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Filing ID: 2336075
PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2336075&amendid=4
Table: cvr2_registration
| filing_id |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
| line_item |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| rec_type |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| form_type |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| tran_id |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 3 |
| 4 |
| 5 |
| 6 |
| 2 |
| 1 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 3 |
| 4 |
| 5 |
| 6 |
| 2 |
| entity_cd |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| entity_id |
| 1399757 |
| 1400088 |
| None |
| None |
| None |
| 1399757 |
| 1400088 |
| None |
| None |
| None |
| 1400577 |
| 1399757 |
| None |
| None |
| None |
| 1400577 |
| 1405070 |
| 1399757 |
| None |
| None |
| None |
| 1400577 |
| 1399757 |
| None |
| None |
| None |
| 1400577 |
| 1405070 |
| enty_naml |
| MARSEILLE |
| WITT |
| CALPERS |
| CALSTRS |
| UC REGENTS |
| MARSEILLE |
| WITT |
| CALPERS |
| CALSTRS |
| UC REGENTS |
| Smithen |
| MARSEILLE |
| CALPERS |
| CALSTRS |
| UC REGENTS |
| Smithen |
| Golden |
| MARSEILLE |
| CALPERS |
| CALSTRS |
| UC REGENTS |
| Smithen |
| MARSEILLE |
| CALPERS |
| CALSTRS |
| UC REGENTS |
| Smithen |
| Golden |
| enty_namf |
| ROMMEL |
| ANDREW |
| None |
| None |
| None |
| ROMMEL |
| ANDREW |
| None |
| None |
| None |
| Kevin |
| ROMMEL |
| None |
| None |
| None |
| Kevin |
| Leslie |
| ROMMEL |
| None |
| None |
| None |
| Kevin |
| ROMMEL |
| None |
| None |
| None |
| Kevin |
| Leslie |
| enty_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| enty_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|
Table: cvr_registration
| filing_id |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| amend_id |
| 0 |
| 1 |
| 3 |
| 4 |
| 2 |
| rec_type |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| form_type |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| sender_id |
| 1399758 |
| 1399758 |
| 1399758 |
| 1399758 |
| 1399758 |
| filer_id |
| 1399758 |
| 1399758 |
| 1399758 |
| 1399758 |
| 1399758 |
| entity_cd |
| LEM |
| LEM |
| LEM |
| LEM |
| LEM |
| filer_naml |
| COLONY CAPITAL ADVISORS, LLC |
| COLONY CAPITAL ADVISORS, LLC |
| COLONY CAPITAL ADVISORS, LLC |
| COLONY CAPITAL ADVISORS, LLC |
| COLONY CAPITAL ADVISORS, LLC |
| filer_namf |
| None |
| None |
| None |
| None |
| None |
| filer_namt |
| None |
| None |
| None |
| None |
| None |
| filer_nams |
| None |
| None |
| None |
| None |
| None |
| report_num |
| 000 |
| 001 |
| 003 |
| 004 |
| 002 |
| rpt_date |
| 2019-01-18 00:00:00 |
| 2019-10-31 00:00:00 |
| 2020-06-08 00:00:00 |
| 2020-08-24 00:00:00 |
| 2020-02-19 00:00:00 |
| ls_beg_yr |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
| ls_end_yr |
| 2020 |
| 2020 |
| 2020 |
| 2020 |
| 2020 |
| qual_date |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| eff_date |
| None |
| None |
| None |
| None |
| None |
| bus_city |
| LOS ANGELES |
| LOS ANGELES |
| LOS ANGELES |
| LOS ANGELES |
| LOS ANGELES |
| bus_st |
| CA |
| CA |
| CA |
| CA |
| CA |
| bus_zip4 |
| 90071 |
| 90071 |
| 90071 |
| 90071 |
| 90071 |
| bus_phon |
| 3105527127 |
| 3105527127 |
| 3105527127 |
| 3105527127 |
| 3105527127 |
| bus_fax |
| None |
| None |
| None |
| None |
| None |
| bus_email |
| FPPC@BMHLAW.COM |
| FPPC@BMHLAW.COM |
| FPPC@BMHLAW.COM |
| FPPC@BMHLAW.COM |
| FPPC@BMHLAW.COM |
| mail_city |
| SACRAMENTO |
| SACRAMENTO |
| SACRAMENTO |
| SACRAMENTO |
| SACRAMENTO |
| mail_st |
| CA |
| CA |
| CA |
| CA |
| CA |
| mail_zip4 |
| 95814 |
| 95814 |
| 95814 |
| 95814 |
| 95814 |
| mail_phon |
| None |
| None |
| None |
| None |
| None |
| sig_date |
