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Filing ID: 2329564

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2329564&amendid=1

Table: cvr2_registration

filing_id		2329564		2329564		2329564		2329564		2329564		2329564		2329564
amend_id		0		0		0		0		1		1		1
line_item		1		2		3		4		1		2		3
rec_type		CVR2		CVR2		CVR2		CVR2		CVR2		CVR2		CVR2
form_type		F603		F603		F603		F603		F603		F603		F603
tran_id		1		2		3		4		1		3		4
entity_cd		EMP		EMP		AGY		AGY		EMP		AGY		AGY
entity_id		1384040		1356499		None		None		1384040		None		None
enty_naml		Dabinett		Rizzuto		CalSTRS		CalPERS		Dabinett		CalSTRS		CalPERS
enty_namf		Andrew		Daniel		None		None		Andrew		None		None
enty_namt		None		None		None		None		None		None		None
enty_nams		None		None		None		None		None		None		None

Table: cvr_registration

filing_id		2329564		2329564
amend_id		0		1
rec_type		CVR		CVR
form_type		F603		F603
sender_id		1337088		1337088
filer_id		1337088		1337088
entity_cd		LEM		LEM
filer_naml		LYXOR ASSET MANAGEMENT INC.		LYXOR ASSET MANAGEMENT INC.
filer_namf		None		None
filer_namt		None		None
filer_nams		None		None
report_num		000		001
rpt_date		2018-12-26 00:00:00		2019-11-11 00:00:00
ls_beg_yr		2019		2019
ls_end_yr		2020		2020
qual_date		None		None
eff_date		None		None
bus_city		NEW YORK		NEW YORK
bus_st		NY		NY
bus_zip4		10020		10020
bus_phon		2122054100		2122054100
bus_fax		None		None
bus_email		US-LYXOR-COMPLIANCE@LYXOR.COM		US-LYXOR-COMPLIANCE@LYXOR.COM
mail_city		None		None
mail_st		None		None
mail_zip4		None		None
mail_phon		None		None
sig_date		2018-12-20 00:00:00		2019-11-07 00:00:00
sig_loc		None		None
sig_naml		Held		Held
sig_namf		David		David
sig_namt		None		None
sig_nams		None		None
prn_naml		Held		Held
prn_namf		David		David
prn_namt		None		None
prn_nams		None		None
sig_title		Chief Compliance Officer, Lyxor Inc.		Chief Compliance Officer
stmt_firm		None		None
ind_cb		None		None
bus_cb		X		X
trade_cb		None		None
oth_cb		None		None
a_b_name		None		None
a_b_city		None		None
a_b_st		None		None
a_b_zip4		None		None
descrip_1		None		None
descrip_2		Lyxor Asset Management Inc. is engaged in the business of providing both discretionary and non-discretionary investment advisory services to institutional investors such as private and public pensions plans, municipalities, endowments, and foundations, among others.		Lyxor Asset Management Inc. is engaged in the business of providing both discretionary and non-discretionary investment advisory services to institutional investors such as private and public pensions plans, municipalities, endowments, and foundations, among others.
c_less50		None		None
c_more50		None		None
ind_class		OTH		OTH
ind_descr		Registered Investment Advisor, Asset Management		Registered Investment Advisor, Asset Management
bus_class		None		None
bus_descr		None		None
auth_name		None		None
auth_city		None		None
auth_st		None		None
auth_zip4		None		None
lobby_int		Lyxor Asset Management Inc. ('Lyxor Inc.') is a Registered Investment Advisor. The Lobbyist's primary efforts are to market Lyxor's investment advisory services to institutional investors such as private and public pension plans, municipalities, foundations, and endowments, among others.		Lyxor Asset Management Inc. ('Lyxor Inc.') is a Registered Investment Advisor. The Lobbyist's primary efforts are to market Lyxor's investment advisory services to institutional investors such as private and public pension plans, municipalities, foundations, and endowments, among others.
influen_yn		None		None
firm_name		None		None
newcert_cb		None		None
rencert_cb		None		None
complet_dt		None		None
lby_reg_cb		None		None
lby_604_cb		None		None
st_leg_yn		None		None
st_agency		None		None
lobby_cb		None		None
l_firm_cb		None		None

Table: filer_filings

filer_id		1337088		1337088
filing_id		2329564		2329564
period_id		236		240
form_id		F603		F603
filing_sequence		0		1
filing_date		2018-12-26 00:00:00		2019-11-11 00:00:00
stmnt_type		10001		10002
stmnt_status		11001		11003
session_id		2019		2019
user_id		GPEREZ		CAFILER
special_audit		11003		11003
fine_audit		11003		11003
rpt_start		2018-12-26 00:00:00		2019-11-11 00:00:00
rpt_end		2018-12-26 00:00:00		2019-11-11 00:00:00
rpt_date		None		None
filing_type		22006		22006

Table: filings

filing_id		2329564
filing_type		22001

Table: hdr

filing_id		2329564		2329564
amend_id		0		1
rec_type		HDR		HDR
ef_type		CAL		CAL
state_cd		CA		CA
cal_ver		2.01		2.01
soft_name		CAL-ACCESS OBJECT MODEL		CAL-ACCESS OBJECT MODEL
soft_ver		1.00		1.00
hdrcomment		None		None

Table: lobby_amendments

filing_id		2329564
amend_id		1
rec_type		F605
form_type		F603
exec_date		2019-11-07 00:00:00
from_date		2019-01-01 00:00:00
thru_date		2020-12-31 00:00:00
add_l_cb		None
add_l_eff		None
a_l_naml		None
a_l_namf		None
a_l_namt		None
a_l_nams		None
del_l_cb		X
del_l_eff		2019-09-30 00:00:00
d_l_naml		Rizzuto
d_l_namf		Daniel
d_l_namt		None
d_l_nams		None
add_le_cb		None
add_le_eff		None
a_le_naml		None
a_le_namf		None
a_le_namt		None
a_le_nams		None
del_le_cb		None
del_le_eff		None
d_le_naml		None
d_le_namf		None
d_le_namt		None
d_le_nams		None
add_lf_cb		None
add_lf_eff		None
a_lf_name		None
del_lf_cb		None
del_lf_eff		None
d_lf_name		None
other_cb		None
other_eff		None
other_desc		None
f606_yes		X
f606_no		None