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Filing ID: 2540810

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2540810&amendid=2

Table: cvr2_registration
filing_id   2540810   2540810   2540810   2540810   2540810   2540810   2540810   2540810   2540810
amend_id   0   0   2   2   2   2   1   1   1
line_item   1   2   1   2   3   4   1   2   3
rec_type   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2
form_type   F603   F603   F603   F603   F603   F603   F603   F603   F603
tran_id   1   2   2   3   4   1   2   3   4
entity_cd   EMP   AGY   AGY   EMP   AGY   AGY   AGY   EMP   AGY
entity_id   1338481   None   None   1441006   None   None   None   1441006   None
enty_naml   Schwartz   University of California - Office of the Treasurer of the Regents   University of California - Office of the Treasurer of the Regents   Goggin   San Bernadino County Employees' Retirement Association   California Public Employees' Retirement System (CalPERS)   University of California - Office of the Treasurer of the Regents   Goggin   San Bernadino County Employees' Retirement Association
enty_namf   Antonia   None   None   Shea   None   None   None   Shea   None
enty_namt   None   None   None   None   None   None   None   None   None
enty_nams   None   None   None   None   None   None   None   None   None
Table: cvr_registration
filing_id   2540810   2540810   2540810
amend_id   0   2   1
rec_type   CVR   CVR   CVR
form_type   F603   F603   F603
sender_id   1389432   1389432   1389432
filer_id   1389432   1389432   1389432
entity_cd   LEM   LEM   LEM
filer_naml   BREGAL INVESTMENTS, INC.   BREGAL INVESTMENTS, INC.   BREGAL INVESTMENTS, INC.
filer_namf   None   None   None
filer_namt   None   None   None
filer_nams   None   None   None
report_num   000   002   001
rpt_date   2020-12-30 00:00:00   2022-02-07 00:00:00   2021-09-30 00:00:00
ls_beg_yr   2021   2021   2021
ls_end_yr   2022   2022   2022
qual_date   None   None   None
eff_date   None   None   None
bus_city   NEW YORK   NEW YORK   NEW YORK
bus_st   NY   NY   NY
bus_zip4   10172   10172   10172
bus_phon   2127043000   2127043000   2127043000
bus_fax   None   None   None
bus_email   [email protected]   [email protected]   [email protected]
mail_city   None   None   None
mail_st   None   None   None
mail_zip4   None   None   None
mail_phon   None   None   None
sig_date   2020-12-30 00:00:00   2022-02-07 00:00:00   2021-09-30 00:00:00
sig_loc   None   None   None
sig_naml   Riley   Riley   Riley
sig_namf   Michelle   Michelle   Michelle
sig_namt   None   None   None
sig_nams   None   None   None
prn_naml   Riley   Riley   Riley
prn_namf   Michelle   Michelle   Michelle
prn_namt   None   None   None
prn_nams   None   None   None
sig_title   General Counsel and Chief Compliance Officer   General Counsel and Chief Compliance Officer   General Counsel and Chief Compliance Officer
stmt_firm   None   None   None
ind_cb   None   None   None
bus_cb   X   X   X
trade_cb   None   None   None
oth_cb   None   None   None
a_b_name   None   None   None
a_b_city   None   None   None
a_b_st   None   None   None
a_b_zip4   None   None   None
descrip_1   None   None   None
descrip_2   Investment Adviser   Investment Adviser   Investment Adviser
c_less50   None   None   None
c_more50   None   None   None
ind_class   None   None   None
ind_descr   None   None   None
bus_class   FIN   FIN   FIN
bus_descr   None   None   None
auth_name   None   None   None
auth_city   None   None   None
auth_st   None   None   None
auth_zip4   None   None   None
lobby_int   Marketing interests in private investment fund vehicles that are managed by Bregal Investments, Inc. We will not attempt to influence the State Legislature.   Marketing interests in private investment fund vehicles that are managed by Bregal Investments, Inc. We will not attempt to influence the State Legislature.   Marketing interests in private investment fund vehicles that are managed by Bregal Investments, Inc. We will not attempt to influence the State Legislature.
influen_yn   Y   Y   Y
firm_name   None   None   None
newcert_cb   None   None   None
rencert_cb   None   None   None
complet_dt   None   None   None
lby_reg_cb   None   None   None
lby_604_cb   None   None   None
st_leg_yn   None   None   None
st_agency   None   None   None
lobby_cb   None   None   None
l_firm_cb   None   None   None
Table: filer_filings
filer_id   1389432   1389432   1389432
filing_id   2540810   2540810   2540810
period_id   249   247   244
form_id   F603   F603   F603
filing_sequence   2   1   0
filing_date   2022-02-07 00:00:00   2021-09-30 00:00:00   2020-12-30 00:00:00
stmnt_type   10002   10002   10001
stmnt_status   11001   11003   11001
session_id   2021   2021   2021
user_id   MMERCHANT   CAFILER   JMENDOZA
special_audit   11003   11003   11003
fine_audit   11003   11003   11003
rpt_start   2022-02-07 00:00:00   2021-09-30 00:00:00   2020-12-30 00:00:00
rpt_end   2022-02-07 00:00:00   2021-09-30 00:00:00   2020-12-30 00:00:00
rpt_date   None   None   None
filing_type   22006   22006   22006
Table: filings
filing_id   2540810
filing_type   22001
Table: hdr
filing_id   2540810   2540810   2540810
amend_id   0   1   2
rec_type   HDR   HDR   HDR
ef_type   CAL   CAL   CAL
state_cd   CA   CA   CA
cal_ver   2.01   2.01   2.01
soft_name   CAL-ACCESS OBJECT MODEL   CAL-ACCESS OBJECT MODEL   CAL-ACCESS OBJECT MODEL
soft_ver   1.00   1.00   1.00
hdrcomment   None   None   None
Table: lobby_amendments
filing_id   2540810   2540810
amend_id   2   1
rec_type   F605   F605
form_type   F603   F603
exec_date   2022-02-07 00:00:00   2021-09-30 00:00:00
from_date   2021-01-01 00:00:00   2021-01-01 00:00:00
thru_date   2022-12-31 00:00:00   2022-12-31 00:00:00
add_l_cb   None   X
add_l_eff   None   2021-09-13 00:00:00
a_l_naml   None   Goggin
a_l_namf   None   Shea
a_l_namt   None   None
a_l_nams   None   None
del_l_cb   None   X
del_l_eff   None   2021-06-18 00:00:00
d_l_naml   None   Schwartz
d_l_namf   None   Antonia
d_l_namt   None   None
d_l_nams   None   None
add_le_cb   None   None
add_le_eff   None   None
a_le_naml   None   None
a_le_namf   None   None
a_le_namt   None   None
a_le_nams   None   None
del_le_cb   None   None
del_le_eff   None   None
d_le_naml   None   None
d_le_namf   None   None
d_le_namt   None   None
d_le_nams   None   None
add_lf_cb   None   None
add_lf_eff   None   None
a_lf_name   None   None
del_lf_cb   None   None
del_lf_eff   None   None
d_lf_name   None   None
other_cb   X   X
other_eff   2021-12-10 00:00:00   2021-09-13 00:00:00
other_desc   Added new agency. California Public Employees' Retirement System (CalPERS)   Added new agency. San Bernadino County Employees' Retirement Association
f606_yes   None   X
f606_no   None   None