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Filing ID: 2377117

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2377117&amendid=0

Table: cvr2_registration
filing_id   2377117   2377117   2377117   2377117   2377117   2377117   2377117
amend_id   0   0   0   0   0   0   0
line_item   1   2   3   4   5   6   7
rec_type   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2
form_type   F603   F603   F603   F603   F603   F603   F603
tran_id   1   2   3   4   5   6   7
entity_cd   EMP   EMP   EMP   AGY   AGY   AGY   AGY
entity_id   1373342   1417856   1417855   None   None   None   None
enty_naml   Faust   Humphreys   Rodriguez   CalPERS   CalSTRS   Regents of the University of California   University of California Retirement System
enty_namf   John   John   Max   None   None   None   None
enty_namt   MD Sales   Director   MD Sales   None   None   None   None
enty_nams   None   None   None   None   None   None   None
Table: cvr_registration
filing_id   2377117
amend_id   0
rec_type   CVR
form_type   F603
sender_id   1336197
filer_id   1336197
entity_cd   LEM
filer_naml   BARINGS LLC
filer_namf   None
filer_namt   None
filer_nams   None
report_num   000
rpt_date   2019-04-25 00:00:00
ls_beg_yr   2019
ls_end_yr   2020
qual_date   None
eff_date   None
bus_city   CHARLOTTE
bus_st   NC
bus_zip4   28202
bus_phon   6177613763
bus_fax   None
bus_email   [email protected]
mail_city   None
mail_st   None
mail_zip4   None
mail_phon   None
sig_date   2019-04-25 00:00:00
sig_loc   None
sig_naml   Keefe
sig_namf   Jessica
sig_namt   None
sig_nams   None
prn_naml   Keefe
prn_namf   Jessica
prn_namt   None
prn_nams   None
sig_title   Director, Compliance
stmt_firm   None
ind_cb   None
bus_cb   X
trade_cb   None
oth_cb   None
a_b_name   None
a_b_city   None
a_b_st   None
a_b_zip4   None
descrip_1   None
descrip_2   Asset Management
c_less50   None
c_more50   None
ind_class   None
ind_descr   None
bus_class   FIN
bus_descr   None
auth_name   None
auth_city   None
auth_st   None
auth_zip4   None
lobby_int   None
influen_yn   None
firm_name   None
newcert_cb   None
rencert_cb   None
complet_dt   None
lby_reg_cb   None
lby_604_cb   None
st_leg_yn   None
st_agency   None
lobby_cb   None
l_firm_cb   None
Table: filer_filings
filer_id   1336197
filing_id   2377117
period_id   238
form_id   F603
filing_sequence   0
filing_date   2019-04-25 00:00:00
stmnt_type   10001
stmnt_status   11001
session_id   2019
user_id   GPEREZ
special_audit   11003
fine_audit   11003
rpt_start   2019-04-25 00:00:00
rpt_end   2019-04-25 00:00:00
rpt_date   None
filing_type   22006
Table: filings
filing_id   2377117
filing_type   22001
Table: hdr
filing_id   2377117
amend_id   0
rec_type   HDR
ef_type   CAL
state_cd   CA
cal_ver   2.01
soft_name   CAL-ACCESS OBJECT MODEL
soft_ver   1.00
hdrcomment   None