| 2018-12-19 00:00:00 |
| 2019-10-15 00:00:00 |
| 2020-04-10 00:00:00 |
| 2020-08-07 00:00:00 |
| 2020-01-16 00:00:00 |
| sig_loc |
| None |
| None |
| None |
| None |
| None |
| sig_naml |
| SCHWARTZMAN |
| Schwartzman |
| Schwartzman |
| Schwartzman |
| Schwartzman |
| sig_namf |
| LEON |
| Leon |
| Leon |
| Leon |
| Leon |
| sig_namt |
| None |
| None |
| None |
| None |
| None |
| sig_nams |
| None |
| None |
| None |
| None |
| None |
| prn_naml |
| SCHWARTZMAN |
| Schwartzman |
| Schwartzman |
| Schwartzman |
| Schwartzman |
| prn_namf |
| LEON |
| Leon |
| Leon |
| Leon |
| Leon |
| prn_namt |
| None |
| None |
| None |
| None |
| None |
| prn_nams |
| None |
| None |
| None |
| None |
| None |
| sig_title |
| MANAGING DIRECTOR & CHIEF RISK OFFICER |
| Managing Director and Chief Risk Officer |
| Managing Director and Chief Risk Officer |
| Managing Director and Chief Risk Officer |
| Managing Director and Chief Risk Officer |
| stmt_firm |
| None |
| None |
| None |
| None |
| None |
| ind_cb |
| None |
| None |
| None |
| None |
| None |
| bus_cb |
| X |
| X |
| X |
| X |
| X |
| trade_cb |
| None |
| None |
| None |
| None |
| None |
| oth_cb |
| None |
| None |
| None |
| None |
| None |
| a_b_name |
| None |
| None |
| None |
| None |
| None |
| a_b_city |
| None |
| None |
| None |
| None |
| None |
| a_b_st |
| None |
| None |
| None |
| None |
| None |
| a_b_zip4 |
| None |
| None |
| None |
| None |
| None |
| descrip_1 |
| None |
| None |
| None |
| None |
| None |
| descrip_2 |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| c_less50 |
| None |
| None |
| None |
| None |
| None |
| c_more50 |
| None |
| None |
| None |
| None |
| None |
| ind_class |
| None |
| None |
| None |
| None |
| None |
| ind_descr |
| None |
| None |
| None |
| None |
| None |
| bus_class |
| OTH |
| OTH |
| OTH |
| OTH |
| OTH |
| bus_descr |
| INVESTMENTS |
| INVESTMENTS |
| INVESTMENTS |
| INVESTMENTS |
| INVESTMENTS |
| auth_name |
| None |
| None |
| None |
| None |
| None |
| auth_city |
| None |
| None |
| None |
| None |
| None |
| auth_st |
| None |
| None |
| None |
| None |
| None |
| auth_zip4 |
| None |
| None |
| None |
| None |
| None |
| lobby_int |
| MARKETING OF INVESTMENTS TO PUBLIC EMPLOYEE RETIREMENT SYSTEMS. |
| MARKETING OF INVESTMENTS TO PUBLIC EMPLOYEE RETIREMENT SYSTEMS. |
| MARKETING OF INVESTMENTS TO PUBLIC EMPLOYEE RETIREMENT SYSTEMS. |
| MARKETING OF INVESTMENTS TO PUBLIC EMPLOYEE RETIREMENT SYSTEMS. |
| MARKETING OF INVESTMENTS TO PUBLIC EMPLOYEE RETIREMENT SYSTEMS. |
| influen_yn |
| None |
| None |
| None |
| None |
| None |
| firm_name |
| None |
| None |
| None |
| None |
| None |
| newcert_cb |
| None |
| None |
| None |
| None |
| None |
| rencert_cb |
| None |
| None |
| None |
| None |
| None |
| complet_dt |
| None |
| None |
| None |
| None |
| None |
| lby_reg_cb |
| None |
| None |
| None |
| None |
| None |
| lby_604_cb |
| None |
| None |
| None |
| None |
| None |
| st_leg_yn |
| None |
| None |
| None |
| None |
| None |
| st_agency |
| None |
| None |
| None |
| None |
| None |
| lobby_cb |
| None |
| None |
| None |
| None |
| None |
| l_firm_cb |
| None |
| None |
| None |
| None |
| None |
|
Table: filer_filings
| filer_id |
| 1399758 |
| 1399758 |
| 1399758 |
| 1399758 |
| 1399758 |
| filing_id |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| period_id |
| 240 |
| 241 |
| 237 |
| 242 |
| 243 |
| form_id |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| filing_sequence |
| 1 |
| 2 |
| 0 |
| 3 |
| 4 |
| filing_date |
| 2019-10-31 00:00:00 |
| 2020-02-19 00:00:00 |
| 2019-01-18 00:00:00 |
| 2020-06-08 00:00:00 |
| 2020-08-24 00:00:00 |
| stmnt_type |
| 10002 |
| 10002 |
| 10001 |
| 10002 |
| 10002 |
