PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2329304&amendid=4
| filing_id | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 2 | 2 | 2 | 2 | 2 | 3 | 3 | 3 | 3 | 3 | 3 | 4 | 4 | 4 | 4 | 4 | |||||||||||||||||||||||||
| line_item | 1 | 2 | 3 | 4 | 5 | 1 | 2 | 3 | 4 | 1 | 2 | 3 | 4 | 5 | 1 | 2 | 3 | 4 | 5 | 6 | 1 | 2 | 3 | 4 | 5 | |||||||||||||||||||||||||
| rec_type | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | |||||||||||||||||||||||||
| form_type | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | |||||||||||||||||||||||||
| tran_id | Rlgv361vUe5J | mjrwJ9YW42Jx | NjrZRkFRrdwq | E5t4DGvSjRQT | yYw2VM4oIJTE | Rlgv361vUe5J | NjrZRkFRrdwq | E5t4DGvSjRQT | yYw2VM4oIJTE | Rlgv361vUe5J | B5fNbi2xUmUb | NjrZRkFRrdwq | E5t4DGvSjRQT | yYw2VM4oIJTE | Rlgv361vUe5J | B5fNbi2xUmUb | NBI4XPS5uytO | NjrZRkFRrdwq | E5t4DGvSjRQT | yYw2VM4oIJTE | Rlgv361vUe5J | NBI4XPS5uytO | NjrZRkFRrdwq | E5t4DGvSjRQT | yYw2VM4oIJTE | |||||||||||||||||||||||||
| entity_cd | EMP | EMP | AGY | AGY | AGY | EMP | AGY | AGY | AGY | EMP | EMP | AGY | AGY | AGY | EMP | EMP | EMP | AGY | AGY | AGY | EMP | EMP | AGY | AGY | AGY | |||||||||||||||||||||||||
| entity_id | 1359080 | 1393186 | None | None | None | 1359080 | None | None | None | 1359080 | 1421098 | None | None | None | 1359080 | 1421098 | 1428829 | None | None | None | 1359080 | 1428829 | None | None | None | |||||||||||||||||||||||||
| enty_naml | Baban | Connors | California Public Employees Retirement System | California State Teachers Retirement System | University of California Retirement System | Baban | California Public Employees Retirement System | California State Teachers Retirement System | University of California Retirement System | Baban | Winther | California Public Employees Retirement System | California State Teachers Retirement System | University of California Retirement System | Baban | Winther | Lundy | California Public Employees Retirement System | California State Teachers Retirement System | University of California Retirement System | Baban | Lundy | California Public Employees Retirement System | California State Teachers Retirement System | University of California Retirement System | |||||||||||||||||||||||||
| enty_namf | Bettina | Robert | None | None | None | Bettina | None | None | None | Bettina | Jens | None | None | None | Bettina | Jens | Megan | None | None | None | Bettina | Megan | None | None | None | |||||||||||||||||||||||||
| enty_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||
| enty_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | 3 | 4 | |||||
| rec_type | CVR | CVR | CVR | CVR | CVR | |||||
| form_type | F603 | F603 | F603 | F603 | F603 | |||||
| sender_id | 1340378 | 1340378 | 1340378 | 1340378 | 1340378 | |||||
| filer_id | 1340378 | 1340378 | 1340378 | 1340378 | 1340378 | |||||
| entity_cd | LEM | LEM | LEM | LEM | LEM | |||||
| filer_naml | Audax Management Company, LLC and its subsidiary Audax Management Company (NY), LLC | Audax Management Company, LLC and its subsidiary Audax Management Company (NY), LLC | Audax Management Company, LLC and its subsidiary Audax Management Company (NY), LLC | Audax Management Company, LLC and its subsidiary Audax Management Company (NY), LLC | Audax Management Company, LLC and its subsidiary Audax Management Company (NY), LLC | |||||
| filer_namf | None | None | None | None | None | |||||
| filer_namt | None | None | None | None | None | |||||
| filer_nams | None | None | None | None | None | |||||
| report_num | 000 | 001 | 002 | 003 | 004 | |||||
| rpt_date | 2020-12-31 00:00:00 | 2019-01-29 00:00:00 | 2019-09-18 00:00:00 | 2020-08-25 00:00:00 | 2020-11-02 00:00:00 | |||||
| ls_beg_yr | 2019 | 2019 | 2019 | 2019 | 2019 | |||||
| ls_end_yr | 2020 | 2020 | 2020 | 2020 | 2020 | |||||
| qual_date | None | None | None | None | None | |||||
