PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2115932&amendid=4
filing_id | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | ||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 3 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||
line_item | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||
rec_type | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | ||||||||||||||||||||||||||||||||||||||||||||||||||
form_type | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | ||||||||||||||||||||||||||||||||||||||||||||||||||
tran_id | 15393 | 15394 | 15395 | 15396 | 15398 | 15399 | 15400 | 17016 | 18047 | 18839 | 15393 | 15394 | 15395 | 15396 | 15398 | 15399 | 15400 | 17016 | 18839 | 15393 | 15394 | 15395 | 15396 | 15398 | 15399 | 15400 | 17016 | 18839 | 22732 | 15393 | 15394 | 15395 | 15396 | 15398 | 15399 | 15400 | 17016 | 18839 | 22732 | 23155 | 15393 | 15394 | 15395 | 15396 | 15398 | 15399 | 15400 | 17016 | 22732 | 23155 | ||||||||||||||||||||||||||||||||||||||||||||||||||
entity_cd | AGY | AGY | AGY | AGY | AGY | AGY | FRM | EMP | EMP | EMP | AGY | AGY | AGY | AGY | AGY | AGY | FRM | EMP | EMP | AGY | AGY | AGY | AGY | AGY | AGY | FRM | EMP | EMP | EMP | AGY | AGY | AGY | AGY | AGY | AGY | FRM | EMP | EMP | EMP | EMP | AGY | AGY | AGY | AGY | AGY | AGY | FRM | EMP | EMP | EMP | ||||||||||||||||||||||||||||||||||||||||||||||||||
entity_id | None | None | None | None | None | None | 1303078 | None | None | None | None | None | None | None | None | None | 1303078 | None | None | None | None | None | None | None | None | 1303078 | None | None | 1399970 | None | None | None | None | None | None | 1303078 | None | None | 1399970 | 1385044 | None | None | None | None | None | None | 1303078 | None | 1399970 | 1385044 | ||||||||||||||||||||||||||||||||||||||||||||||||||
enty_naml | GOVERNOR'S OFFICE | LEGISLATURE | FRANCHISE TAX BOARD | CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM (CALSTRS) | CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM (CALPERS) | UNIVERSITY OF CALIFORNIA | GOVERNMENT RELATIONS COUNSEL | DEAKYNE, JR. | LEE | ZEILER | GOVERNOR'S OFFICE | LEGISLATURE | FRANCHISE TAX BOARD | CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM (CALSTRS) | CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM (CALPERS) | UNIVERSITY OF CALIFORNIA | GOVERNMENT RELATIONS COUNSEL | DEAKYNE, JR. | ZEILER | GOVERNOR'S OFFICE | LEGISLATURE | FRANCHISE TAX BOARD | CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM (CALSTRS) | CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM (CALPERS) | UNIVERSITY OF CALIFORNIA | GOVERNMENT RELATIONS COUNSEL | DEAKYNE, JR. | ZEILER | SALTER | GOVERNOR'S OFFICE | LEGISLATURE | FRANCHISE TAX BOARD | CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM (CALSTRS) | CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM (CALPERS) | UNIVERSITY OF CALIFORNIA | GOVERNMENT RELATIONS COUNSEL | DEAKYNE, JR. | ZEILER | SALTER | MACIARIELLO | GOVERNOR'S OFFICE | LEGISLATURE | FRANCHISE TAX BOARD | CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM (CALSTRS) | CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM (CALPERS) | UNIVERSITY OF CALIFORNIA | GOVERNMENT RELATIONS COUNSEL | DEAKYNE, JR. | SALTER | MACIARIELLO | ||||||||||||||||||||||||||||||||||||||||||||||||||
enty_namf | None | None | None | None | None | None | None | WILLIAM | SCOTT | BRIAN | None | None | None | None | None | None | None | WILLIAM | BRIAN | None | None | None | None | None | None | None | WILLIAM | BRIAN | MATHEW | None | None | None | None | None | None | None | WILLIAM | BRIAN | MATHEW | MARNIE | None | None | None | None | None | None | None | WILLIAM | MATHEW | MARNIE | ||||||||||||||||||||||||||||||||||||||||||||||||||
enty_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||
enty_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
filing_id | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | |||||
---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 1 | 2 | 4 | 3 | |||||
rec_type | CVR | CVR | CVR | CVR | CVR | |||||
form_type | F603 | F603 | F603 | F603 | F603 | |||||
sender_id | 1287228 | 1287228 | 1287228 | 1287228 | 1287228 | |||||
