PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2116004&amendid=5
| filing_id | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | |||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 5 | 5 | 5 | 5 | 5 | 5 | 5 | 5 | 5 | 5 | 5 | |||||||||||||||||||||||||||||||||||||||||||||||||||
| line_item | 1 | 2 | 3 | 4 | 5 | 6 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | |||||||||||||||||||||||||||||||||||||||||||||||||||
| rec_type | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | |||||||||||||||||||||||||||||||||||||||||||||||||||
| form_type | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | |||||||||||||||||||||||||||||||||||||||||||||||||||
| tran_id | 1 | 2 | 3 | 4 | 5 | 6 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | |||||||||||||||||||||||||||||||||||||||||||||||||||
| entity_cd | EMP | EMP | EMP | AGY | AGY | AGY | EMP | EMP | EMP | AGY | AGY | AGY | EMP | EMP | EMP | EMP | AGY | AGY | AGY | EMP | EMP | EMP | EMP | EMP | AGY | AGY | AGY | EMP | EMP | EMP | EMP | EMP | EMP | AGY | AGY | AGY | EMP | EMP | EMP | EMP | EMP | EMP | EMP | AGY | AGY | AGY | EMP | EMP | EMP | EMP | EMP | |||||||||||||||||||||||||||||||||||||||||||||||||||
| entity_id | 1339990 | 1336772 | 1339940 | None | None | None | 1339990 | 1336772 | 1339940 | None | None | None | 1393600 | 1339990 | 1336772 | 1339940 | None | None | None | 1393600 | 1393600 | 1339990 | 1336772 | 1339940 | None | None | None | 1393600 | 1393600 | 1397509 | 1339990 | 1336772 | 1339940 | None | None | None | 1393600 | 1393600 | 1397509 | 1397508 | 1339990 | 1336772 | 1339940 | None | None | None | 1393600 | 1393600 | 1397509 | 1397508 | 1411770 | |||||||||||||||||||||||||||||||||||||||||||||||||||
| enty_naml | Berger | Drescher | Thorsen | CalPERS | CalSTRS | University of California Regents | Berger | Drescher | Thorsen | CalPERS | CalSTRS | University of California Regents | Angle | Berger | Drescher | Thorsen | CalPERS | CalSTRS | University of California Regents | Angle | Gosden | Berger | Drescher | Thorsen | CalPERS | CalSTRS | University of California Regents | Angle | Gosden | Bergman | Berger | Drescher | Thorsen | CalPERS | CalSTRS | University of California Regents | Angle | Gosden | Bergman | Sorensen | Berger | Drescher | Thorsen | CalPERS | CalSTRS | University of California Regents | Angle | Gosden | Bergman | Sorensen | Weiss | |||||||||||||||||||||||||||||||||||||||||||||||||||
| enty_namf | Heather | Stephanie | Danielle | None | None | None | Heather | Stephanie | Danielle | None | None | None | Brad | Heather | Stephanie | Danielle | None | None | None | Brad | Andrew | Heather | Stephanie | Danielle | None | None | None | Brad | Andrew | Jeremy | Heather | Stephanie | Danielle | None | None | None | Brad | Andrew | Jeremy | Brooke | Heather | Stephanie | Danielle | None | None | None | Brad | Andrew | Jeremy | Brooke | Zachary | |||||||||||||||||||||||||||||||||||||||||||||||||||
| enty_namt | Principal | Principal | Principal | None | None | None | Principal | Principal | Principal | None | None | None | Director | Principal | Principal | Principal | None | None | None | Director | Associate | Principal | Principal | Principal | None | None | None | Director | Associate | Principal | Principal | Principal | Principal | None | None | None | Director | Associate | Principal | Principal | Principal | Principal | Principal | None | None | None | Director | Associate | Principal | Principal | None | |||||||||||||||||||||||||||||||||||||||||||||||||||
| enty_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | 3 | 4 | 5 | ||||||
| rec_type | CVR | CVR | CVR | CVR | CVR | CVR | ||||||
| form_type | F603 | F603 | F603 | F603 | F603 | F603 | ||||||
| sender_id | 1336771 | 1336771 | 1336771 | 1336771 | 1336771 | 1336771 | ||||||
| filer_id | 1336771 | 1336771 | 1336771 | 1336771 | 1336771 | 1336771 | ||||||
| entity_cd | LEM | LEM | LEM | LEM | LEM | LEM | ||||||
| filer_naml | APOLLO MANAGEMENT HOLDINGS, L.P. | APOLLO MANAGEMENT HOLDINGS, L.P. | APOLLO MANAGEMENT HOLDINGS, L.P. | APOLLO MANAGEMENT HOLDINGS, L.P. | APOLLO MANAGEMENT HOLDINGS, L.P. | APOLLO MANAGEMENT HOLDINGS, L.P. | ||||||
| filer_namf | None | None | None | None | None | None | ||||||
| filer_namt | None | None | None | None | None | None | ||||||
| filer_nams | None | None | None | None | None | None | ||||||
| report_num | 000 | 001 | 002 | 003 | 004 | 005 | ||||||
| rpt_date | 2016-12-30 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2018-09-21 00:00:00 | ||||||
