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Filing ID: 2488565
PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2488565&amendid=0
Table: cvr_registration
| filing_id |
| 2488565 |
| amend_id |
| 0 |
| rec_type |
| CVR |
| form_type |
| F606 |
| sender_id |
| 1346515 |
| filer_id |
| 1398505 |
| entity_cd |
| LBY |
| filer_naml |
| THILL |
| filer_namf |
| DAVID M. |
| filer_namt |
| None |
| filer_nams |
| None |
| report_num |
| 000 |
| rpt_date |
| 2020-08-04 00:00:00 |
| ls_beg_yr |
| 2019 |
| ls_end_yr |
| 2020 |
| qual_date |
| None |
| eff_date |
| 2020-06-30 00:00:00 |
| bus_city |
| NEW YORK |
| bus_st |
| NY |
| bus_zip4 |
| 10022 |
| bus_phon |
| None |
| bus_fax |
| None |
| bus_email |
| None |
| mail_city |
| None |
| mail_st |
| None |
| mail_zip4 |
| None |
| mail_phon |
| None |
| sig_date |
| 2020-08-04 00:00:00 |
| sig_loc |
| None |
| sig_naml |
| Sayago |
| sig_namf |
| Andrea |
| sig_namt |
| None |
| sig_nams |
| None |
| prn_naml |
| Sayago |
| prn_namf |
| Andrea |
| prn_namt |
| None |
| prn_nams |
| None |
| sig_title |
| Chief Compliance Officer |
| stmt_firm |
| None |
| ind_cb |
| None |
| bus_cb |
| None |
| trade_cb |
| None |
| oth_cb |
| None |
| a_b_name |
| None |
| a_b_city |
| None |
| a_b_st |
| None |
| a_b_zip4 |
| None |
| descrip_1 |
| None |
| descrip_2 |
| None |
| c_less50 |
| None |
| c_more50 |
| None |
| ind_class |
| None |
| ind_descr |
| None |
| bus_class |
| None |
| bus_descr |
| None |
| auth_name |
| None |
| auth_city |
| None |
| auth_st |
| None |
| auth_zip4 |
| None |
| lobby_int |
| None |
| influen_yn |
| None |
| firm_name |
| Cowen Investment Management LLC |
| newcert_cb |
| None |
| rencert_cb |
| None |
| complet_dt |
| None |
| lby_reg_cb |
| None |
| lby_604_cb |
| None |
| st_leg_yn |
| None |
| st_agency |
| None |
| lobby_cb |
| None |
| l_firm_cb |
| None |
|
Table: filer_filings
| filer_id |
| 1398505 |
| filing_id |
| 2488565 |
| period_id |
| 243 |
| form_id |
| F606 |
| filing_sequence |
| 0 |
| filing_date |
| 2020-08-04 00:00:00 |
| stmnt_type |
| 10001 |
| stmnt_status |
| 11001 |
| session_id |
| 2019 |
| user_id |
| MMERCHANT |
| special_audit |
| 11003 |
| fine_audit |
| 11003 |
| rpt_start |
| 2020-08-04 00:00:00 |
| rpt_end |
| 2020-08-04 00:00:00 |
| rpt_date |
| None |
| filing_type |
| 22006 |
|
Table: filings
| filing_id |
| 2488565 |
| filing_type |
| 22001 |
|
Table: hdr
| filing_id |
| 2488565 |
| amend_id |
| 0 |
| rec_type |
| HDR |
| ef_type |
| CAL |
| state_cd |
| CA |
| cal_ver |
| 2.01 |
| soft_name |
| CAL-ACCESS OBJECT MODEL |
| soft_ver |
| 1.00 |
| hdrcomment |
| None |
|