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Filing ID: 2327165
PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2327165&amendid=2
Table: cvr2_registration
filing_id |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
| 2327165 |
amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 1 |
| 1 |
| 1 |
| 2 |
| 2 |
| 2 |
| 2 |
| 2 |
line_item |
| 1 |
| 2 |
| 3 |
| 4 |
| 1 |
| 2 |
| 3 |
| 4 |
| 1 |
| 2 |
| 3 |
| 4 |
| 5 |
rec_type |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
| CVR2 |
form_type |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
tran_id |
| 1 |
| 2 |
| 3 |
| 4 |
| 2 |
| 3 |
| 4 |
| 5 |
| 2 |
| 3 |
| 4 |
| 5 |
| 1 |
entity_cd |
| EMP |
| EMP |
| AGY |
| AGY |
| EMP |
| AGY |
| AGY |
| EMP |
| EMP |
| AGY |
| AGY |
| EMP |
| EMP |
entity_id |
| 1405803 |
| 1377667 |
| None |
| None |
| 1377667 |
| None |
| None |
| None |
| 1377667 |
| None |
| None |
| None |
| 1420839 |
enty_naml |
| Hughes |
| Brereton |
| CalPERS |
| CalSTERS |
| Brereton |
| CalPERS |
| CalSTERS |
| Cahill |
| Brereton |
| CalPERS |
| CalSTERS |
| Cahill |
| Ulrich |
enty_namf |
| Ryan |
| Richard |
| None |
| None |
| Richard |
| None |
| None |
| Jennifer |
| Richard |
| None |
| None |
| Jennifer |
| Preston |
enty_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
enty_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|
Table: cvr_registration
filing_id |
| 2327165 |
| 2327165 |
| 2327165 |
amend_id |
| 0 |
| 1 |
| 2 |
rec_type |
| CVR |
| CVR |
| CVR |
form_type |
| F603 |
| F603 |
| F603 |
sender_id |
| 1337655 |
| 1337655 |
| 1337655 |
filer_id |
| 1337655 |
| 1337655 |
| 1337655 |
entity_cd |
| LEM |
| LEM |
| LEM |
filer_naml |
| HMC INVESTMENTS, INC. |
| HMC INVESTMENTS, INC. |
| HMC INVESTMENTS, INC. |
filer_namf |
| None |
| None |
| None |
filer_namt |
| None |
| None |
| None |
filer_nams |
| None |
| None |
| None |
report_num |
| 000 |
| 001 |
| 002 |
rpt_date |
| 2018-12-04 00:00:00 |
| 2019-07-05 00:00:00 |
| 2019-09-03 00:00:00 |
ls_beg_yr |
| 2019 |
| 2019 |
| 2019 |
ls_end_yr |
| 2020 |
| 2020 |
| 2020 |
qual_date |
| None |
| None |
| None |
eff_date |
| None |
| None |
| None |
bus_city |
| BIRMINGHAM |
| BIRMINGHAM |
| BIRMINGHAM |
bus_st |
| AL |
| AL |
| AL |
bus_zip4 |
| 35203 |
| 35203 |
| 35203 |
bus_phon |
| 2059875500 |
| 2059875500 |
| 2059875500 |
bus_fax |
| None |
| None |
| None |
bus_email |
| None |
| None |
| None |
mail_city |
| None |
| None |
| None |
mail_st |
| None |
| None |
| None |
mail_zip4 |
| None |
| None |
| None |
mail_phon |
| None |
| None |
| None |
sig_date |
| 2018-12-04 00:00:00 |
| 2019-07-05 00:00:00 |
| 2019-09-03 00:00:00 |
sig_loc |
| None |
| None |
| None |
sig_naml |
| Bauder |
| Bauder |
| Bauder |
sig_namf |
| Michael |
| Michael |
| Michael |
sig_namt |
| None |
| None |
| None |
sig_nams |
| None |
| None |
| None |
prn_naml |
| Bauder |
| Bauder |
| Bauder |
prn_namf |
| Michael |
| Michael |
| Michael |
prn_namt |
| None |
| None |
| None |
prn_nams |
| None |
| None |
| None |
sig_title |
| President & CCO |
| President & CCO |
| President/CCO |
stmt_firm |
| None |
| None |
| None |
ind_cb |
| None |
| None |
| None |
bus_cb |
| X |
| X |
| X |
trade_cb |
| None |
| None |
| None |
oth_cb |
| None |
| None |
| None |
a_b_name |
| None |
| None |
| None |
a_b_city |
| None |
| None |
| None |
a_b_st |
| None |
| None |
| None |
a_b_zip4 |
| None |
| None |
| None |
descrip_1 |
| None |
| None |
| None |
descrip_2 |
| HMC Investments, Inc. 'HMCI' is a FINRA registered broker-dealer seeking investments on behalf of its affiliated parent company Harbert Management Corporation 'HMC'. |
| HMC Investments, Inc. 'HMCI' is a FINRA registered broker-dealer seeking investments on behalf of its affiliated parent company Harbert Management Corporation 'HMC'. |
| HMC Investments, Inc. 'HMCI' is a FINRA registered broker-dealer seeking investments on behalf of its affiliated parent company Harbert Management Corporation 'HMC'. |
c_less50 |
