PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2540810&amendid=2
| filing_id | 2540810 | 2540810 | 2540810 | 2540810 | 2540810 | 2540810 | 2540810 | 2540810 | 2540810 | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 2 | 2 | 2 | 2 | 1 | 1 | 1 | |||||||||
| line_item | 1 | 2 | 1 | 2 | 3 | 4 | 1 | 2 | 3 | |||||||||
| rec_type | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | |||||||||
| form_type | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | |||||||||
| tran_id | 1 | 2 | 2 | 3 | 4 | 1 | 2 | 3 | 4 | |||||||||
| entity_cd | EMP | AGY | AGY | EMP | AGY | AGY | AGY | EMP | AGY | |||||||||
| entity_id | 1338481 | None | None | 1441006 | None | None | None | 1441006 | None | |||||||||
| enty_naml | Schwartz | University of California - Office of the Treasurer of the Regents | University of California - Office of the Treasurer of the Regents | Goggin | San Bernadino County Employees' Retirement Association | California Public Employees' Retirement System (CalPERS) | University of California - Office of the Treasurer of the Regents | Goggin | San Bernadino County Employees' Retirement Association | |||||||||
| enty_namf | Antonia | None | None | Shea | None | None | None | Shea | None | |||||||||
| enty_namt | None | None | None | None | None | None | None | None | None | |||||||||
| enty_nams | None | None | None | None | None | None | None | None | None |
| filing_id | 2540810 | 2540810 | 2540810 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 2 | 1 | |||
| rec_type | CVR | CVR | CVR | |||
| form_type | F603 | F603 | F603 | |||
| sender_id | 1389432 | 1389432 | 1389432 | |||
| filer_id | 1389432 | 1389432 | 1389432 | |||
| entity_cd | LEM | LEM | LEM | |||
| filer_naml | BREGAL INVESTMENTS, INC. | BREGAL INVESTMENTS, INC. | BREGAL INVESTMENTS, INC. | |||
| filer_namf | None | None | None | |||
| filer_namt | None | None | None | |||
| filer_nams | None | None | None | |||
| report_num | 000 | 002 | 001 | |||
| rpt_date | 2020-12-30 00:00:00 | 2022-02-07 00:00:00 | 2021-09-30 00:00:00 | |||
| ls_beg_yr | 2021 | 2021 | 2021 | |||
| ls_end_yr | 2022 | 2022 | 2022 | |||
| qual_date | None | None | None | |||
| eff_date | None | None | None | |||
| bus_city | NEW YORK | NEW YORK | NEW YORK | |||
| bus_st | NY | NY | NY | |||
| bus_zip4 | 10172 | 10172 | 10172 | |||
| bus_phon | 2127043000 | 2127043000 | 2127043000 | |||
| bus_fax | None | None | None | |||
| bus_email | MRILEY@BREGAL.COM | MRILEY@BREGAL.COM | MRILEY@BREGAL.COM | |||
| mail_city | None | None | None | |||
| mail_st | None | None | None | |||
| mail_zip4 | None | None | None | |||
| mail_phon | None | None | None | |||
| sig_date | 2020-12-30 00:00:00 | 2022-02-07 00:00:00 | 2021-09-30 00:00:00 | |||
| sig_loc | None | None | None | |||
| sig_naml | Riley | Riley | Riley | |||
| sig_namf | Michelle | Michelle | Michelle | |||
| sig_namt | None | None | None | |||
| sig_nams | None | None | None | |||
| prn_naml | Riley | Riley | Riley | |||
| prn_namf | Michelle | Michelle | Michelle | |||
| prn_namt | None | None | None | |||
| prn_nams | None | None | None | |||
| sig_title | General Counsel and Chief Compliance Officer | General Counsel and Chief Compliance Officer | General Counsel and Chief Compliance Officer | |||
| stmt_firm | None | None | None | |||
| ind_cb | None | None | None | |||
| bus_cb | X | X | X | |||
| trade_cb | None | None | None | |||
| oth_cb | None | None | None | |||
| a_b_name | None | None | None | |||
| a_b_city | None | None | None | |||
| a_b_st | None | None | None | |||
| a_b_zip4 | None | None | None | |||
| descrip_1 | None | None | None | |||
| descrip_2 | Investment Adviser | Investment Adviser | Investment Adviser | |||
| c_less50 | None | None | None | |||
| c_more50 | None | None | None | |||
| ind_class | None | None | None | |||
| ind_descr | None | None | None | |||
| bus_class | FIN | FIN | FIN | |||
| bus_descr | None | None | None | |||
