PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=1916705&amendid=2
| filing_id | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | 1916705 | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | |||||||||||||||||||||||||
| line_item | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 1 | 2 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | |||||||||||||||||||||||||
| rec_type | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | |||||||||||||||||||||||||
| form_type | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | |||||||||||||||||||||||||
| tran_id | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 1 | 2 | 19892 | 20763 | 20764 | 20765 | 20766 | 20767 | 20768 | 20769 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | |||||||||||||||||||||||||
| entity_cd | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | |||||||||||||||||||||||||
| entity_id | 1366768 | None | None | None | None | None | None | None | 1366768 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||
| enty_naml | Roure | CalSTRS | CalPERS | LACERA | LACERS | Los Angeles Fire & Police Pension System | Regents of The University of California | Orange County Employees' Retirement System | Roure | CalSTRS | CALSTRS | CALPERS | LACERA | LACERS | LOS ANGELES FIRE & POLICE PENSION SYSTEM | REGENTS OF THE UNIVERSITY OF CALIFORNIA | ORANGE COUNTY EMPLOYEES' RETIREMENT SYSTEM | SAN FRANCISCO EMPLOYEES' RETIREMENT SYSTEM | CalPERS | LACERA | LACERS | Los Angeles Fire & Police Pension System | Regents of The University of California | Orange County Employees' Retirement System | San Francisco Employees? Retirement System | |||||||||||||||||||||||||
| enty_namf | Sara | None | None | None | None | None | None | None | Sara | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||
| enty_namt | Ms | None | None | None | None | None | None | None | Ms | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||
| enty_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 1916705 | 1916705 | 1916705 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | |||
| rec_type | CVR | CVR | CVR | |||
| form_type | F603 | F603 | F603 | |||
| sender_id | 1366765 | 1366765 | 1366765 | |||
| filer_id | 1366765 | 1366765 | 1366765 | |||
| entity_cd | LEM | LEM | LEM | |||
| filer_naml | BROCKTON CAPITAL LLP | BROCKTON CAPITAL LLP | BROCKTON CAPITAL LLP | |||
| filer_namf | None | None | None | |||
| filer_namt | None | None | None | |||
| filer_nams | None | None | None | |||
| report_num | 000 | 001 | 002 | |||
| rpt_date | 2014-12-02 00:00:00 | 2015-12-10 00:00:00 | 2016-05-13 00:00:00 | |||
| ls_beg_yr | 2015 | 2015 | 2015 | |||
| ls_end_yr | 2016 | 2016 | 2016 | |||
| qual_date | None | None | None | |||
| eff_date | None | None | None | |||
| bus_city | W1F 0UB, UK | W1F 0UB, UK | LONDON UK W1F OUB | |||
| bus_st | XX | XX | XX | |||
| bus_zip4 | 00000 | 00000 | 00000 | |||
| bus_phon | 442072202500 | 442072202500 | None | |||
| bus_fax | 442077343655 | 442077343655 | 442077343655 | |||
| bus_email | BLANK@BROCKTONCAPITAL.COM | BLANK@BROCKTONCAPITAL.COM | BLANK@BROCKTONCAPITAL.COM | |||
| mail_city | None | None | None | |||
| mail_st | None | None | None | |||
| mail_zip4 | None | None | None | |||
| mail_phon | None | None | None | |||
| sig_date | 2014-12-02 00:00:00 | 2015-12-10 00:00:00 | 2016-04-30 00:00:00 | |||
| sig_loc | None | None | LONDON, UK | |||
| sig_naml | Blank | Blank | BLANK | |||
| sig_namf | Jason | Jason | JASON | |||
| sig_namt | None | None | None | |||
| sig_nams | None | None | None | |||
| prn_naml | Blank | Blank | BLANK | |||
| prn_namf | Jason | Jason | JASON | |||
| prn_namt | None | None | None | |||
| prn_nams | None | None | None | |||
| sig_title | Co-Managing Partner | Joint Managing Partner | JOINT MANAGING PARTNER | |||
| stmt_firm | None | None | None | |||
| ind_cb | None | None | None | |||
| bus_cb | X | X | X | |||
| trade_cb | None | None | None | |||
| oth_cb | None | None | None | |||
| a_b_name | None | None | None | |||
| a_b_city | None | None | None | |||
