PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2361431&amendid=2
| filing_id | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | 2361431 | ||||||||||||||||||||||||||||||||||||||||||
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| amend_id | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | ||||||||||||||||||||||||||||||||||||||||||
| line_item | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | ||||||||||||||||||||||||||||||||||||||||||
| rec_type | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | ||||||||||||||||||||||||||||||||||||||||||
| form_type | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | ||||||||||||||||||||||||||||||||||||||||||
| tran_id | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | ||||||||||||||||||||||||||||||||||||||||||
| entity_cd | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | ||||||||||||||||||||||||||||||||||||||||||
| entity_id | 1345507 | None | None | None | None | None | None | None | None | None | None | None | None | None | 1345507 | None | None | None | None | None | None | None | None | None | None | None | None | None | 1345507 | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||
| enty_naml | TORYKIAN | CalSTRS California State Teachers Retirement System | University of California - Regents | California Public Employees Retirement System | California Office of the State Treasurer | California Savings Plus Program | Merced County Employees Retirement Association | Sacramento County Employees' Retirement System | Stanislaus County Employees Retirement Association | The University of California, San Francisco | San Francisco City & County Employees Retirement System | San Mateo County Employees Retirement Association | California Endowment | Los Angeles County Employees Retirement Association | TORYKIAN | CalSTRS California State Teachers Retirement System | University of California - Regents | California Public Employees Retirement System | California Office of the State Treasurer | California Savings Plus Program | Merced County Employees Retirement Association | Sacramento County Employees' Retirement System | Stanislaus County Employees Retirement Association | The University of California, San Francisco | San Francisco City & County Employees Retirement System | San Mateo County Employees Retirement Association | California Endowment | Los Angeles County Employees Retirement Association | TORYKIAN | CalSTRS California State Teachers Retirement System | University of California - Regents | California Public Employees Retirement System | California Office of the State Treasurer | California Savings Plus Program | Merced County Employees Retirement Association | Sacramento County Employees' Retirement System | Stanislaus County Employees Retirement Association | The University of California, San Francisco | San Francisco City & County Employees Retirement System | San Mateo County Employees Retirement Association | California Endowment | Los Angeles County Employees Retirement Association | ||||||||||||||||||||||||||||||||||||||||||
| enty_namf | RICHARD P. | None | None | None | None | None | None | None | None | None | None | None | None | None | RICHARD P. | None | None | None | None | None | None | None | None | None | None | None | None | None | RICHARD P. | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||
| enty_namt | MANAGING D | None | None | None | None | None | None | None | None | None | None | None | None | None | MANAGING D | None | None | None | None | None | None | None | None | None | None | None | None | None | MANAGING D | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||
| enty_nams | JR. | None | None | None | None | None | None | None | None | None | None | None | None | None | JR. | None | None | None | None | None | None | None | None | None | None | None | None | None | JR. | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 2361431 | 2361431 | 2361431 | |||
|---|---|---|---|---|---|---|
| amend_id | 1 | 2 | 0 | |||
| rec_type | CVR | CVR | CVR | |||
| form_type | F603 | F603 | F603 | |||
| sender_id | 1345506 | 1345506 | 1345506 | |||
| filer_id | 1345506 | 1345506 | 1345506 | |||
| entity_cd | LEM | LEM | LEM | |||
| filer_naml | BROOKFIELD PUBLIC SECURITIES GROUP LLC | BROOKFIELD PUBLIC SECURITIES GROUP LLC | BROOKFIELD PUBLIC SECURITIES GROUP LLC | |||
| filer_namf | None | None | None | |||
| filer_namt | None | None | None | |||
| filer_nams | None | None | None | |||
| report_num | 001 | 002 | 000 | |||
| rpt_date | 2019-02-21 00:00:00 | 2019-03-15 00:00:00 | 2019-02-21 00:00:00 | |||
| ls_beg_yr | 2019 | 2019 | 2019 | |||
| ls_end_yr | 2020 | 2020 | 2020 | |||
| qual_date | 2019-02-21 00:00:00 | 2019-02-21 00:00:00 | 2019-02-21 00:00:00 | |||
| eff_date | None | None | None | |||
| bus_city | NEW YORK | NEW YORK | NEW YORK | |||
| bus_st | NY | NY | NY | |||
| bus_zip4 | 10281 | 10281 | 10281 | |||
| bus_phon | 2125498400 | 2125498400 | 2125498400 | |||