| ls_beg_yr | 2017 | 2017 | 2017 | 2017 | 2017 | 2017 | ||||||
| ls_end_yr | 2018 | 2018 | 2018 | 2018 | 2018 | 2018 | ||||||
| qual_date | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | ||||||
| eff_date | None | None | None | None | None | None | ||||||
| bus_city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ||||||
| bus_st | NY | NY | NY | NY | NY | NY | ||||||
| bus_zip4 | 10019 | 10019 | 10019 | 10019 | 10019 | 10019 | ||||||
| bus_phon | 2125153200 | 2125153200 | 2125153200 | 2125153200 | 2125153200 | 2125153200 | ||||||
| bus_fax | 2125153251 | 2125153251 | 2125153251 | 2125153251 | 2125153251 | 2125153251 | ||||||
| bus_email | COMPLIANCE@APOLLOLP.COM | COMPLIANCE@APOLLOLP.COM | COMPLIANCE@APOLLOLP.COM | COMPLIANCE@APOLLOLP.COM | COMPLIANCE@APOLLOLP.COM | COMPLIANCE@APOLLOLP.COM | ||||||
| mail_city | None | None | None | None | None | None | ||||||
| mail_st | None | None | None | None | None | None | ||||||
| mail_zip4 | None | None | None | None | None | None | ||||||
| mail_phon | None | None | None | None | None | None | ||||||
| sig_date | 2016-12-30 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2018-09-12 00:00:00 | ||||||
| sig_loc | None | None | None | None | None | None | ||||||
| sig_naml | Michel | Michel | Michel | Michel | Michel | Michel | ||||||
| sig_namf | Cindy | Cindy | Cindy | Cindy | Cindy | Cindy | ||||||
| sig_namt | None | None | None | None | None | None | ||||||
| sig_nams | None | None | None | None | None | None | ||||||
| prn_naml | Michel | Michel | Michel | Michel | Michel | Michel | ||||||
| prn_namf | Cindy | Cindy | Cindy | Cindy | Cindy | Cindy | ||||||
| prn_namt | None | None | None | None | None | None | ||||||
| prn_nams | None | None | None | None | None | None | ||||||
| sig_title | Chief Compliance Officer | Chief Compliance Officer | Chief Compliance Officer | Chief Compliance Officer | Chief Compliance Officer | Chief Compliance Officer | ||||||
| stmt_firm | None | None | None | None | None | None | ||||||
| ind_cb | None | None | None | None | None | None | ||||||
| bus_cb | X | X | X | X | X | X | ||||||
| trade_cb | None | None | None | None | None | None | ||||||
| oth_cb | None | None | None | None | None | None | ||||||
| a_b_name | None | None | None | None | None | None | ||||||
| a_b_city | None | None | None | None | None | None | ||||||
| a_b_st | None | None | None | None | None | None | ||||||
| a_b_zip4 | None | None | None | None | None | None | ||||||
| descrip_1 | None | None | None | None | None | None | ||||||
| descrip_2 | Investment management and other related advisory activities | Investment management and other related advisory activities | Investment management and other related advisory activities | Investment management and other related advisory activities | Investment management and other related advisory activities | Investment management and other related advisory activities | ||||||
| c_less50 | None | None | None | None | None | None | ||||||
| c_more50 | None | None | None | None | None | None | ||||||
| ind_class | None | None | None | None | None | None | ||||||
| ind_descr | None | None | None | None | None | None | ||||||
| bus_class | FIN | FIN | FIN | FIN | FIN | FIN | ||||||
| bus_descr | None | None | None | None | None | None | ||||||
| auth_name | None | None | None | None | None | None | ||||||
| auth_city | None | None | None | None | None | None | ||||||
| auth_st | None | None | None | None | None | None | ||||||
| auth_zip4 | None | None | None | None | None | None | ||||||
| lobby_int | Solicitation of the above entities for potential investments | Solicitation of the above entities for potential investments | Solicitation of the above entities for potential investments | Solicitation of the above entities for potential investments | Solicitation of the above entities for potential investments | Solicitation of the above entities for potential investments | ||||||
| influen_yn | None | None | None | None | None | None | ||||||
| firm_name | None | None | None | None | None | None | ||||||
| newcert_cb | None | None | None | None | None | None | ||||||
| rencert_cb | None | None | None | None | None | None | ||||||
| complet_dt | None | None | None | None | None | None | ||||||
| lby_reg_cb | None | None | None | None | None | None | ||||||
| lby_604_cb | None | None | None | None | None | None | ||||||
| st_leg_yn | None | None | None | None | None | None | ||||||
| st_agency | None | None | None | None | None | None | ||||||
