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Filing ID: 2327165

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2327165&amendid=2

Table: cvr2_registration
filing_id   2327165   2327165   2327165   2327165   2327165   2327165   2327165   2327165   2327165   2327165   2327165   2327165   2327165
amend_id   0   0   0   0   1   1   1   1   2   2   2   2   2
line_item   1   2   3   4   1   2   3   4   1   2   3   4   5
rec_type   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2
form_type   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603
tran_id   1   2   3   4   2   3   4   5   2   3   4   5   1
entity_cd   EMP   EMP   AGY   AGY   EMP   AGY   AGY   EMP   EMP   AGY   AGY   EMP   EMP
entity_id   1405803   1377667   None   None   1377667   None   None   None   1377667   None   None   None   1420839
enty_naml   Hughes   Brereton   CalPERS   CalSTERS   Brereton   CalPERS   CalSTERS   Cahill   Brereton   CalPERS   CalSTERS   Cahill   Ulrich
enty_namf   Ryan   Richard   None   None   Richard   None   None   Jennifer   Richard   None   None   Jennifer   Preston
enty_namt   None   None   None   None   None   None   None   None   None   None   None   None   None
enty_nams   None   None   None   None   None   None   None   None   None   None   None   None   None
Table: cvr_registration
filing_id   2327165   2327165   2327165
amend_id   0   1   2
rec_type   CVR   CVR   CVR
form_type   F603   F603   F603
sender_id   1337655   1337655   1337655
filer_id   1337655   1337655   1337655
entity_cd   LEM   LEM   LEM
filer_naml   HMC INVESTMENTS, INC.   HMC INVESTMENTS, INC.   HMC INVESTMENTS, INC.
filer_namf   None   None   None
filer_namt   None   None   None
filer_nams   None   None   None
report_num   000   001   002
rpt_date   2018-12-04 00:00:00   2019-07-05 00:00:00   2019-09-03 00:00:00
ls_beg_yr   2019   2019   2019
ls_end_yr   2020   2020   2020
qual_date   None   None   None
eff_date   None   None   None
bus_city   BIRMINGHAM   BIRMINGHAM   BIRMINGHAM
bus_st   AL   AL   AL
bus_zip4   35203   35203   35203
bus_phon   2059875500   2059875500   2059875500
bus_fax   None   None   None
bus_email   None   None   None
mail_city   None   None   None
mail_st   None   None   None
mail_zip4   None   None   None
mail_phon   None   None   None
sig_date   2018-12-04 00:00:00   2019-07-05 00:00:00   2019-09-03 00:00:00
sig_loc   None   None   None
sig_naml   Bauder   Bauder   Bauder
sig_namf   Michael   Michael   Michael
sig_namt   None   None   None
sig_nams   None   None   None
prn_naml   Bauder   Bauder   Bauder
prn_namf   Michael   Michael   Michael
prn_namt   None   None   None
prn_nams   None   None   None
sig_title   President & CCO   President & CCO   President/CCO
stmt_firm   None   None   None
ind_cb   None   None   None
bus_cb   X   X   X
trade_cb   None   None   None
oth_cb   None   None   None
a_b_name   None   None   None
a_b_city   None   None   None
a_b_st   None   None   None
a_b_zip4   None   None   None
descrip_1   None   None   None
descrip_2   HMC Investments, Inc. 'HMCI' is a FINRA registered broker-dealer seeking investments on behalf of its affiliated parent company Harbert Management Corporation 'HMC'.   HMC Investments, Inc. 'HMCI' is a FINRA registered broker-dealer seeking investments on behalf of its affiliated parent company Harbert Management Corporation 'HMC'.   HMC Investments, Inc. 'HMCI' is a FINRA registered broker-dealer seeking investments on behalf of its affiliated parent company Harbert Management Corporation 'HMC'.
c_less50   None   None   None
c_more50   None   None   None
ind_class   None   None   None
ind_descr   None   None   None
bus_class   FIN   FIN   FIN
bus_descr   None   None   None
auth_name   None   None   None
auth_city   None   None   None
auth_st   None   None   None
auth_zip4   None   None   None
lobby_int   HMC Investments, Inc. 'HMCI' and its in-house lobbyists are placement agents potentially seeking investments from California retirement/pension plans.   HMC Investments, Inc. 'HMCI' and its in-house lobbyists are placement agents potentially seeking investments from California retirement/pension plans.   HMC Investments, Inc. 'HMCI' and its in-house lobbyists are placement agents potentially seeking investments from California retirement/pension plans.
influen_yn   None   None   None
firm_name   None   None   None
newcert_cb   None   None   None
rencert_cb   None   None   None
complet_dt   None   None   None
lby_reg_cb   None   None   None
lby_604_cb   None   None   None
st_leg_yn   None   None   None
st_agency   None   None   None
lobby_cb   None   None   None
l_firm_cb   None   None   None
Table: filer_filings
filer_id   1337655   1337655   1337655
filing_id   2327165   2327165   2327165
period_id   239   236   239
form_id   F603   F603   F603
filing_sequence   1   0   2
filing_date   2019-07-05 00:00:00   2018-12-04 00:00:00   2019-09-03 00:00:00
stmnt_type   10002   10001   10002
stmnt_status   11001   11001   11001
session_id   2019   2019   2019
user_id   GPEREZ   SARRIAGA   AROJAS
special_audit   11003   11003   11003
fine_audit   11003   11003   11003
rpt_start   2019-07-05 00:00:00   2018-12-04 00:00:00   2019-09-03 00:00:00
rpt_end   2019-07-05 00:00:00   2018-12-04 00:00:00   2019-09-03 00:00:00
rpt_date   None   None   None
filing_type   22006   22006   22006
Table: filings
filing_id   2327165
filing_type   22001
Table: hdr
filing_id   2327165   2327165   2327165
amend_id   0   1   2
rec_type   HDR   HDR   HDR
ef_type   CAL   CAL   CAL
state_cd   CA   CA   CA
cal_ver   2.01   2.01   2.01
soft_name   CAL-ACCESS OBJECT MODEL   CAL-ACCESS OBJECT MODEL   CAL-ACCESS OBJECT MODEL
soft_ver   1.00   1.00   1.00
hdrcomment   None   None   None
Table: lobby_amendments
filing_id   2327165   2327165
amend_id   2   1
rec_type   F605   F605
form_type   F603   F603
exec_date   2019-09-03 00:00:00   2019-07-05 00:00:00
from_date   2019-01-01 00:00:00   2019-01-01 00:00:00
thru_date   2020-12-31 00:00:00   2020-12-31 00:00:00
add_l_cb   X   X
add_l_eff   2019-09-03 00:00:00   2019-06-27 00:00:00
a_l_naml   Ulrich   Cahill
a_l_namf   Preston   Jennifer
a_l_namt   None   None
a_l_nams   None   None
del_l_cb   None   X
del_l_eff   None   2019-06-27 00:00:00
d_l_naml   None   Hughes
d_l_namf   None   Ryan
d_l_namt   None   None
d_l_nams   None   None
add_le_cb   None   None
add_le_eff   None   None
a_le_naml   None   None
a_le_namf   None   None
a_le_namt   None   None
a_le_nams   None   None
del_le_cb   None   None
del_le_eff   None   None
d_le_naml   None   None
d_le_namf   None   None
d_le_namt   None   None
d_le_nams   None   None
add_lf_cb   None   None
add_lf_eff   None   None
a_lf_name   None   None
del_lf_cb   None   None
del_lf_eff   None   None
d_lf_name   None   None
other_cb   None   None
other_eff   None   None
other_desc   None   None
f606_yes   None   X
f606_no   None   None