PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=1922926&amendid=2
| filing_id | 1922926 | 1922926 | 1922926 | |||
|---|---|---|---|---|---|---|
| amend_id | 2 | 1 | 0 | |||
| line_item | 1 | 1 | 1 | |||
| rec_type | CVR2 | CVR2 | CVR2 | |||
| form_type | F601 | F601 | F601 | |||
| tran_id | 1 | 1 | 1 | |||
| entity_cd | None | None | None | |||
| entity_id | 1232024 | 1232024 | 1232024 | |||
| enty_naml | Bettencourt | Bettencourt | Bettencourt | |||
| enty_namf | Joanne | Joanne | Joanne | |||
| enty_namt | None | None | None | |||
| enty_nams | None | None | None |
| filing_id | 1922926 | 1922926 | 1922926 | |||
|---|---|---|---|---|---|---|
| amend_id | 1 | 0 | 2 | |||
| rec_type | CVR | CVR | CVR | |||
| form_type | F601 | F601 | F601 | |||
| sender_id | 1355325 | 1355325 | 1355325 | |||
| filer_id | 1355325 | 1355325 | 1355325 | |||
| entity_cd | FRM | FRM | FRM | |||
| filer_naml | ADVOCATION STRATEGIES, INC. | ADVOCATION STRATEGIES, INC. | ADVOCATION STRATEGIES, INC. | |||
| filer_namf | None | None | None | |||
| filer_namt | None | None | None | |||
| filer_nams | None | None | None | |||
| report_num | 001 | 000 | 002 | |||
| rpt_date | 2015-01-09 00:00:00 | 2015-01-05 00:00:00 | 2015-03-24 00:00:00 | |||
| ls_beg_yr | 2015 | 2015 | 2015 | |||
| ls_end_yr | 2016 | 2016 | 2016 | |||
| qual_date | None | None | None | |||
| eff_date | None | None | None | |||
| bus_city | SACRAMENTO | SACRAMENTO | SACRAMENTO | |||
| bus_st | CA | CA | CA | |||
| bus_zip4 | 95814 | 95814 | 95814 | |||
| bus_phon | 9164478229 | 9164478229 | 9164478229 | |||
| bus_fax | 9164473447 | 9164473447 | 9164473447 | |||
| bus_email | jbettencourt@advostrat.com | jbettencourt@advostrat.com | jbettencourt@advostrat.com | |||
| mail_city | None | None | None | |||
| mail_st | None | None | None | |||
| mail_zip4 | None | None | None | |||
| mail_phon | None | None | None | |||
| sig_date | 2015-01-06 00:00:00 | 2014-12-22 00:00:00 | 2015-03-24 00:00:00 | |||
| sig_loc | Sacramento, CA | None | Sacramento, Ca | |||
| sig_naml | Heritage | Heritage | Heritage | |||
| sig_namf | Celeste | Celeste | Celeste | |||
| sig_namt | None | None | None | |||
| sig_nams | None | None | None | |||
| prn_naml | Heritage | Heritage | Heritage | |||
| prn_namf | Celeste | Celeste | Celeste | |||
| prn_namt | None | None | None | |||
| prn_nams | None | None | None | |||
| sig_title | President | President | President | |||
| stmt_firm | Advocation Strategies, Inc | Advocation Strategies, Inc | Advocation Strategies, Inc | |||
| ind_cb | None | None | None | |||
| bus_cb | None | None | None | |||
| trade_cb | None | None | None | |||
| oth_cb | None | None | None | |||
| a_b_name | None | None | None | |||
| a_b_city | None | None | None | |||
| a_b_st | None | None | None | |||
| a_b_zip4 | None | None | None | |||
| descrip_1 | None | None | None | |||
| descrip_2 | None | None | None | |||
| c_less50 | None | None | None | |||
| c_more50 | None | None | None | |||
| ind_class | None | None | None | |||
| ind_descr | None | None | None | |||
| bus_class | None | None | None | |||
| bus_descr | None | None | None | |||
| auth_name | None | None | None | |||
| auth_city | None | None | None | |||
| auth_st | None | None | None | |||
| auth_zip4 | None | None | None | |||
| lobby_int | None | None | None | |||
| influen_yn | None | None | None | |||
| firm_name | None | None | None | |||
| newcert_cb | None | None | None | |||
| rencert_cb | None | None | None | |||
| complet_dt | None | None | None | |||
| lby_reg_cb | None | None | None | |||
| lby_604_cb | None | None | None | |||
| st_leg_yn | None | None | None | |||
| st_agency | None | None | None | |||