| eff_date | None | None | None | None | None | |||||
| bus_city | Boston | Boston | Boston | Boston | Boston | |||||
| bus_st | MA | MA | MA | MA | MA | |||||
| bus_zip4 | 02199 | 02199 | 02199 | 02199 | 02199 | |||||
| bus_phon | 617 859-1500 | 617 859-1500 | 617 859-1500 | 617 859-1500 | 617 859-1500 | |||||
| bus_fax | 617 859-1600 | 617 859-1600 | 617 859-1600 | 617 859-1600 | 617 859-1600 | |||||
| bus_email | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | |||||
| mail_city | None | None | None | None | None | |||||
| mail_st | None | None | None | None | None | |||||
| mail_zip4 | None | None | None | None | None | |||||
| mail_phon | None | None | None | None | None | |||||
| sig_date | 2018-12-03 00:00:00 | 2019-01-08 00:00:00 | 2019-09-16 00:00:00 | 2020-08-25 00:00:00 | 2020-11-02 00:00:00 | |||||
| sig_loc | Boston MA | Boston MA | Boston MA | Boston MA | Boston MA | |||||
| sig_naml | Pavano | Pavano | Pavano | Pavano | Pavano | |||||
| sig_namf | Byron | Byron | Byron | Byron | Byron | |||||
| sig_namt | None | None | None | None | None | |||||
| sig_nams | None | None | None | None | None | |||||
| prn_naml | Pavano | Pavano | Pavano | Pavano | Pavano | |||||
| prn_namf | Byron | Byron | Byron | Byron | Byron | |||||
| prn_namt | None | None | None | None | None | |||||
| prn_nams | None | None | None | None | None | |||||
| sig_title | Sr VP Operations, Sr Fund Counsel, and CCO | Sr VP Operations, Sr Fund Counsel, and CCO | Sr VP Operations, Sr Fund Counsel, and CCO | Sr VP Operations, Sr Fund Counsel, and CCO | Mgmt. Dir. Private Debt Fund Strategy & Cnsl | |||||
| stmt_firm | None | None | None | None | None | |||||
| ind_cb | None | None | None | None | None | |||||
| bus_cb | X | X | X | X | X | |||||
| trade_cb | None | None | None | None | None | |||||
| oth_cb | None | None | None | None | None | |||||
| a_b_name | None | None | None | None | None | |||||
| a_b_city | None | None | None | None | None | |||||
| a_b_st | None | None | None | None | None | |||||
| a_b_zip4 | None | None | None | None | None | |||||
| descrip_1 | Private Equity Investments | Private Equity Investments | Private Equity Investments | Private Equity Investments | Private Equity Investments | |||||
| descrip_2 | None | None | None | None | None | |||||
| c_less50 | None | None | None | None | None | |||||
| c_more50 | None | None | None | None | None | |||||
| ind_class | None | None | None | None | None | |||||
| ind_descr | None | None | None | None | None | |||||
| bus_class | OTH | OTH | OTH | OTH | OTH | |||||
| bus_descr | Private Equity Funds | Private Equity Funds | Private Equity Funds | Private Equity Funds | Private Equity Funds | |||||
| auth_name | None | None | None | None | None | |||||
| auth_city | None | None | None | None | None | |||||
| auth_st | None | None | None | None | None | |||||
| auth_zip4 | None | None | None | None | None | |||||
| lobby_int | Investments | Investments | Investments | Investments | Investments | |||||
| influen_yn | N | N | N | N | N | |||||
| firm_name | None | None | None | None | None | |||||
| newcert_cb | None | None | None | None | None | |||||
| rencert_cb | None | None | None | None | None | |||||
| complet_dt | None | None | None | None | None | |||||
| lby_reg_cb | None | None | None | None | None | |||||
| lby_604_cb | None | None | None | None | None | |||||
| st_leg_yn | None | None | None | None | None | |||||
| st_agency | None | None | None | None | None | |||||
| lobby_cb | None | None | None | None | None | |||||
| l_firm_cb | None | None | None | None | None |
| filer_id | 1340378 | 1340378 | 1340378 | 1340378 | 1340378 | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| filing_id | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | |||||
| period_id | 244 | 243 | 244 | 239 | 237 | |||||
