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Filing ID: 2330283
PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2330283&amendid=4
Table: cvr2_registration
filing_id |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
| 1 |
| 1 |
| 1 |
| 1 |
| 1 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
line_item |
| 1 |
| 2 |
| 3 |
| 4 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
rec_type |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
form_type |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
tran_id |
| 1 |
| 2 |
| 3 |
| 4 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
| 2 |
| 3 |
| 4 |
| 5 |
| 6 |
| 1 |
entity_cd |
| EMP |
| AGY |
| AGY |
| AGY |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| AGY |
| AGY |
| AGY |
| EMP |
| EMP |
| EMP |
entity_id |
| 1353851 |
| None |
| None |
| None |
| None |
| None |
| None |
| 1422060 |
| 1422062 |
| 1353851 |
| None |
| None |
| None |
| 1422060 |
| 1422062 |
| 1353851 |
| None |
| None |
| None |
| 1422060 |
| None |
| None |
| None |
| 1422060 |
| 1422062 |
| None |
enty_naml |
| Perry |
| CalPERS |
| CalSTRS |
| UC REGENTS |
| CalPERS |
| CalSTRS |
| UC REGENTS |
| Knapp |
| Nova |
| Perry |
| CalPERS |
| CalSTRS |
| UC REGENTS |
| Knapp |
| Nova |
| Perry |
| CalPERS |
| CalSTRS |
| UC REGENTS |
| Knapp |
| CalPERS |
| CalSTRS |
| UC REGENTS |
| Knapp |
| Nova |
| Knechtel |
enty_namf |
| Eric |
| None |
| None |
| None |
| None |
| None |
| None |
| Andrew |
| Ria |
| Eric |
| None |
| None |
| None |
| Andrew |
| Ria |
| Eric |
| None |
| None |
| None |
| Andrew |
| None |
| None |
| None |
| Andrew |
| Ria |
| Thomas |
enty_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
enty_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|
Table: cvr_registration
filing_id |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
amend_id |
| 0 |
| 1 |
| 2 |
| 4 |
| 3 |
rec_type |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
form_type |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
sender_id |
| 1347508 |
| 1347508 |
| 1347508 |
| 1347508 |
| 1347508 |
filer_id |
| 1347508 |
| 1347508 |
| 1347508 |
| 1347508 |
| 1347508 |
entity_cd |
| LEM |
| LEM |
| LEM |
| LEM |
| LEM |
filer_naml |
| VARDE PARTNERS, INC. |
| VARDE PARTNERS, INC. |
| VARDE PARTNERS, INC. |
| VARDE PARTNERS, INC. |
| VARDE PARTNERS, INC. |
filer_namf |
| None |
| None |
| None |
| None |
| None |
filer_namt |
| None |
| None |
| None |
| None |
| None |
filer_nams |
| None |
| None |
| None |
| None |
| None |
report_num |
| 000 |
| 001 |
| 002 |
| 004 |
| 003 |
rpt_date |
| 2018-12-28 00:00:00 |
| 2019-11-19 00:00:00 |
| 2019-11-19 00:00:00 |
| 2020-09-25 00:00:00 |
| 2020-02-20 00:00:00 |
ls_beg_yr |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
ls_end_yr |
| 2020 |
| 2020 |
| 2020 |
| 2020 |
| 2020 |
qual_date |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
eff_date |
| None |
| None |
| None |
| None |
| None |
bus_city |
| MINNEAPOLIS |
| MINNEAPOLIS |
| MINNEAPOLIS |
| MINNEAPOLIS |
| MINNEAPOLIS |
bus_st |
| MN |
| MN |
| MN |
| MN |
| MN |
bus_zip4 |
| 55402 |
| 55402 |
| 55402 |
| 55402 |
| 55402 |
bus_phon |
| 9528931554 |
| 9528931554 |
| 9528931554 |
| 9528931554 |
| 9528931554 |
bus_fax |
| None |
| None |
| None |
| None |
| None |
bus_email |
| [email protected] |
| [email protected] |
| [email protected] |
| [email protected] |
| [email protected] |
mail_city |
| SACRAMENTO |
| SACRAMENTO |
| SACRAMENTO |
| SACRAMENTO |
| SACRAMENTO |
mail_st |
| CA |
| CA |
| CA |
| CA |