| lobby_cb | None | None | None | |||
| l_firm_cb | None | None | None |
| filer_id | 1355325 | 1355325 | 1355325 | |||
|---|---|---|---|---|---|---|
| filing_id | 1922926 | 1922926 | 1922926 | |||
| period_id | 221 | 221 | 221 | |||
| form_id | F601 | F601 | F601 | |||
| filing_sequence | 2 | 1 | 0 | |||
| filing_date | 2015-03-24 00:00:00 | 2015-01-09 00:00:00 | 2015-01-05 00:00:00 | |||
| stmnt_type | 10002 | 10002 | 10001 | |||
| stmnt_status | 11001 | 11001 | 11001 | |||
| session_id | 2015 | 2015 | 2015 | |||
| user_id | YRODRIGU | YRODRIGU | YRODRIGU | |||
| special_audit | 11003 | 11003 | 11003 | |||
| fine_audit | 11001 | 11001 | 11001 | |||
| rpt_start | 2015-03-24 00:00:00 | 2015-01-09 00:00:00 | 2015-01-05 00:00:00 | |||
| rpt_end | 2015-03-24 00:00:00 | 2015-01-09 00:00:00 | 2015-01-05 00:00:00 | |||
| rpt_date | None | None | None | |||
| filing_type | 22006 | 22006 | 22006 |
| filing_id | 1922926 | |
|---|---|---|
| filing_type | 22001 |
| filing_id | 1922926 | 1922926 | 1922926 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | |||
| rec_type | HDR | HDR | HDR | |||
| ef_type | CAL | CAL | CAL | |||
| state_cd | CA | CA | CA | |||
| cal_ver | 2.01 | 2.01 | 2.01 | |||
| soft_name | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | |||
| soft_ver | 1.00 | 1.00 | 1.00 | |||
| hdrcomment | None | None | None |
| filing_id | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | 1922926 | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 2 | 2 | 2 | 2 | 2 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | ||||||||||||
| line_item | 1 | 2 | 3 | 4 | 5 | 1 | 2 | 3 | 1 | 2 | 3 | 4 | ||||||||||||
| rec_type | LEMP | LEMP | LEMP | LEMP | LEMP | LEMP | LEMP | LEMP | LEMP | LEMP | LEMP | LEMP | ||||||||||||
| form_type | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | F601P2A | ||||||||||||
| client_id | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| cli_naml | Securities Industry and Financial Markets Association | Council of UC Faculty Association | Discover Financial Services | Investment Company Institute | Morgan Stanley & Co. Incorporated | Securities Industry and Financial Markets Association | Council of UC Faculty Association | Discover Financial Services | Securities Industry and Financial Markets Association | Council of UC Faculty Association | Discover Financial Services | Investment Company Institute | ||||||||||||
| cli_namf | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| cli_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| cli_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| cli_city | New York | Davis | Washington | Washington | New York | New York | Davis | Washington | New York | Davis | Washington | Washington | ||||||||||||
| cli_st | NY | CA | DC | DC | NY | NY | CA | DC | NY | CA | DC | DC | ||||||||||||
| cli_zip4 | 10271 | 95618 | 20004 | 20005 | 10036 | 10271 | 95618 | 20004 | 10271 | 95618 | 20004 | 20005 | ||||||||||||
| cli_phon | (212) 313-1311 | (530) 758-8644 | (202) 683-7277 | (202) 326-5825 | (212) 296-3628 | (212) 313-1311 | (530) 758-8644 | (202) 683-7277 | (212) 313-1311 | (530) 758-8644 | (202) 683-7277 | (202) 326-5825 | ||||||||||||
| eff_date | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-03-16 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | ||||||||||||
| con_period | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | Indefinite | ||||||||||||