| bus_fax | 2125498300 | 2125498300 | 2125498300 | |||
| bus_email | DLBIMTEAM_NORTHAMERICAREGULATORY@BROOKFI | DLBIMTEAM_NORTHAMERICAREGULATORY@BROOKFI | DLBIMTEAM_NORTHAMERICAREGULATORY@BROOKFI | |||
| mail_city | None | None | None | |||
| mail_st | None | None | None | |||
| mail_zip4 | None | None | None | |||
| mail_phon | None | None | None | |||
| sig_date | 2019-02-21 00:00:00 | 2019-03-15 00:00:00 | 2018-02-21 00:00:00 | |||
| sig_loc | None | None | None | |||
| sig_naml | Hourihan | Hourihan | Hourihan | |||
| sig_namf | Brian | Brian | Brian | |||
| sig_namt | None | None | None | |||
| sig_nams | None | None | None | |||
| prn_naml | Hourihan | Hourihan | Hourihan | |||
| prn_namf | Brian | Brian | Brian | |||
| prn_namt | None | None | None | |||
| prn_nams | None | None | None | |||
| sig_title | Regulatory Counsel & CCO | CCO & Regulatory Counsel | Regulatory Counsel & CCO | |||
| stmt_firm | None | None | None | |||
| ind_cb | None | None | None | |||
| bus_cb | X | X | X | |||
| trade_cb | None | None | None | |||
| oth_cb | None | None | None | |||
| a_b_name | None | None | None | |||
| a_b_city | None | None | None | |||
| a_b_st | None | None | None | |||
| a_b_zip4 | None | None | None | |||
| descrip_1 | None | None | None | |||
| descrip_2 | Investment Advisory | Investment Advisory | Investment Advisory | |||
| c_less50 | None | None | None | |||
| c_more50 | None | None | None | |||
| ind_class | OTH | OTH | OTH | |||
| ind_descr | Finance | Finance | Finance | |||
| bus_class | None | None | None | |||
| bus_descr | None | None | None | |||
| auth_name | None | None | None | |||
| auth_city | None | None | None | |||
| auth_st | None | None | None | |||
| auth_zip4 | None | None | None | |||
| lobby_int | None | None | None | |||
| influen_yn | None | None | None | |||
| firm_name | None | None | None | |||
| newcert_cb | None | None | None | |||
| rencert_cb | None | None | None | |||
| complet_dt | None | None | None | |||
| lby_reg_cb | None | None | None | |||
| lby_604_cb | None | None | None | |||
| st_leg_yn | None | None | None | |||
| st_agency | None | None | None | |||
| lobby_cb | None | None | None | |||
| l_firm_cb | None | None | None |
| filer_id | 1345506 | 1345506 | 1345506 | |||
|---|---|---|---|---|---|---|
| filing_id | 2361431 | 2361431 | 2361431 | |||
| period_id | 237 | 237 | 237 | |||
| form_id | F603 | F603 | F603 | |||
| filing_sequence | 2 | 0 | 1 | |||
| filing_date | 2019-03-15 00:00:00 | 2019-02-21 00:00:00 | 2019-02-21 00:00:00 | |||
| stmnt_type | 10002 | 10001 | 10002 | |||
| stmnt_status | 11001 | 11001 | 11001 | |||
| session_id | 2019 | 2019 | 2019 | |||
| user_id | YRODRIGU | YRODRIGU | YRODRIGU | |||
| special_audit | 11003 | 11003 | 11003 | |||
| fine_audit | 11003 | 11003 | 11003 | |||
| rpt_start | 2019-03-15 00:00:00 | 2019-02-21 00:00:00 | 2019-02-21 00:00:00 | |||
| rpt_end | 2019-03-15 00:00:00 | 2019-02-21 00:00:00 | 2019-02-21 00:00:00 | |||
| rpt_date | None | None | None | |||
| filing_type | 22006 | 22006 | 22006 |
| filing_id | 2361431 | |
|---|---|---|
| filing_type | 22001 |
| filing_id | 2361431 | 2361431 | 2361431 | |||
|---|---|---|---|---|---|---|
| amend_id | 1 | 0 | 2 | |||
| rec_type | HDR | HDR | HDR | |||
| ef_type | CAL | CAL | CAL | |||
| state_cd | CA | CA | CA | |||
| cal_ver | 2.01 | 2.01 | 2.01 | |||
| soft_name | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | |||
| soft_ver | 1.00 | 1.00 | 1.00 | |||
| hdrcomment | None | None | None |
| filing_id | 2361431 | 2361431 | ||
|---|---|---|---|---|
| amend_id | 2 | 1 | ||
| rec_type | F605 | F605 | ||
| form_type | F603 | F603 | ||
| exec_date | 2019-03-15 00:00:00 | 2019-02-21 00:00:00 | ||
| from_date | 2019-01-01 00:00:00 | 2019-01-01 00:00:00 | ||
| thru_date | 2020-12-31 00:00:00 | 2020-12-31 00:00:00 | ||
| add_l_cb | None | None | ||
| add_l_eff | None | None | ||
| a_l_naml | None | None | ||
| a_l_namf | None | None | ||
| a_l_namt | None | None | ||
| a_l_nams | None | None | ||
| del_l_cb | None | None | ||
| del_l_eff | None | None | ||
| d_l_naml | None | None | ||
| d_l_namf | None | None | ||
| d_l_namt | None | None | ||
| d_l_nams | None | None | ||
| add_le_cb | None | None | ||
| add_le_eff | None | None | ||
| a_le_naml | None | None | ||
| a_le_namf | None | None | ||
| a_le_namt | None | None | ||
| a_le_nams | None | None | ||
| del_le_cb | None | None | ||
| del_le_eff | None | None | ||
| d_le_naml | None | None | ||
| d_le_namf | None | None | ||
| d_le_namt | None | None | ||
| d_le_nams | None | None | ||
| add_lf_cb | None | None | ||
| add_lf_eff | None | None | ||
| a_lf_name | None | None | ||
| del_lf_cb | None | None | ||
| del_lf_eff | None | None | ||
| d_lf_name | None | None | ||
| other_cb | X | X | ||
| other_eff | 2019-03-15 00:00:00 | 2019-02-21 00:00:00 | ||
| other_desc | Remove unrelated local agencies and description of lobbying interests. | Date form was signed | ||
| f606_yes | None | None | ||
| f606_no | None | None |