| CA |
mail_zip4 |
| 95814 |
| 95814 |
| 95814 |
| 95814 |
| 95814 |
mail_phon |
| None |
| None |
| None |
| None |
| None |
sig_date |
| 2018-11-27 00:00:00 |
| 2019-10-29 00:00:00 |
| 2019-10-29 00:00:00 |
| 2020-09-16 00:00:00 |
| 2020-01-03 00:00:00 |
sig_loc |
| None |
| None |
| None |
| None |
| None |
sig_naml |
| Kloster |
| Kloster |
| Kloster |
| Schein |
| Kloster |
sig_namf |
| Katie S. |
| Katie S. |
| Katie S. |
| Mark D. |
| Katie S. |
sig_namt |
| None |
| None |
| None |
| None |
| None |
sig_nams |
| None |
| None |
| None |
| None |
| None |
prn_naml |
| Kloster |
| Kloster |
| Kloster |
| Schein |
| Kloster |
prn_namf |
| Katie S. |
| Katie S. |
| Katie S. |
| Mark D. |
| Katie S. |
prn_namt |
| None |
| None |
| None |
| None |
| None |
prn_nams |
| None |
| None |
| None |
| None |
| None |
sig_title |
| Global Chief Compliance Officer |
| Global Chief Compliance Officer |
| Global Chief Compliance Officer |
| Chief Compliance Officer |
| Global Chief Compliance Officer |
stmt_firm |
| None |
| None |
| None |
| None |
| None |
ind_cb |
| None |
| None |
| None |
| None |
| None |
bus_cb |
| X |
| X |
| X |
| X |
| X |
trade_cb |
| None |
| None |
| None |
| None |
| None |
oth_cb |
| None |
| None |
| None |
| None |
| None |
a_b_name |
| None |
| None |
| None |
| None |
| None |
a_b_city |
| None |
| None |
| None |
| None |
| None |
a_b_st |
| None |
| None |
| None |
| None |
| None |
a_b_zip4 |
| None |
| None |
| None |
| None |
| None |
descrip_1 |
| None |
| None |
| None |
| None |
| None |
descrip_2 |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
c_less50 |
| None |
| None |
| None |
| None |
| None |
c_more50 |
| None |
| None |
| None |
| None |
| None |
ind_class |
| None |
| None |
| None |
| None |
| None |
ind_descr |
| None |
| None |
| None |
| None |
| None |
bus_class |
| OTH |
| OTH |
| OTH |
| OTH |
| OTH |
bus_descr |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
| INVESTMENT MANAGEMENT |
auth_name |
| None |
| None |
| None |
| None |
| None |
auth_city |
| None |
| None |
| None |
| None |
| None |
auth_st |
| None |
| None |
| None |
| None |
| None |
auth_zip4 |
| None |
| None |
| None |
| None |
| None |
lobby_int |
| SOLICITATION OF INVESTMENTS |
| SOLICITATION OF INVESTMENTS |
| SOLICITATION OF INVESTMENTS |
| SOLICITATION OF INVESTMENTS |
| SOLICITATION OF INVESTMENTS |
influen_yn |
| Y |
| Y |
| Y |
| Y |
| Y |
firm_name |
| None |
| None |
| None |
| None |
| None |
newcert_cb |
| None |
| None |
| None |
| None |
| None |
rencert_cb |
| None |
| None |
| None |
| None |
| None |
complet_dt |
| None |
| None |
| None |
| None |
| None |
lby_reg_cb |
| None |
| None |
| None |
| None |
| None |
lby_604_cb |
| None |
| None |
| None |
| None |
| None |
st_leg_yn |
| None |
| None |
| None |
| None |
| None |
st_agency |
| None |
| None |
| None |
| None |
| None |
lobby_cb |
| None |
| None |
| None |
| None |
| None |
l_firm_cb |
| None |
| None |
| None |
| None |
| None |
|
Table: filer_filings
filer_id |
| 1347508 |
| 1347508 |
| 1347508 |
| 1347508 |
| 1347508 |
filing_id |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
period_id |
| 240 |
| 241 |
| 240 |
| 236 |
| 243 |
form_id |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
filing_sequence |
| 2 |
| 3 |
| 1 |
| 0 |
| 4 |
filing_date |
| 2019-11-19 00:00:00 |
| 2020-02-20 00:00:00 |
| 2019-11-19 00:00:00 |
| 2018-12-28 00:00:00 |
| 2020-09-25 00:00:00 |
stmnt_type |
| 10002 |
| 10002 |
| 10002 |
| 10001 |
| 10002 |