| agencylist | Governor, State Legislature, State Treasurer, State Controller, State Attorney General, Dept of Business Oversight, Secure Choice Retirement Savings Investment Board | Governor and Administration; State Legislature | Governor, State Legislature, State Treasurer, State Controller, State Attorney General, Dept of Business Oversight | Governor, Legislature, Dept of Business Oversight | Governor, State Legislature, State Treasurer, State Controller, Dept of Business Oversight | Governor, State Legislature, State Treasurer, State Controller, State Attorney General, Dept of Business Oversight, Secure Choice Retirement Savings Investment Board | Governor and Administration; State Legislature | Governor, State Legislature, State Treasurer, State Controller, State Attorney General, Dept of Business Oversight | Governor, State Legislature, State Treasurer, State Controller, State Attorney General, Dept of Business Oversight, Secure Choice Retirement Savings Investment Board | Governor and Administration; State Legislature | Governor, State Legislature, State Treasurer, State Controller, State Attorney General, Dept of Business Oversight | Governor, Legislature, Dept of Business Oversight | ||||||||||||
| descrip | securities, investments, financial services | higher education, state budget | credit cards, student loans, financial services | financial services | securities and investments | securities, investments, financial services | higher education, state budget | credit cards, student loans, financial services | securities, investments, financial services | higher education, state budget | credit cards, student loans, financial services | financial services | ||||||||||||
| subfirm_id | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sub_name | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sub_city | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sub_st | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sub_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sub_phon | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 1922926 | 1922926 | ||
|---|---|---|---|---|
| amend_id | 2 | 1 | ||
| rec_type | F605 | F605 | ||
| form_type | F601 | F601 | ||
| exec_date | 2015-03-24 00:00:00 | 2015-01-06 00:00:00 | ||
| from_date | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | ||
| thru_date | 2016-12-31 00:00:00 | 2016-12-31 00:00:00 | ||
| add_l_cb | None | None | ||
| add_l_eff | None | None | ||
| a_l_naml | None | None | ||
| a_l_namf | None | None | ||
| a_l_namt | None | None | ||
| a_l_nams | None | None | ||
| del_l_cb | None | None | ||
| del_l_eff | None | None | ||
| d_l_naml | None | None | ||
| d_l_namf | None | None | ||
| d_l_namt | None | None | ||
| d_l_nams | None | None | ||
| add_le_cb | X | X | ||
| add_le_eff | 2015-03-16 00:00:00 | 2015-01-01 00:00:00 | ||
| a_le_naml | Morgan Stanley & Co. Incorporated | Investment Company Institute | ||
| a_le_namf | None | None | ||
| a_le_namt | None | None | ||
| a_le_nams | None | None | ||
| del_le_cb | None | None | ||
| del_le_eff | None | None | ||
| d_le_naml | None | None | ||
| d_le_namf | None | None | ||
| d_le_namt | None | None | ||
| d_le_nams | None | None | ||
| add_lf_cb | None | None | ||
| add_lf_eff | None | None | ||
| a_lf_name | None | None | ||
| del_lf_cb | None | None | ||
| del_lf_eff | None | None | ||
| d_lf_name | None | None | ||
| other_cb | None | None | ||
| other_eff | None | None | ||
| other_desc | None | None | ||
| f606_yes | None | None | ||
| f606_no | None | None |
| filer_id | 1355325 | 1355325 | 1355325 | |||
|---|---|---|---|---|---|---|
| filing_file_name | 1922926_1.cal | 1922926_2.cal | 1922926_0.cal | |||
| received_date | 2015-01-09 00:00:00 | 2015-03-24 00:00:00 | 2015-01-05 00:00:00 | |||
| filing_directory | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | |||
| filing_id | 1922926 | 1922926 | 1922926 | |||
| form_id | F601 | F601 | F601 | |||
| receive_comment | Filing accepted | Filing accepted | Filing accepted |