| form_id | F603 | F603 | F603 | F603 | F603 | |||||
| filing_sequence | 0 | 3 | 4 | 2 | 1 | |||||
| filing_date | 2018-12-21 00:00:00 | 2020-08-25 00:00:00 | 2020-11-02 00:00:00 | 2019-09-18 00:00:00 | 2019-01-29 00:00:00 | |||||
| stmnt_type | 10001 | 10002 | 10002 | 10002 | 10002 | |||||
| stmnt_status | 11001 | 11001 | 11001 | 11003 | 11001 | |||||
| session_id | 2019 | 2019 | 2019 | 2019 | 2019 | |||||
| user_id | YRODRIGU | SARRIAGA | AROJAS | CAFILER | YRODRIGU | |||||
| special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | |||||
| fine_audit | 11003 | 11003 | 11003 | 11003 | 11003 | |||||
| rpt_start | 2020-12-31 00:00:00 | 2020-08-25 00:00:00 | 2020-11-02 00:00:00 | 2019-09-18 00:00:00 | 2019-01-29 00:00:00 | |||||
| rpt_end | 2020-12-31 00:00:00 | 2020-08-25 00:00:00 | 2020-11-02 00:00:00 | 2019-09-18 00:00:00 | 2019-01-29 00:00:00 | |||||
| rpt_date | None | None | None | None | None | |||||
| filing_type | 22001 | 22001 | 22001 | 22001 | 22001 |
| filing_id | 2329304 | |
|---|---|---|
| filing_type | 22001 |
| filing_id | 2329304 | 2329304 | 2329304 | 2329304 | 2329304 | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | 3 | 4 | |||||
| rec_type | HDR | HDR | HDR | HDR | HDR | |||||
| ef_type | CAL | CAL | CAL | CAL | CAL | |||||
| state_cd | CA | CA | CA | CA | CA | |||||
| cal_ver | 2.01 | 2.01 | 2.01 | 2.01 | 2.01 | |||||
| soft_name | NETFILE | NETFILE | NETFILE | NETFILE | NETFILE | |||||
| soft_ver | 55_1_1231_BCE19C | 55_4_1268_D8BA61 | 55_5_1418_325244 | 2020_3_397_EFB06 | 2020_3_418_723D9 | |||||
| hdrcomment | None | None | None | None | None |
| filing_id | 2329304 | 2329304 | 2329304 | 2329304 | ||||
|---|---|---|---|---|---|---|---|---|
| amend_id | 4 | 3 | 2 | 1 | ||||
| rec_type | F605 | F605 | F605 | F605 | ||||
| form_type | F603 | F603 | F603 | F603 | ||||
| exec_date | 2020-11-02 00:00:00 | 2020-08-25 00:00:00 | 2019-09-18 00:00:00 | 2019-01-29 00:00:00 | ||||
| from_date | 2019-01-01 00:00:00 | 2019-01-01 00:00:00 | 2019-01-01 00:00:00 | 2019-01-01 00:00:00 | ||||
| thru_date | 2020-12-31 00:00:00 | 2020-12-31 00:00:00 | 2020-12-31 00:00:00 | 2020-12-31 00:00:00 | ||||
| add_l_cb | None | X | X | None | ||||
| add_l_eff | None | 2020-08-25 00:00:00 | 2019-09-16 00:00:00 | None | ||||
| a_l_naml | None | Lundy | Winther | None | ||||
| a_l_namf | None | Megan | Jens | None | ||||
| a_l_namt | None | None | None | None | ||||
| a_l_nams | None | None | None | None | ||||
| del_l_cb | X | None | None | X | ||||
| del_l_eff | 2020-09-30 00:00:00 | None | None | 2019-01-01 00:00:00 | ||||
| d_l_naml | Winther | None | None | Connors | ||||
| d_l_namf | Jens | None | None | Robert | ||||
| d_l_namt | None | None | None | None | ||||
| d_l_nams | None | None | None | None | ||||
| add_le_cb | None | None | None | None | ||||
| add_le_eff | None | None | None | None | ||||
| a_le_naml | None | None | None | None | ||||
| a_le_namf | None | None | None | None | ||||
| a_le_namt | None | None | None | None | ||||
| a_le_nams | None | None | None | None | ||||
| del_le_cb | None | None | None | None | ||||
| del_le_eff | None | None | None | None | ||||
| d_le_naml | None | None | None | None | ||||
| d_le_namf | None | None | None | None | ||||
| d_le_namt | None | None | None | None | ||||
| d_le_nams | None | None | None | None | ||||
| add_lf_cb | None | None | None | None | ||||
| add_lf_eff | None | None | None | None | ||||
| a_lf_name | None | None | None | None | ||||
| del_lf_cb | None | None | None | None | ||||
| del_lf_eff | None | None | None | None | ||||
| d_lf_name | None | None | None | None | ||||
| other_cb | None | None | None | None | ||||
| other_eff | None | None | None | None | ||||
| other_desc | None | None | None | None | ||||
| f606_yes | X | None | None | None | ||||
| f606_no | None | None | None | X |