| auth_name | None | None | None | |||
| auth_city | None | None | None | |||
| auth_st | None | None | None | |||
| auth_zip4 | None | None | None | |||
| lobby_int | Marketing interests in private investment fund vehicles that are managed by Bregal Investments, Inc. We will not attempt to influence the State Legislature. | Marketing interests in private investment fund vehicles that are managed by Bregal Investments, Inc. We will not attempt to influence the State Legislature. | Marketing interests in private investment fund vehicles that are managed by Bregal Investments, Inc. We will not attempt to influence the State Legislature. | |||
| influen_yn | Y | Y | Y | |||
| firm_name | None | None | None | |||
| newcert_cb | None | None | None | |||
| rencert_cb | None | None | None | |||
| complet_dt | None | None | None | |||
| lby_reg_cb | None | None | None | |||
| lby_604_cb | None | None | None | |||
| st_leg_yn | None | None | None | |||
| st_agency | None | None | None | |||
| lobby_cb | None | None | None | |||
| l_firm_cb | None | None | None |
| filer_id | 1389432 | 1389432 | 1389432 | |||
|---|---|---|---|---|---|---|
| filing_id | 2540810 | 2540810 | 2540810 | |||
| period_id | 249 | 247 | 244 | |||
| form_id | F603 | F603 | F603 | |||
| filing_sequence | 2 | 1 | 0 | |||
| filing_date | 2022-02-07 00:00:00 | 2021-09-30 00:00:00 | 2020-12-30 00:00:00 | |||
| stmnt_type | 10002 | 10002 | 10001 | |||
| stmnt_status | 11001 | 11003 | 11001 | |||
| session_id | 2021 | 2021 | 2021 | |||
| user_id | MMERCHANT | CAFILER | JMENDOZA | |||
| special_audit | 11003 | 11003 | 11003 | |||
| fine_audit | 11003 | 11003 | 11003 | |||
| rpt_start | 2022-02-07 00:00:00 | 2021-09-30 00:00:00 | 2020-12-30 00:00:00 | |||
| rpt_end | 2022-02-07 00:00:00 | 2021-09-30 00:00:00 | 2020-12-30 00:00:00 | |||
| rpt_date | None | None | None | |||
| filing_type | 22006 | 22006 | 22006 |
| filing_id | 2540810 | |
|---|---|---|
| filing_type | 22001 |
| filing_id | 2540810 | 2540810 | 2540810 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | |||
| rec_type | HDR | HDR | HDR | |||
| ef_type | CAL | CAL | CAL | |||
| state_cd | CA | CA | CA | |||
| cal_ver | 2.01 | 2.01 | 2.01 | |||
| soft_name | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | |||
| soft_ver | 1.00 | 1.00 | 1.00 | |||
| hdrcomment | None | None | None |
| filing_id | 2540810 | 2540810 | ||
|---|---|---|---|---|
| amend_id | 2 | 1 | ||
| rec_type | F605 | F605 | ||
| form_type | F603 | F603 | ||
| exec_date | 2022-02-07 00:00:00 | 2021-09-30 00:00:00 | ||
| from_date | 2021-01-01 00:00:00 | 2021-01-01 00:00:00 | ||
| thru_date | 2022-12-31 00:00:00 | 2022-12-31 00:00:00 | ||
| add_l_cb | None | X | ||
| add_l_eff | None | 2021-09-13 00:00:00 | ||
| a_l_naml | None | Goggin | ||
| a_l_namf | None | Shea | ||
| a_l_namt | None | None | ||
| a_l_nams | None | None | ||
| del_l_cb | None | X | ||
| del_l_eff | None | 2021-06-18 00:00:00 | ||
| d_l_naml | None | Schwartz | ||
| d_l_namf | None | Antonia | ||
| d_l_namt | None | None | ||
| d_l_nams | None | None | ||
| add_le_cb | None | None | ||
| add_le_eff | None | None | ||
| a_le_naml | None | None | ||
| a_le_namf | None | None | ||
| a_le_namt | None | None | ||
| a_le_nams | None | None | ||
| del_le_cb | None | None | ||
| del_le_eff | None | None | ||
| d_le_naml | None | None | ||
| d_le_namf | None | None | ||
| d_le_namt | None | None | ||
| d_le_nams | None | None | ||
| add_lf_cb | None | None | ||
| add_lf_eff | None | None | ||
| a_lf_name | None | None | ||
| del_lf_cb | None | None | ||
| del_lf_eff | None | None | ||
| d_lf_name | None | None | ||
| other_cb | X | X | ||
| other_eff | 2021-12-10 00:00:00 | 2021-09-13 00:00:00 | ||
| other_desc | Added new agency. California Public Employees' Retirement System (CalPERS) | Added new agency. San Bernadino County Employees' Retirement Association | ||
| f606_yes | None | X | ||
| f606_no | None | None |