filer_id | 1287228 | 1287228 | 1287228 | 1287228 | 1287228 | |||||
entity_cd | LEM | LEM | LEM | LEM | LEM | |||||
filer_naml | FRANKLIN RESOURCES, INC. AND ITS AFFILIATE, FRANKLIN TEMPLETON INSTITUTIONAL, LLC | FRANKLIN RESOURCES, INC. AND ITS AFFILIATE, FRANKLIN TEMPLETON INSTITUTIONAL, LLC | FRANKLIN RESOURCES, INC. AND ITS AFFILIATE, FRANKLIN TEMPLETON INSTITUTIONAL, LLC | FRANKLIN RESOURCES, INC. AND ITS AFFILIATE, FRANKLIN TEMPLETON INSTITUTIONAL, LLC | FRANKLIN RESOURCES, INC. AND ITS AFFILIATE, FRANKLIN TEMPLETON INSTITUTIONAL, LLC | |||||
filer_namf | None | None | None | None | None | |||||
filer_namt | None | None | None | None | None | |||||
filer_nams | None | None | None | None | None | |||||
report_num | 000 | 001 | 002 | 004 | 003 | |||||
rpt_date | 2016-12-15 00:00:00 | 2017-10-10 00:00:00 | 2017-10-10 00:00:00 | 2018-10-16 00:00:00 | 2018-03-07 00:00:00 | |||||
ls_beg_yr | 2017 | 2017 | 2017 | 2017 | 2017 | |||||
ls_end_yr | 2018 | 2018 | 2018 | 2018 | 2018 | |||||
qual_date | 2017-01-01 00:00:00 | None | None | None | None | |||||
eff_date | None | None | None | None | None | |||||
bus_city | SAN MATEO | SAN MATEO | SAN MATEO | SAN MATEO | SAN MATEO | |||||
bus_st | CA | CA | CA | CA | CA | |||||
bus_zip4 | 94403 | 94403 | 94403 | 94403 | 94403 | |||||
bus_phon | 650 312-2000 | 650 312-2000 | 650 312-2000 | 650 312-2000 | 650 312-2000 | |||||
bus_fax | None | None | None | None | None | |||||
bus_email | None | None | None | None | None | |||||
mail_city | None | None | None | None | None | |||||
mail_st | None | None | None | None | None | |||||
mail_zip4 | None | None | None | None | None | |||||
mail_phon | None | None | None | None | None | |||||
sig_date | 2016-12-15 00:00:00 | 2017-10-10 00:00:00 | 2017-10-10 00:00:00 | 2018-10-16 00:00:00 | 2018-03-07 00:00:00 | |||||
sig_loc | SAN RAFAEL, CA | SAN RAFAEL, CA | SAN RAFAEL, CA | SAN RAFAEL, CA | SAN RAFAEL, CA | |||||
sig_naml | LUCAS | LUCAS | LUCAS | LUCAS | LUCAS | |||||
sig_namf | STEVEN S. | STEVEN S. | STEVEN S. | STEVEN S. | STEVEN S. | |||||
sig_namt | None | None | None | None | None | |||||
sig_nams | None | None | None | None | None | |||||
prn_naml | LUCAS | LUCAS | LUCAS | LUCAS | LUCAS | |||||
prn_namf | STEVEN S. | STEVEN S. | STEVEN S. | STEVEN S. | STEVEN S. | |||||
prn_namt | None | None | None | None | None | |||||
prn_nams | None | None | None | None | None | |||||
sig_title | ATTORNEY & AGENT FOR FILER | ATTORNEY & AGENT FOR FILER | ATTORNEY & AGENT FOR FILER | ATTORNEY & AGENT FOR FILER | ATTORNEY & AGENT FOR FILER | |||||
stmt_firm | None | None | None | None | None | |||||
ind_cb | None | None | None | None | None | |||||
bus_cb | X | X | X | X | X | |||||
trade_cb | None | None | None | None | None | |||||
oth_cb | None | None | None | None | None | |||||
a_b_name | None | None | None | None | None | |||||
a_b_city | None | None | None | None | None | |||||
a_b_st | None | None | None | None | None | |||||
a_b_zip4 | None | None | None | None | None | |||||
descrip_1 | GLOBAL INVESTMENT MANAGEMENT | GLOBAL INVESTMENT MANAGEMENT | GLOBAL INVESTMENT MANAGEMENT | GLOBAL INVESTMENT MANAGEMENT | GLOBAL INVESTMENT MANAGEMENT | |||||
descrip_2 | None | None | None | None | None | |||||
c_less50 | None | None | None | None | None | |||||
c_more50 | None | None | None | None | None | |||||
ind_class | None | None | None | None | None | |||||
ind_descr | None | None | None | None | None | |||||
bus_class | FIN | FIN | FIN | FIN | FIN | |||||
bus_descr | None | None | None | None | None | |||||
auth_name | None | None | None | None | None | |||||
auth_city | None | None | None | None | None | |||||
auth_st | None | None | None | None | None | |||||
auth_zip4 | None | None | None | None | None | |||||
lobby_int | FINANCIAL/INVESTMENT SERVICES | FINANCIAL/INVESTMENT SERVICES | FINANCIAL/INVESTMENT SERVICES | FINANCIAL/INVESTMENT SERVICES | FINANCIAL/INVESTMENT SERVICES | |||||
influen_yn | Y | Y | Y | Y | Y | |||||
firm_name | None | None | None | None | None | |||||
newcert_cb | None | None | None | None | None | |||||
rencert_cb | None | None | None | None | None | |||||
complet_dt | None | None | None | None | None | |||||
