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Filing ID: 2111189

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2111189&amendid=0

Table: cvr2_registration
filing_id   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189   2111189
amend_id   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0   0
line_item   1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18   19   20   21   22   23   24   25   26
rec_type   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2   CVR2
form_type   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603   F603
tran_id   1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18   19   20   21   22   23   24   25   26
entity_cd   EMP   EMP   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY   AGY
entity_id   1388495   1384210   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None
enty_naml   Ingato   Barrett   calSTERS   calPERS   University of California   Alameda County Employees' Retirement Association (ACERA)   Contra Costa County Employees' Retirement Association   Fresno County Employees' Retirement Association   Kern County Employees' Retirement Association   Los Angeles County Employees' Retirement Association   Marin County Employees' Retirement Association   Merced County Employees' Retirement Association   Orange County Employees' Retirement Association (OCERS)   Sacramento County Employees' Retirement Association   San Diego County Employees' Retirement Association   San Joaquin County Employees' Retirement Association   San Mateo County Employees' Retirement Association   Santa Barbara County Employees' Retirement Association   Sonoma County Employees' Retirement Association   Ventura County Employees' Retirement Association   Los Angeles Water & Power Employees' Retirement Association   Regents of the University of California   San Francisco Employees' Retirement Association   San Jose Federated City Employees' Retirement System   San Jose Police and Fire Department Retirement Plan   California Teachers' Retirement System (calSTRS)
enty_namf   Vincent   Gregory   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None
enty_namt   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None
enty_nams   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None   None
Table: cvr_registration
filing_id   2111189
amend_id   0
rec_type   CVR
form_type   F603
sender_id   1351513
filer_id   1351513
entity_cd   LEM
filer_naml   ZAIS GROUP, LLC
filer_namf   None
filer_namt   None
filer_nams   None
report_num   000
rpt_date   2016-12-15 00:00:00
ls_beg_yr   2017
ls_end_yr   2018
qual_date   None
eff_date   None
bus_city   RED BANK
bus_st   NJ
bus_zip4   07701
bus_phon   7329787551
bus_fax   7329787507
bus_email   KAREN.SHAPIRO@ZAISGROUP.COM
mail_city   None
mail_st   None
mail_zip4   None
mail_phon   None
sig_date   2016-12-15 00:00:00
sig_loc   None
sig_naml   Shapiro
sig_namf   Karen L.
sig_namt   None
sig_nams   None
prn_naml   Shapiro
prn_namf   Karen L.
prn_namt   None
prn_nams   None
sig_title   Chief Compliance Officer
stmt_firm   None
ind_cb   None
bus_cb   X
trade_cb   None
oth_cb   None
a_b_name   None
a_b_city   None
a_b_st   None
a_b_zip4   None
descrip_1   None
descrip_2   ZAIS Group, LLC is an asset management firm based in Red Bank, NJ focused on specialized credit.
c_less50   None
c_more50   None
ind_class   None
ind_descr   None
bus_class   FIN
bus_descr   None
auth_name   None
auth_city   None
auth_st   None
auth_zip4   None
lobby_int   Selection of investment adviser for pension and endowment fund assets.
influen_yn   None
firm_name   None
newcert_cb   None
rencert_cb   None
complet_dt   None
lby_reg_cb   None
lby_604_cb   None
st_leg_yn   None
st_agency   None
lobby_cb   None
l_firm_cb   None
Table: filer_filings
filer_id   1351513
filing_id   2111189
period_id   228
form_id   F603
filing_sequence   0
filing_date   2016-12-15 00:00:00
stmnt_type   10001
stmnt_status   11001
session_id   2017
user_id   YRODRIGU
special_audit   11003
fine_audit   11001
rpt_start   2016-12-15 00:00:00
rpt_end   2016-12-15 00:00:00
rpt_date   None
filing_type   22006
Table: filings
filing_id   2111189
filing_type   22001
Table: hdr
filing_id   2111189
amend_id   0
rec_type   HDR
ef_type   CAL
state_cd   CA
cal_ver   2.01
soft_name   CAL-ACCESS OBJECT MODEL
soft_ver   1.00
hdrcomment   None