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Filing ID: 2468707
PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2468707&amendid=2
Table: cvr2_lobby_disclosure
| amend_id |
| 1 |
| 2 |
| 0 |
| entity_cd |
| EMP |
| EMP |
| EMP |
| entity_id |
| 1405978 |
| 1405978 |
| 1405978 |
| enty_namf |
| DEBRA |
| DEBRA |
| DEBRA |
| enty_naml |
| PIPINES - REGISTERED 5/15/18 |
| PIPINES - REGISTERED 5/15/18 |
| PIPINES - REGISTERED 5/15/18 |
| enty_nams |
| None |
| None |
| None |
| enty_namt |
| None |
| None |
| None |
| enty_title |
| None |
| None |
| None |
| filing_id |
| 2468707 |
| 2468707 |
| 2468707 |
| form_type |
| F625 |
| F625 |
| F625 |
| line_item |
| 1 |
| 1 |
| 1 |
| rec_type |
| CVR2 |
| CVR2 |
| CVR2 |
| tran_id |
| 1 |
| 1 |
| 1 |
|
Table: cvr_lobby_disclosure
| filing_id |
| 2468707 |
| 2468707 |
| 2468707 |
| amend_id |
| 0 |
| 1 |
| 2 |
| rec_type |
| CVR |
| CVR |
| CVR |
| form_type |
| F625 |
| F625 |
| F625 |
| sender_id |
| 1405976 |
| 1405976 |
| 1405976 |
| filer_id |
| 1405976 |
| 1405976 |
| 1405976 |
| entity_cd |
| FRM |
| FRM |
| FRM |
| filer_naml |
| ERG SECURITIES (US) LLC |
| ERG SECURITIES (US) LLC |
| ERG SECURITIES (US) LLC |
| filer_namf |
| None |
| None |
| None |
| filer_namt |
| None |
| None |
| None |
| filer_nams |
| None |
| None |
| None |
| report_num |
| 000 |
| 001 |
| 002 |
| rpt_date |
| 2020-04-29 00:00:00 |
| 2020-10-07 00:00:00 |
| 2020-10-07 00:00:00 |
| from_date |
| 2020-01-01 00:00:00 |
| 2020-01-01 00:00:00 |
| 2020-01-01 00:00:00 |
| thru_date |
| 2020-03-31 00:00:00 |
| 2020-03-31 00:00:00 |
| 2020-03-31 00:00:00 |
| cum_beg_dt |
| 2020-01-01 00:00:00 |
| 2020-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| firm_id |
| 1405976 |
| 1405976 |
| 1405976 |
| firm_name |
| None |
| None |
| None |
| firm_city |
| NORWALK |
| NORWALK |
| NORWALK |
| firm_st |
| CT |
| CT |
| CT |
| firm_zip4 |
| 60854 |
| 60854 |
| 60854 |
| firm_phon |
| 9147159701 |
| 9147159701 |
| 9147159701 |
| mail_city |
| None |
| None |
| None |
| mail_st |
| None |
| None |
| None |
| mail_zip4 |
| None |
| None |
| None |
| mail_phon |
| None |
| None |
| None |
| sig_date |
| 2020-04-29 00:00:00 |
| 2020-10-07 00:00:00 |
| 2020-10-07 00:00:00 |
| sig_loc |
| New York |
| NY,NY |
| New York, NY |
| sig_naml |
| Goodman |
| Goodman |
| Goodman |
| sig_namf |
| Robert |
| Robert |
| Robert |
| sig_namt |
| None |
| None |
| None |
| sig_nams |
| None |
| None |
| None |
| prn_naml |
| Goodman |
| Goodman |
| Goodman |
| prn_namf |
| Robert |
| Robert |
| Robert |
| prn_namt |
| None |
| None |
| None |
| prn_nams |
| None |
| None |
| None |
| sig_title |
| Chief Compliance Officer |
| Chief Compliance Officer |
| Chief Compliance Officer |
| nopart1_cb |
| None |
| None |
| None |
| nopart2_cb |
| None |
| None |
| None |
| part1_1_cb |
| X |
| X |
| X |
| part1_2_cb |
| None |
| None |
| None |
| ctrib_n_cb |
| X |
| X |
| X |
| ctrib_y_cb |
| None |
| None |
| None |
| lby_actvty |
| None |
| None |
| None |
| lobby_n_cb |
| X |
| X |
| X |
| lobby_y_cb |
| None |
| None |
| None |
| major_naml |
| None |
| None |
| None |
| major_namf |
| None |
| None |
| None |
| major_namt |
| None |
| None |
| None |
| major_nams |
| None |
| None |
| None |
| rcpcmte_nm |
| None |
| None |
| None |
| rcpcmte_id |
| None |
| None |
| None |
|
Table: f690p2
| filing_id |
| 2468707 |
| 2468707 |
| amend_id |
| 2 |
| 1 |
| line_item |
| 1 |
| 1 |
| rec_type |
| F690 |
| F690 |
| form_type |
| F625 |
| F625 |
| exec_date |
| 2020-04-29 00:00:00 |
| 2020-04-29 00:00:00 |
| from_date |
| 2020-01-01 00:00:00 |
| 2020-01-01 00:00:00 |
| thru_date |
| 2020-03-31 00:00:00 |
