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Filing ID: 2537323
PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2537323&amendid=1
Table: cvr2_registration
| filing_id |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| 2537323 |
| amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| line_item |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| rec_type |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| form_type |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| tran_id |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 3 |
| 4 |
| 5 |
| 6 |
| 7 |
| entity_cd |
| EMP |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| entity_id |
| 1433866 |
| 1433865 |
| 1435188 |
| None |
| None |
| None |
| 1433866 |
| 1435188 |
| None |
| None |
| None |
| 1334386 |
| enty_naml |
| Rohrbacker |
| Donovan |
| Valentine |
| CalSTRS |
| CalPERS |
| UC Regents (UC Retirement Plan) |
| Rohrbacker |
| Valentine |
| CalSTRS |
| CalPERS |
| UC Regents (UC Retirement Plan) |
| Lazarus |
| enty_namf |
| Courtney |
| Ryan |
| Duncan |
| None |
| None |
| None |
| Courtney |
| Duncan |
| None |
| None |
| None |
| Benjamin |
| enty_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| enty_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|
Table: cvr_registration
| filing_id |
| 2537323 |
| 2537323 |
| amend_id |
| 0 |
| 1 |
| rec_type |
| CVR |
| CVR |
| form_type |
| F603 |
| F603 |
| sender_id |
| 1347384 |
| 1347384 |
| filer_id |
| 1347384 |
| 1347384 |
| entity_cd |
| LEM |
| LEM |
| filer_naml |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| filer_namf |
| None |
| None |
| filer_namt |
| None |
| None |
| filer_nams |
| None |
| None |
| report_num |
| 000 |
| 001 |
| rpt_date |
| 2020-12-17 00:00:00 |
| 2022-04-25 00:00:00 |
| ls_beg_yr |
| 2021 |
| 2021 |
| ls_end_yr |
| 2022 |
| 2022 |
| qual_date |
| 2020-08-21 00:00:00 |
| 2020-08-21 00:00:00 |
| eff_date |
| None |
| None |
| bus_city |
| NEW YORK |
| NEW YORK |
| bus_st |
| NY |
| NY |
| bus_zip4 |
| 10007 |
| 10007 |
| bus_phon |
| 2122321420 |
| 2122321420 |
| bus_fax |
| None |
| None |
| bus_email |
| COMPLIANCE@CAPSTONECO.COM |
| COMPLIANCE@CAPSTONECO.COM |
| mail_city |
| NEW YORK |
| NEW YORK |
| mail_st |
| NY |
| NY |
| mail_zip4 |
| 10007 |
| 10007 |
| mail_phon |
| None |
| None |
| sig_date |
| 2020-12-17 00:00:00 |
| 2022-04-25 00:00:00 |
| sig_loc |
| None |
| None |
| sig_naml |
| Paglia |
| Hoffmann |
| sig_namf |
| Katrina |
| Michael |
| sig_namt |
| None |
| None |
| sig_nams |
| None |
| None |
| prn_naml |
| Paglia |
| Hoffmann |
| prn_namf |
| Katrina |
| Michael |
| prn_namt |
| None |
| None |
| prn_nams |
| None |
| None |
| sig_title |
| General Counsel & Chief Compliance Officer |
| Compliance Officer |
| stmt_firm |
| None |
| None |
| ind_cb |
| None |
| None |
| bus_cb |
| X |
| X |
| trade_cb |
| None |
| None |
| oth_cb |
| None |
| None |
| a_b_name |
| None |
| None |
| a_b_city |