| None |
| None |
| None |
c_more50 |
| None |
| None |
| None |
ind_class |
| None |
| None |
| None |
ind_descr |
| None |
| None |
| None |
bus_class |
| FIN |
| FIN |
| FIN |
bus_descr |
| None |
| None |
| None |
auth_name |
| None |
| None |
| None |
auth_city |
| None |
| None |
| None |
auth_st |
| None |
| None |
| None |
auth_zip4 |
| None |
| None |
| None |
lobby_int |
| HMC Investments, Inc. 'HMCI' and its in-house lobbyists are placement agents potentially seeking investments from California retirement/pension plans. |
| HMC Investments, Inc. 'HMCI' and its in-house lobbyists are placement agents potentially seeking investments from California retirement/pension plans. |
| HMC Investments, Inc. 'HMCI' and its in-house lobbyists are placement agents potentially seeking investments from California retirement/pension plans. |
influen_yn |
| None |
| None |
| None |
firm_name |
| None |
| None |
| None |
newcert_cb |
| None |
| None |
| None |
rencert_cb |
| None |
| None |
| None |
complet_dt |
| None |
| None |
| None |
lby_reg_cb |
| None |
| None |
| None |
lby_604_cb |
| None |
| None |
| None |
st_leg_yn |
| None |
| None |
| None |
st_agency |
| None |
| None |
| None |
lobby_cb |
| None |
| None |
| None |
l_firm_cb |
| None |
| None |
| None |
|
Table: filer_filings
filer_id |
| 1337655 |
| 1337655 |
| 1337655 |
filing_id |
| 2327165 |
| 2327165 |
| 2327165 |
period_id |
| 239 |
| 236 |
| 239 |
form_id |
| F603 |
| F603 |
| F603 |
filing_sequence |
| 1 |
| 0 |
| 2 |
filing_date |
| 2019-07-05 00:00:00 |
| 2018-12-04 00:00:00 |
| 2019-09-03 00:00:00 |
stmnt_type |
| 10002 |
| 10001 |
| 10002 |
stmnt_status |
| 11001 |
| 11001 |
| 11001 |
session_id |
| 2019 |
| 2019 |
| 2019 |
user_id |
| GPEREZ |
| SARRIAGA |
| AROJAS |
special_audit |
| 11003 |
| 11003 |
| 11003 |
fine_audit |
| 11003 |
| 11003 |
| 11003 |
rpt_start |
| 2019-07-05 00:00:00 |
| 2018-12-04 00:00:00 |
| 2019-09-03 00:00:00 |
rpt_end |
| 2019-07-05 00:00:00 |
| 2018-12-04 00:00:00 |
| 2019-09-03 00:00:00 |
rpt_date |
| None |
| None |
| None |
filing_type |
| 22006 |
| 22006 |
| 22006 |
|
Table: filings
filing_id |
| 2327165 |
filing_type |
| 22001 |
|
Table: hdr
filing_id |
| 2327165 |
| 2327165 |
| 2327165 |
amend_id |
| 0 |
| 1 |
| 2 |
rec_type |
| HDR |
| HDR |
| HDR |
ef_type |
| CAL |
| CAL |
| CAL |
state_cd |
| CA |
| CA |
| CA |
cal_ver |
| 2.01 |
| 2.01 |
| 2.01 |
soft_name |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
| CAL-ACCESS OBJECT MODEL |
soft_ver |
| 1.00 |
| 1.00 |
| 1.00 |
hdrcomment |
| None |
| None |
| None |
|
Table: lobby_amendments
filing_id |
| 2327165 |
| 2327165 |
amend_id |
| 2 |
| 1 |
rec_type |
| F605 |
| F605 |
form_type |
| F603 |
| F603 |
exec_date |
| 2019-09-03 00:00:00 |
| 2019-07-05 00:00:00 |
from_date |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
thru_date |
| 2020-12-31 00:00:00 |
| 2020-12-31 00:00:00 |
add_l_cb |
| X |
| X |
add_l_eff |
| 2019-09-03 00:00:00 |
| 2019-06-27 00:00:00 |
a_l_naml |
| Ulrich |
| Cahill |
a_l_namf |
| Preston |
| Jennifer |
a_l_namt |
| None |
| None |
a_l_nams |
| None |
| None |
del_l_cb |
| None |
| X |
del_l_eff |
| None |
| 2019-06-27 00:00:00 |
d_l_naml |
| None |
| Hughes |
d_l_namf |
| None |
| Ryan |
d_l_namt |
| None |
| None |
d_l_nams |
| None |
| None |
add_le_cb |
| None |
| None |
add_le_eff |
| None |
| None |
a_le_naml |
| None |
| None |
a_le_namf |
| None |
| None |
a_le_namt |
| None |
| None |
a_le_nams |
| None |
| None |
del_le_cb |
| None |
| None |
del_le_eff |
| None |
| None |
d_le_naml |
| None |
| None |
d_le_namf |
| None |
| None |
d_le_namt |
| None |
| None |
d_le_nams |
| None |
| None |
add_lf_cb |
| None |
| None |
add_lf_eff |
| None |
| None |
a_lf_name |
| None |
| None |
del_lf_cb |
| None |
| None |
del_lf_eff |
| None |
| None |
d_lf_name |
| None |
| None |
other_cb |
| None |
| None |
other_eff |
| None |
| None |
other_desc |
| None |
| None |
f606_yes |
| None |
| X |
f606_no |
| None |
| None |
|