| a_b_st | None | None | None | |||
| a_b_zip4 | None | None | None | |||
| descrip_1 | None | None | INVESTMENT MANAGEMENT | |||
| descrip_2 | Adviser to Private Investment Funds | Adviser to Private Investment Funds | None | |||
| c_less50 | None | None | None | |||
| c_more50 | None | None | None | |||
| ind_class | None | None | None | |||
| ind_descr | None | None | None | |||
| bus_class | REA | REA | REA | |||
| bus_descr | None | None | None | |||
| auth_name | None | None | None | |||
| auth_city | None | None | None | |||
| auth_st | None | None | None | |||
| auth_zip4 | None | None | None | |||
| lobby_int | Solicitation of investment by California Retirement Plans and Public Endowments | Solicitation of investment by California Retirement Plans and Public Endowments | SOLICITATION OF INVESTMENT BY CALIFORNIA RETIREMENT PLANS AND PUBLIC ENDOWMENTS | |||
| influen_yn | None | None | N | |||
| firm_name | None | None | None | |||
| newcert_cb | None | None | None | |||
| rencert_cb | None | None | None | |||
| complet_dt | None | None | None | |||
| lby_reg_cb | None | None | None | |||
| lby_604_cb | None | None | None | |||
| st_leg_yn | None | None | None | |||
| st_agency | None | None | None | |||
| lobby_cb | None | None | None | |||
| l_firm_cb | None | None | None |
| filer_id | 1366765 | 1366765 | 1366765 | |||
|---|---|---|---|---|---|---|
| filing_id | 1916705 | 1916705 | 1916705 | |||
| period_id | 220 | 224 | 226 | |||
| form_id | F603 | F603 | F603 | |||
| filing_sequence | 0 | 1 | 2 | |||
| filing_date | 2014-12-02 00:00:00 | 2015-12-10 00:00:00 | 2016-05-13 00:00:00 | |||
| stmnt_type | 10001 | 10002 | 10002 | |||
| stmnt_status | 11003 | 11003 | 11003 | |||
| session_id | 2015 | 2015 | 2015 | |||
| user_id | CAFILER | CAFILER | CAFILER | |||
| special_audit | 11003 | 11003 | 11003 | |||
| fine_audit | 11003 | 11003 | 11003 | |||
| rpt_start | 2014-12-02 00:00:00 | 2015-12-10 00:00:00 | 2016-05-13 00:00:00 | |||
| rpt_end | 2014-12-02 00:00:00 | 2015-12-10 00:00:00 | 2016-05-13 00:00:00 | |||
| rpt_date | None | None | None | |||
| filing_type | 22006 | 22006 | 22001 |
| filing_id | 1916705 | |
|---|---|---|
| filing_type | 22001 |
| filing_id | 1916705 | 1916705 | 1916705 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | |||
| rec_type | HDR | HDR | HDR | |||
| ef_type | CAL | CAL | CAL | |||
| state_cd | CA | CA | CA | |||
| cal_ver | 2.01 | 2.01 | 2.01 | |||
| soft_name | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | NETFILE | |||
| soft_ver | 1.00 | 1.00 | 1802 | |||
| hdrcomment | None | None | None |
| filing_id | 1916705 | 1916705 | ||
|---|---|---|---|---|
| amend_id | 2 | 1 | ||
| rec_type | F605 | F605 | ||
| form_type | F603 | F603 | ||
| exec_date | 2016-04-30 00:00:00 | 2015-12-10 00:00:00 | ||
| from_date | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | ||
| thru_date | 2016-12-31 00:00:00 | 2016-12-31 00:00:00 | ||
| add_l_cb | None | None | ||
| add_l_eff | None | None | ||
| a_l_naml | None | None | ||
| a_l_namf | None | None | ||
| a_l_namt | None | None | ||
| a_l_nams | None | None | ||
| del_l_cb | X | None | ||
| del_l_eff | 2016-03-31 00:00:00 | None | ||
| d_l_naml | ROURE | None | ||
| d_l_namf | SARA | None | ||
| d_l_namt | None | None | ||
| d_l_nams | None | None | ||
| add_le_cb | None | None | ||
| add_le_eff | None | None | ||
| a_le_naml | None | None | ||
| a_le_namf | None | None | ||
| a_le_namt | None | None | ||
| a_le_nams | None | None | ||
| del_le_cb | None | None | ||
| del_le_eff | None | None | ||
| d_le_naml | None | None | ||
| d_le_namf | None | None | ||
| d_le_namt | None | None | ||
| d_le_nams | None | None | ||
| add_lf_cb | None | None | ||
| add_lf_eff | None | None | ||
| a_lf_name | None | None | ||
| del_lf_cb | None | None | ||
| del_lf_eff | None | None | ||
| d_lf_name | None | None | ||
| other_cb | None | X | ||
| other_eff | None | 2015-06-24 00:00:00 | ||
| other_desc | None | Added new agency. San Francisco Employees? Retirement System | ||
| f606_yes | None | None | ||
| f606_no | X | None |