| None |
| None |
| a_b_st |
| None |
| None |
| a_b_zip4 |
| None |
| None |
| descrip_1 |
| None |
| None |
| descrip_2 |
| Investments |
| Investments |
| c_less50 |
| None |
| None |
| c_more50 |
| None |
| None |
| ind_class |
| None |
| None |
| ind_descr |
| None |
| None |
| bus_class |
| FIN |
| FIN |
| bus_descr |
| None |
| None |
| auth_name |
| None |
| None |
| auth_city |
| None |
| None |
| auth_st |
| None |
| None |
| auth_zip4 |
| None |
| None |
| lobby_int |
| None |
| None |
| influen_yn |
| None |
| None |
| firm_name |
| None |
| None |
| newcert_cb |
| None |
| None |
| rencert_cb |
| None |
| None |
| complet_dt |
| None |
| None |
| lby_reg_cb |
| None |
| None |
| lby_604_cb |
| None |
| None |
| st_leg_yn |
| None |
| None |
| st_agency |
| None |
| None |
| lobby_cb |
| None |
| None |
| l_firm_cb |
| None |
| None |
|
Table: filer_filings
| filer_id |
| 1347384 |
| 1347384 |
| filing_id |
| 2537323 |
| 2537323 |
| period_id |
| 244 |
| 250 |
| form_id |
| F603 |
| F603 |
| filing_sequence |
| 0 |
| 1 |
| filing_date |
| 2020-12-17 00:00:00 |
| 2022-04-25 00:00:00 |
| stmnt_type |
| 10001 |
| 10002 |
| stmnt_status |
| 11001 |
| 11001 |
| session_id |
| 2021 |
| 2021 |
| user_id |
| JMENDOZA |
| MMERCHANT |
| special_audit |
| 11003 |
| 11003 |
| fine_audit |
| 11003 |
| 11003 |
| rpt_start |
| 2020-12-17 00:00:00 |
| 2022-04-25 00:00:00 |
| rpt_end |
| 2020-12-17 00:00:00 |
| 2022-04-25 00:00:00 |
| rpt_date |
| None |
| None |
| filing_type |
| 22006 |
| 22006 |
|
Table: filings
| filing_id |
| 2537323 |
| filing_type |
| 22001 |
|
Table: hdr
| filing_id |
| 2537323 |
| 2537323 |
| amend_id |
| 0 |
| 1 |
| rec_type |
| HDR |
| HDR |
| ef_type |
| CAL |
| CAL |
| state_cd |
| CA |
| CA |
| cal_ver |
| 2.01 |
| 2.01 |
| soft_name |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| soft_ver |
| 1.00 |
| 1.00 |
| hdrcomment |
| None |
| None |
|
Table: lobby_amendments
| filing_id |
| 2537323 |
| amend_id |
| 1 |
| rec_type |
| F605 |
| form_type |
| F603 |
| exec_date |
| 2022-04-25 00:00:00 |
| from_date |
| 2021-01-01 00:00:00 |
| thru_date |
| 2022-12-31 00:00:00 |
| add_l_cb |
| X |
| add_l_eff |
| 2022-04-20 00:00:00 |
| a_l_naml |
| Lazarus |
| a_l_namf |
| Benjamin |
| a_l_namt |
| None |
| a_l_nams |
| None |
| del_l_cb |
| X |
| del_l_eff |
| 2022-04-20 00:00:00 |
| d_l_naml |
| Donovan |
| d_l_namf |
| Ryan |
| d_l_namt |
| None |
| d_l_nams |
| None |
| add_le_cb |
| None |
| add_le_eff |
| None |
| a_le_naml |
| None |
| a_le_namf |
| None |
| a_le_namt |
| None |
| a_le_nams |
| None |
| del_le_cb |
| None |
| del_le_eff |
| None |
| d_le_naml |
| None |
| d_le_namf |
| None |
| d_le_namt |
| None |
| d_le_nams |
| None |
| add_lf_cb |
| None |
| add_lf_eff |
| None |
| a_lf_name |
| None |
| del_lf_cb |
| None |
| del_lf_eff |
| None |
| d_lf_name |
| None |
| other_cb |
| None |
| other_eff |
| None |
| other_desc |
| None |
| f606_yes |
| X |
| f606_no |
| None |
|