stmnt_status |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
session_id |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
| 2019 |
user_id |
| GPEREZ |
| GPEREZ |
| GPEREZ |
| SARRIAGA |
| SARRIAGA |
special_audit |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
fine_audit |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
rpt_start |
| 2019-11-19 00:00:00 |
| 2020-02-20 00:00:00 |
| 2019-11-19 00:00:00 |
| 2018-12-28 00:00:00 |
| 2020-09-25 00:00:00 |
rpt_end |
| 2019-11-19 00:00:00 |
| 2020-02-20 00:00:00 |
| 2019-11-19 00:00:00 |
| 2018-12-28 00:00:00 |
| 2020-09-25 00:00:00 |
rpt_date |
| None |
| None |
| None |
| None |
| None |
filing_type |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
|
Table: filings
filing_id |
| 2330283 |
filing_type |
| 22001 |
|
Table: hdr
filing_id |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
amend_id |
| 0 |
| 1 |
| 2 |
| 3 |
| 4 |
rec_type |
| HDR |
| HDR |
| HDR |
| HDR |
| HDR |
ef_type |
| CAL |
| CAL |
| CAL |
| CAL |
| CAL |
state_cd |
| CA |
| CA |
| CA |
| CA |
| CA |
cal_ver |
| 2.01 |
| 2.01 |
| 2.01 |
| 2.01 |
| 2.01 |
soft_name |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
soft_ver |
| 1.00 |
| 1.00 |
| 1.00 |
| 1.00 |
| 1.00 |
hdrcomment |
| None |
| None |
| None |
| None |
| None |
|
Table: lobby_amendments
filing_id |
| 2330283 |
| 2330283 |
| 2330283 |
| 2330283 |
amend_id |
| 4 |
| 3 |
| 2 |
| 1 |
rec_type |
| F605 |
| F605 |
| F605 |
| F605 |
form_type |
| F603 |
| F603 |
| F603 |
| F603 |
exec_date |
| 2020-09-16 00:00:00 |
| 2020-01-03 00:00:00 |
| 2019-10-29 00:00:00 |
| 2019-10-29 00:00:00 |
from_date |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
thru_date |
| 2020-12-31 00:00:00 |
| 2020-12-31 00:00:00 |
| 2020-12-31 00:00:00 |
| 2020-12-31 00:00:00 |
add_l_cb |
| X |
| None |
| X |
| X |
add_l_eff |
| 2020-09-25 00:00:00 |
| None |
| 2019-11-14 00:00:00 |
| 2019-11-14 00:00:00 |
a_l_naml |
| Knechtel |
| None |
| Nova |
| Knapp |
a_l_namf |
| Thomas |
| None |
| Ria |
| Andrew |
a_l_namt |
| None |
| None |
| None |
| None |
a_l_nams |
| None |
| None |
| None |
| None |
del_l_cb |
| None |
| X |
| None |
| None |
del_l_eff |
| None |
| 2019-12-31 00:00:00 |
| None |
| None |
d_l_naml |
| None |
| Perry |
| None |
| None |
d_l_namf |
| None |
| Eric |
| None |
| None |
d_l_namt |
| None |
| None |
| None |
| None |
d_l_nams |
| None |
| None |
| None |
| None |
add_le_cb |
| None |
| None |
| None |
| None |
add_le_eff |
| None |
| None |
| None |
| None |
a_le_naml |
| None |
| None |
| None |
| None |
a_le_namf |
| None |
| None |
| None |
| None |
a_le_namt |
| None |
| None |
| None |
| None |
a_le_nams |
| None |
| None |
| None |
| None |
del_le_cb |
| None |
| None |
| None |
| None |
del_le_eff |
| None |
| None |
| None |
| None |
d_le_naml |
| None |
| None |
| None |
| None |
d_le_namf |
| None |
| None |
| None |
| None |
d_le_namt |
| None |
| None |
| None |
| None |
d_le_nams |
| None |
| None |
| None |
| None |
add_lf_cb |
| None |
| None |
| None |
| None |
add_lf_eff |
| None |
| None |
| None |
| None |
a_lf_name |
| None |
| None |
| None |
| None |
del_lf_cb |
| None |
| None |
| None |
| None |
del_lf_eff |
| None |
| None |
| None |
| None |
d_lf_name |
| None |
| None |
| None |
| None |
other_cb |
| X |
| None |
| None |
| None |
other_eff |
| 2020-09-16 00:00:00 |
| None |
| None |
| None |
other_desc |
| Change Responsible Officer to Mark D. Schein |
| None |
| None |
| None |
f606_yes |
| None |
| X |
| None |
| None |
f606_no |
| None |
| None |
| None |
| None |
|