1
filing_date   2022-04-14 00:00:00   2022-11-02 00:00:00
stmnt_type   10001   10002
stmnt_status   11001   11003
session_id   2021   2021
user_id   MKIRKHAM   CAFILER
special_audit   11003   11003
fine_audit   11001   11003
rpt_start   2022-01-01 00:00:00   2022-01-01 00:00:00
rpt_end   2022-03-31 00:00:00   2022-03-31 00:00:00
rpt_date   None   None
filing_type   22006   22006
Table: filings
filing_id   2666141
filing_type   22001
Table: hdr
filing_id   2666141   2666141
amend_id   0   1
rec_type   HDR   HDR
ef_type   CAL   CAL
state_cd   CA   CA
cal_ver   2.01   2.01
soft_name   CAL-ACCESS OBJECT MODEL   CAL-ACCESS OBJECT MODEL
soft_ver   1.00   1.00
hdrcomment   None   None
Table: lexp
filing_id   2666141   2666141
amend_id   0   0
line_item   1   2
rec_type   LEXP   LEXP
form_type   F615P1   F615P1
tran_id   1   2
recsubtype   1   1
entity_cd   OTH   OTH
payee_naml   Justina Wang   Justina Wang
payee_namf   None   None
payee_namt   None   None
payee_nams   None   None
payee_city   Sacramento   Sacramento
payee_st   CA   CA
payee_zip4   942292715   942292715
credcardco   None   None
bene_name   None   None
bene_posit   None   None
bene_amt   None   None
expn_dscr   None   None
expn_date   2022-01-19 00:00:00   2022-03-09 00:00:00
amount   50   149
memo_code   None   None
memo_refno   None   None
bakref_tid   None   None