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Filing ID: 2104473

PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=2104473&amendid=0

Table: cvr2_registration
filing_id   2104473   2104473
amend_id   0   0
line_item   1   2
rec_type   CVR2   CVR2
form_type   F603   F603
tran_id   1   2
entity_cd   AGY   EMP
entity_id   None   1373604
enty_naml   CalSTRS UOC CalPERS   Katz
enty_namf   None   David
enty_namt   None   COO
enty_nams   None   None
Table: cvr_registration
filing_id   2104473
amend_id   0
rec_type   CVR
form_type   F603
sender_id   1373605
filer_id   1373605
entity_cd   LEM
filer_naml   LEGION PARTNERS ASSET MANAGEMENT, LLC
filer_namf   None
filer_namt   None
filer_nams   None
report_num   000
rpt_date   2016-11-03 00:00:00
ls_beg_yr   2017
ls_end_yr   2018
qual_date   2015-01-01 00:00:00
eff_date   None
bus_city   BEVERLY HILLS
bus_st   CA
bus_zip4   90212
bus_phon   4242531774
bus_fax   None
bus_email   [email protected]
mail_city   None
mail_st   None
mail_zip4   None
mail_phon   None
sig_date   2016-11-03 00:00:00
sig_loc   None
sig_naml   Katz
sig_namf   David
sig_namt   None
sig_nams   None
prn_naml   Katz
prn_namf   David
prn_namt   None
prn_nams   None
sig_title   COO
stmt_firm   None
ind_cb   None
bus_cb   X
trade_cb   None
oth_cb   None
a_b_name   None
a_b_city   None
a_b_st   None
a_b_zip4   None
descrip_1   None
descrip_2   Investment Management / Hedge Funds
c_less50   None
c_more50   None
ind_class   None
ind_descr   None
bus_class   FIN
bus_descr   None
auth_name   None
auth_city   None
auth_st   None
auth_zip4   None
lobby_int   Legislation relating to investments from public retirement plans / pensions
influen_yn   None
firm_name   None
newcert_cb   None
rencert_cb   None
complet_dt   None
lby_reg_cb   None
lby_604_cb   None
st_leg_yn   None
st_agency   None
lobby_cb   None
l_firm_cb   None
Table: filer_filings
filer_id   1373605
filing_id   2104473
period_id   228
form_id   F603
filing_sequence   0
filing_date   2016-11-03 00:00:00
stmnt_type   10001
stmnt_status   11001
session_id   2017
user_id   YRODRIGU
special_audit   11003
fine_audit   11001
rpt_start   2016-11-03 00:00:00
rpt_end   2016-11-03 00:00:00
rpt_date   None
filing_type   22006
Table: filings
filing_id   2104473
filing_type   22001
Table: hdr
filing_id   2104473
amend_id   0
rec_type   HDR
ef_type   CAL
state_cd   CA
cal_ver   2.01
soft_name   CAL-ACCESS OBJECT MODEL
soft_ver   1.00
hdrcomment   None