lby_reg_cb | None | None | None | None | None | |||||
lby_604_cb | None | None | None | None | None | |||||
st_leg_yn | None | None | None | None | None | |||||
st_agency | None | None | None | None | None | |||||
lobby_cb | None | None | None | None | None | |||||
l_firm_cb | None | None | None | None | None |
filer_id | 1287228 | 1287228 | 1287228 | 1287228 | 1287228 | |||||
---|---|---|---|---|---|---|---|---|---|---|
filing_id | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | |||||
period_id | 233 | 236 | 232 | 228 | 232 | |||||
form_id | F603 | F603 | F603 | F603 | F603 | |||||
filing_sequence | 3 | 4 | 2 | 0 | 1 | |||||
filing_date | 2018-03-09 00:00:00 | 2018-10-19 00:00:00 | 2017-11-08 00:00:00 | 2016-12-30 00:00:00 | 2017-10-26 00:00:00 | |||||
stmnt_type | 10002 | 10002 | 10002 | 10001 | 10002 | |||||
stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | |||||
session_id | 2017 | 2017 | 2017 | 2017 | 2017 | |||||
user_id | GPEREZ | GPEREZ | GPEREZ | YRODRIGU | GPEREZ | |||||
special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | |||||
fine_audit | 11003 | 11003 | 11003 | 11001 | 11003 | |||||
rpt_start | 2018-03-07 00:00:00 | 2018-10-16 00:00:00 | 2017-10-10 00:00:00 | 2016-12-15 00:00:00 | 2017-10-10 00:00:00 | |||||
rpt_end | 2018-03-07 00:00:00 | 2018-10-16 00:00:00 | 2017-10-10 00:00:00 | 2016-12-15 00:00:00 | 2017-10-10 00:00:00 | |||||
rpt_date | None | None | None | None | None | |||||
filing_type | 22001 | 22001 | 22001 | 22001 | 22001 |
filing_id | 2115932 | |
---|---|---|
filing_type | 22001 |
filing_id | 2115932 | 2115932 | 2115932 | 2115932 | 2115932 | |||||
---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 1 | 2 | 3 | 4 | |||||
rec_type | HDR | HDR | HDR | HDR | HDR | |||||
ef_type | CAL | CAL | CAL | CAL | CAL | |||||
state_cd | CA | CA | CA | CA | CA | |||||
cal_ver | 2.01 | 2.01 | 2.01 | 2.01 | 2.01 | |||||
soft_name | NETFILE | NETFILE | NETFILE | NETFILE | NETFILE | |||||
soft_ver | 1806 | 1806 | 1806 | 1806 | 1807 | |||||
hdrcomment | None | None | None | None | None |
filing_id | 2115932 | 2115932 | 2115932 | 2115932 | ||||
---|---|---|---|---|---|---|---|---|
amend_id | 4 | 3 | 2 | 1 | ||||
rec_type | F605 | F605 | F605 | F605 | ||||
form_type | F603 | F603 | F603 | F603 | ||||
exec_date | 2018-03-09 00:00:00 | 2018-03-09 00:00:00 | 2017-10-26 00:00:00 | 2017-10-26 00:00:00 | ||||
from_date | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | ||||
thru_date | 2018-12-31 00:00:00 | 2018-12-31 00:00:00 | 2018-12-31 00:00:00 | 2018-12-31 00:00:00 | ||||
add_l_cb | None | X | X | None | ||||
add_l_eff | None | 2018-03-04 00:00:00 | 2017-10-17 00:00:00 | None | ||||
a_l_naml | None | MACIARIELLO | SALTER | None | ||||
a_l_namf | None | MARNIE | MAT | None | ||||
a_l_namt | None | None | None | None | ||||
a_l_nams | None | None | None | None | ||||
del_l_cb | X | None | None | X | ||||
del_l_eff | 2018-06-30 00:00:00 | None | None | 2017-09-22 00:00:00 | ||||
d_l_naml | ZEILER | None | None | LEE | ||||
d_l_namf | BRIAN | None | None | SCOTT | ||||
d_l_namt | None | None | None | None | ||||
d_l_nams | None | None | None | None | ||||
add_le_cb | None | None | None | None | ||||
add_le_eff | None | None | None | None | ||||
a_le_naml | None | None | None | None | ||||
a_le_namf | None | None | None | None | ||||
a_le_namt | None | None | None | None | ||||
a_le_nams | None | None | None | None | ||||
del_le_cb | None | None | None | None | ||||
del_le_eff | None | None | None | None | ||||
d_le_naml | None | None | None | None | ||||
d_le_namf | None | None | None | None | ||||
d_le_namt | None | None | None | None | ||||
d_le_nams | None | None | None | None | ||||
add_lf_cb | None | None | None | None | ||||
add_lf_eff | None | None | None | None | ||||
a_lf_name | None | None | None | None | ||||
del_lf_cb | None | None | None | None | ||||
del_lf_eff | None | None | None | None | ||||
d_lf_name | None | None | None | None | ||||
other_cb | None | None | None | None | ||||
other_eff | None | None | None | None | ||||
other_desc | None | None | None | None | ||||
f606_yes | None | None | None | None | ||||
f606_no | X | X | X | X |