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Filing ID: 2231971

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2231971&amendid=1

Table: cvr2_registration
filing_id   2231971   2231971   2231971   2231971   2231971   2231971   2231971   2231971   2231971   2231971   2231971
amend_id   0   0   0   0   0   1   1   1   1   1   1
line_item   1   2   3   4   5   1   2   3   4   5   6
rec_type   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2
form_type   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603
tran_id   1   2   3   4   5   1   2   3   4   5   6
entity_cd   EMP   EMP   AGY   AGY   AGY   EMP   EMP   AGY   AGY   AGY   EMP
entity_id   1404933   1404932   None   None   None   1404933   1404932   None   None   None   1410104
enty_naml   Ziff   Katarincic   CalPERS   CalSTRS   UC regents   Ziff   Katarincic   CalPERS   CalSTRS   UC regents   Morgan
enty_namf   Stephen   James   None   None   None   Stephen   James   None   None   None   Frank
enty_namt   None   None   None   None   None   None   None   None   None   None   None
enty_nams   None   None   None   None   None   None   None   None   None   None   None
Table: cvr_registration
filing_id   2231971   2231971
amend_id   0   1
rec_type   CVR   CVR
form_type   F603   F603
sender_id   1368026   1368026
filer_id   1368026   1368026
entity_cd   LEM   LEM
filer_naml   COLLER CAPITAL LIMITED AND ITS AFFILIATE COLLER CAPITAL, INC.   COLLER CAPITAL LIMITED AND ITS AFFILIATE COLLER CAPITAL, INC.
filer_namf   None   None
filer_namt   None   None
filer_nams   None   None
report_num   000   001
rpt_date   2018-04-17 00:00:00   2018-09-05 00:00:00
ls_beg_yr   2017   2017
ls_end_yr   2018   2018
qual_date   None   None
eff_date   None   None
bus_city   LONDON, UK, W1K 6AF   LONDON, UK, W1K 6AF
bus_st   XX   XX
bus_zip4   00000   00000
bus_phon   None   None
bus_fax   None   None
bus_email   [email protected]   [email protected]
mail_city   None   None
mail_st   None   None
mail_zip4   None   None
mail_phon   None   None
sig_date   2018-04-13 00:00:00   2018-09-05 00:00:00
sig_loc   None   None
sig_naml   Ochsenfeld   Ochsenfeld
sig_namf   Frank   Frank
sig_namt   None   None
sig_nams   None   None
prn_naml   Ochsenfeld   Ochsenfeld
prn_namf   Frank   Frank
prn_namt   None   None
prn_nams   None   None
sig_title   Head of Legal & Compliance   Head of Legal & Compliance
stmt_firm   None   None
ind_cb   None   None
bus_cb   X   X
trade_cb   None   None
oth_cb   None   None
a_b_name   None   None
a_b_city   None   None
a_b_st   None   None
a_b_zip4   None   None
descrip_1   None   None
descrip_2   Coller Capital is a global investor in private equity secondaries.   Coller Capital is a global investor in private equity secondaries.
c_less50   None   None
c_more50   None   None
ind_class   None   None
ind_descr   None   None
bus_class   FIN   FIN
bus_descr   None   None
auth_name   None   None
auth_city   None   None
auth_st   None   None
auth_zip4   None   None
lobby_int   Coller Capital is a global investor in private equity secondaries. The procurement of investments in Coller funds.   Coller Capital is a global investor in private equity secondaries. The procurement of investments in Coller funds.
influen_yn   Y   Y
firm_name   None   None
newcert_cb   None   None
rencert_cb   None   None
complet_dt   None   None
lby_reg_cb   None   None
lby_604_cb   None   None
st_leg_yn   None   None
st_agency   None   None
lobby_cb   None   None
l_firm_cb   None   None
Table: filer_filings
filer_id   1368026   1368026
filing_id   2231971   2231971
period_id   234   235
form_id   F603   F603
filing_sequence   0   1
filing_date   2018-04-17 00:00:00   2018-09-05 00:00:00
stmnt_type   10001   10002
stmnt_status   11001   11001
session_id   2017   2017
user_id   GPEREZ   YRODRIGU
special_audit   11003   11003
fine_audit   11003   11003
rpt_start   2018-04-17 00:00:00   2018-09-05 00:00:00
rpt_end   2018-04-17 00:00:00   2018-09-05 00:00:00
rpt_date   None   None
filing_type   22006   22006
Table: filings
filing_id   2231971
filing_type   22001
Table: hdr
filing_id   2231971   2231971
amend_id   0   1
rec_type   HDR   HDR
ef_type   CAL   CAL
state_cd   CA   CA
cal_ver   2.01   2.01
soft_name   CAL-ACCESS OBJECT MODEL   CAL-ACCESS OBJECT MODEL
soft_ver   1.00   1.00
hdrcomment   None   None
Table: lobby_amendments
filing_id   2231971
amend_id   1
rec_type   F605
form_type   F603
exec_date   2018-09-05 00:00:00
from_date   2017-01-01 00:00:00
thru_date   2018-12-31 00:00:00
add_l_cb   X
add_l_eff   2018-08-20 00:00:00
a_l_naml   Morgan
a_l_namf   Frank
a_l_namt   None
a_l_nams   None
del_l_cb   None
del_l_eff   None
d_l_naml   None
d_l_namf   None
d_l_namt   None
d_l_nams   None
add_le_cb   None
add_le_eff   None
a_le_naml   None
a_le_namf   None
a_le_namt   None
a_le_nams   None
del_le_cb   None
del_le_eff   None
d_le_naml   None
d_le_namf   None
d_le_namt   None
d_le_nams   None
add_lf_cb   None
add_lf_eff   None
a_lf_name   None
del_lf_cb   None
del_lf_eff   None
d_lf_name   None
other_cb   None
other_eff   None
other_desc   None
f606_yes   None
f606_no   None