| stmnt_status |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11001 |
| session_id |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
| user_id |
| AROJAS |
| GPEREZ |
| PBANFORD |
| CAFILER |
| SARRIAGA |
| special_audit |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| fine_audit |
| 11003 |
| 11003 |
| 11001 |
| 11003 |
| 11003 |
| rpt_start |
| 2019-10-31 00:00:00 |
| 2020-02-19 00:00:00 |
| 2019-01-18 00:00:00 |
| 2020-06-08 00:00:00 |
| 2020-08-24 00:00:00 |
| rpt_end |
| 2019-10-31 00:00:00 |
| 2020-02-19 00:00:00 |
| 2019-01-18 00:00:00 |
| 2020-06-08 00:00:00 |
| 2020-08-24 00:00:00 |
| rpt_date |
| None |
| None |
| None |
| None |
| None |
| filing_type |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
|
Table: filings
| filing_id |
| 2336075 |
| filing_type |
| 22001 |
|
Table: hdr
| filing_id |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| amend_id |
| 0 |
| 1 |
| 2 |
| 3 |
| 4 |
| rec_type |
| HDR |
| HDR |
| HDR |
| HDR |
| HDR |
| ef_type |
| CAL |
| CAL |
| CAL |
| CAL |
| CAL |
| state_cd |
| CA |
| CA |
| CA |
| CA |
| CA |
| cal_ver |
| 2.01 |
| 2.01 |
| 2.01 |
| 2.01 |
| 2.01 |
| soft_name |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| soft_ver |
| 1.00 |
| 1.00 |
| 1.00 |
| 1.00 |
| 1.00 |
| hdrcomment |
| None |
| None |
| None |
| None |
| None |
|
Table: lobby_amendments
| filing_id |
| 2336075 |
| 2336075 |
| 2336075 |
| 2336075 |
| amend_id |
| 4 |
| 3 |
| 2 |
| 1 |
| rec_type |
| F605 |
| F605 |
| F605 |
| F605 |
| form_type |
| F603 |
| F603 |
| F603 |
| F603 |
| exec_date |
| 2020-08-07 00:00:00 |
| 2020-04-10 00:00:00 |
| 2020-01-16 00:00:00 |
| 2019-10-15 00:00:00 |
| from_date |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| thru_date |
| 2020-12-31 00:00:00 |
| 2020-12-31 00:00:00 |
| 2020-12-31 00:00:00 |
| 2020-12-31 00:00:00 |
| add_l_cb |
| None |
| X |
| None |
| X |
| add_l_eff |
| None |
| 2020-05-11 00:00:00 |
| None |
| 2019-10-01 00:00:00 |
| a_l_naml |
| None |
| Golden |
| None |
| Smithen |
| a_l_namf |
| None |
| Leslie |
| None |
| Kevin |
| a_l_namt |
| None |
| None |
| None |
| None |
| a_l_nams |
| None |
| None |
| None |
| None |
| del_l_cb |
| None |
| None |
| X |
| None |
| del_l_eff |
| None |
| None |
| 2019-12-31 00:00:00 |
| None |
| d_l_naml |
| None |
| None |
| WITT |
| None |
| d_l_namf |
| None |
| None |
| ANDREW |
| None |
| d_l_namt |
| None |
| None |
| None |
| None |
| d_l_nams |
| None |
| None |
| None |
| None |
| add_le_cb |
| None |
| None |
| None |
| None |
| add_le_eff |
| None |
| None |
| None |
| None |
| a_le_naml |
| None |
| None |
| None |
| None |
| a_le_namf |
| None |
| None |
| None |
| None |
| a_le_namt |
| None |
| None |
| None |
| None |
| a_le_nams |
| None |
| None |
| None |
| None |
| del_le_cb |
| None |
| None |
| None |
| None |
| del_le_eff |
| None |
| None |
| None |
| None |
| d_le_naml |
| None |
| None |
| None |
| None |
| d_le_namf |
| None |
| None |
| None |
| None |
| d_le_namt |
| None |
| None |
| None |
| None |
| d_le_nams |
| None |
| None |
| None |
| None |
| add_lf_cb |
| None |
| None |
| None |
| None |
| add_lf_eff |
| None |
| None |
| None |
| None |
| a_lf_name |
| None |
| None |
| None |
| None |
| del_lf_cb |
| None |
| None |
| None |
| None |
| del_lf_eff |
| None |
| None |
| None |
| None |
| d_lf_name |
| None |
| None |
| None |
| None |
| other_cb |
| X |
| None |
| None |
| X |
| other_eff |
| 2020-08-07 00:00:00 |
| None |
| None |
| 2019-10-01 00:00:00 |
| other_desc |
| Change Address for Kevin Smithen to 590 Madison Avenue, 34th Floor, New York, NY 10022 |
| None |
| None |
| Change Name to COLONY CAPITAL AND AFFILIATED ENTITIES |
| f606_yes |
| None |
| None |
| X |
| None |
| f606_no |
| None |
| None |
| None |
| None |
|