| 2020-03-31 00:00:00 |
| chg_parts |
| 1 |
| None |
| chg_sects |
| None |
| None |
| amend_txt1 |
| Amend 'cumulative period' to 1/1/19 and add state for place of execution |
| Amend 'cumulative period beginning' date to 1/1/19 and to include state for place of execution |
|
Table: filer_filings
| filer_id |
| 1405976 |
| 1405976 |
| 1405976 |
| filing_id |
| 2468707 |
| 2468707 |
| 2468707 |
| period_id |
| 241 |
| 241 |
| 241 |
| form_id |
| F625 |
| F625 |
| F625 |
| filing_sequence |
| 0 |
| 2 |
| 1 |
| filing_date |
| 2020-04-29 00:00:00 |
| 2020-10-07 00:00:00 |
| 2020-10-07 00:00:00 |
| stmnt_type |
| 10001 |
| 10002 |
| 10002 |
| stmnt_status |
| 11001 |
| 11003 |
| 11003 |
| session_id |
| 2019 |
| 2019 |
| 2019 |
| user_id |
| MKIRKHAM |
| CAFILER |
| CAFILER |
| special_audit |
| 11003 |
| 11003 |
| 11003 |
| fine_audit |
| 11001 |
| 11003 |
| 11003 |
| rpt_start |
| 2020-01-01 00:00:00 |
| 2020-01-01 00:00:00 |
| 2020-01-01 00:00:00 |
| rpt_end |
| 2020-03-31 00:00:00 |
| 2020-03-31 00:00:00 |
| 2020-03-31 00:00:00 |
| rpt_date |
| None |
| None |
| None |
| filing_type |
| 22006 |
| 22006 |
| 22006 |
|
Table: filings
| filing_id |
| 2468707 |
| filing_type |
| 22001 |
|
Table: hdr
| filing_id |
| 2468707 |
| 2468707 |
| 2468707 |
| amend_id |
| 0 |
| 1 |
| 2 |
| rec_type |
| HDR |
| HDR |
| HDR |
| ef_type |
| CAL |
| CAL |
| CAL |
| state_cd |
| CA |
| CA |
| CA |
| cal_ver |
| 2.01 |
| 2.01 |
| 2.01 |
| soft_name |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| soft_ver |
| 1.00 |
| 1.00 |
| 1.00 |
| hdrcomment |
| None |
| None |
| None |
|
Table: lpay
| filing_id |
| 2468707 |
| 2468707 |
| 2468707 |
| amend_id |
| 0 |
| 1 |
| 2 |
| line_item |
| 1 |
| 1 |
| 1 |
| rec_type |
| LPAY |
| LPAY |
| LPAY |
| form_type |
| F625P2 |
| F625P2 |
| F625P2 |
| tran_id |
| 2 |
| 2 |
| 2 |
| entity_cd |
| LEM |
| LEM |
| LEM |
| emplr_naml |
| ASTIGNES CAPITAL ASIA PTE LTD |
| ASTIGNES CAPITAL ASIA PTE LTD |
| ASTIGNES CAPITAL ASIA PTE LTD |
| emplr_namf |
| None |
| None |
| None |
| emplr_namt |
| None |
| None |
| None |
| emplr_nams |
| None |
| None |
| None |
| emplr_city |
| SINGAPORE |
| SINGAPORE |
| SINGAPORE |
| emplr_st |
| None |
| None |
| None |
| emplr_zip4 |
| 49145 |
| 49145 |
| 49145 |
| emplr_phon |
| 9147159701 |
| 9147159701 |
| 9147159701 |
| lby_actvty |
| NONE |
| NONE |
| NONE |
| fees_amt |
| 0 |
| 0 |
| 0 |
| reimb_amt |
| 0 |
| 0 |
| 0 |
| advan_amt |
| 0 |
| 0 |
| 0 |
| advan_dscr |
| None |
| None |
| None |
| per_total |
| 0 |
| 0 |
| 0 |
| cum_total |
| 0 |
| 0 |
| 0 |
| memo_code |
| None |
| None |
| None |
| memo_refno |
| 2 |
| None |
| 2 |
| bakref_tid |
| None |
| None |
| None |
| emplr_id |
| None |
| None |
| None |
|
Table: smry
| filing_id |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| 2468707 |
| amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| line_item |
| A |
| B |
| C |
| D |
| 0 |
| 1 |
| 2 |
| 3 |
| 0 |
| A |
| B |
| C |
| D |
| 0 |
| 1 |
| 2 |
| 3 |
| 0 |
| A |
| B |
| C |
| D |
| 0 |
| 1 |
| 2 |
| 3 |
| 0 |
| rec_type |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| SMRY |
| form_type |
| F625 |
| F625 |
| F625 |
| F625 |
| F625P2 |
| F625P3A |
| F625P3A |
| F625P3A |
| F625P3B |
| F625 |
| F625 |
| F625 |
| F625 |
| F625P2 |
| F625P3A |
| F625P3A |
| F625P3A |
| F625P3B |
| F625 |
| F625 |
| F625 |
| F625 |
| F625P2 |
| F625P3A |
| F625P3A |
| F625P3A |
| F625P3B |
| amount_a |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| amount_b |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| amount_c |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| elec_dt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|