| lobby_cb | None | None | None | None | None | None | ||||||
| l_firm_cb | None | None | None | None | None | None |
| filer_id | 1336771 | 1336771 | 1336771 | 1336771 | 1336771 | 1336771 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filing_id | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | ||||||
| period_id | 228 | 231 | 231 | 231 | 231 | 235 | ||||||
| form_id | F603 | F603 | F603 | F603 | F603 | F603 | ||||||
| filing_sequence | 0 | 1 | 2 | 3 | 4 | 5 | ||||||
| filing_date | 2016-12-30 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2018-09-21 00:00:00 | ||||||
| stmnt_type | 10001 | 10002 | 10002 | 10002 | 10002 | 10002 | ||||||
| stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | ||||||
| session_id | 2017 | 2017 | 2017 | 2017 | 2017 | 2017 | ||||||
| user_id | YRODRIGU | GPEREZ | GPEREZ | GPEREZ | GPEREZ | GPEREZ | ||||||
| special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | ||||||
| fine_audit | 11001 | 11003 | 11003 | 11003 | 11003 | 11003 | ||||||
| rpt_start | 2016-12-30 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2018-09-21 00:00:00 | ||||||
| rpt_end | 2016-12-30 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2018-09-21 00:00:00 | ||||||
| rpt_date | None | None | None | None | None | None | ||||||
| filing_type | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 |
| filing_id | 2116004 | |
|---|---|---|
| filing_type | 22001 |
| filing_id | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | 3 | 4 | 5 | ||||||
| rec_type | HDR | HDR | HDR | HDR | HDR | HDR | ||||||
| ef_type | CAL | CAL | CAL | CAL | CAL | CAL | ||||||
| state_cd | CA | CA | CA | CA | CA | CA | ||||||
| cal_ver | 2.01 | 2.01 | 2.01 | 2.01 | 2.01 | 2.01 | ||||||
| soft_name | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | ||||||
| soft_ver | 1.00 | 1.00 | 1.00 | 1.00 | 1.00 | 1.00 | ||||||
| hdrcomment | None | None | None | None | None | None |
| filing_id | 2116004 | 2116004 | 2116004 | 2116004 | 2116004 | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 5 | 4 | 3 | 2 | 1 | |||||
| rec_type | F605 | F605 | F605 | F605 | F605 | |||||
| form_type | F603 | F603 | F603 | F603 | F603 | |||||
| exec_date | 2018-09-12 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | 2017-07-20 00:00:00 | |||||
| from_date | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | |||||
| thru_date | 2018-12-31 00:00:00 | 2018-12-31 00:00:00 | 2018-12-31 00:00:00 | 2018-12-31 00:00:00 | 2018-12-31 00:00:00 | |||||
| add_l_cb | X | X | X | X | X | |||||
| add_l_eff | 2018-09-11 00:00:00 | 2017-07-06 00:00:00 | 2017-07-06 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | |||||
| a_l_naml | Weiss | Sorensen | Bergman | Gosden | Angle | |||||
| a_l_namf | Zachary | Brooke | Jeremy | Andrew | Brad | |||||
| a_l_namt | None | Principal | Principal | Associate | Director | |||||
| a_l_nams | None | None | None | None | None | |||||
| del_l_cb | None | None | None | None | None | |||||
| del_l_eff | None | None | None | None | None | |||||
| d_l_naml | None | None | None | None | None | |||||
| d_l_namf | None | None | None | None | None | |||||
| d_l_namt | None | None | None | None | None | |||||
| d_l_nams | None | None | None | None | None | |||||
| add_le_cb | None | None | None | None | None | |||||
| add_le_eff | None | None | None | None | None | |||||
| a_le_naml | None | None | None | None | None | |||||
| a_le_namf | None | None | None | None | None | |||||
| a_le_namt | None | None | None | None | None | |||||
| a_le_nams | None | None | None | None | None | |||||
| del_le_cb | None | None | None | None | None | |||||
| del_le_eff | None | None | None | None | None | |||||
| d_le_naml | None | None | None | None | None | |||||
| d_le_namf | None | None | None | None | None | |||||
| d_le_namt | None | None | None | None | None | |||||
| d_le_nams | None | None | None | None | None | |||||
| add_lf_cb | None | None | None | None | None | |||||
| add_lf_eff | None | None | None | None | None | |||||
| a_lf_name | None | None | None | None | None | |||||
| del_lf_cb | None | None | None | None | None | |||||
| del_lf_eff | None | None | None | None | None | |||||
| d_lf_name | None | None | None | None | None | |||||
| other_cb | None | None | None | None | None | |||||
| other_eff | None | None | None | None | None | |||||
| other_desc | None | None | None | None | None | |||||
| f606_yes | None | None | None | None | None | |||||
| f606_no | None | None | None | None | None |