PDF: https://cal-access.sos.ca.gov/PDFGen/pdfgen.prg?filingid=1914634&amendid=2
| filing_id | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | 1914634 | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | |||||||||||||||||||||||||||||
| line_item | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 1 | 2 | 3 | 4 | 7 | 8 | 9 | 5 | 6 | |||||||||||||||||||||||||||||
| rec_type | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | CVR2 | |||||||||||||||||||||||||||||
| form_type | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | F603 | |||||||||||||||||||||||||||||
| tran_id | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 2 | 3 | 4 | 5 | 8 | 9 | 10 | 6 | 7 | |||||||||||||||||||||||||||||
| entity_cd | EMP | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | EMP | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | EMP | AGY | AGY | AGY | AGY | AGY | AGY | AGY | AGY | |||||||||||||||||||||||||||||
| entity_id | 1334454 | 1334452 | None | None | None | None | None | None | None | None | 1334454 | 1334452 | None | None | None | None | None | None | None | None | 1334452 | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||
| enty_naml | Jordan | Zehfuss | ? California Public Employees Retirement System (CalPERS) | ? California State Teachers Retirement System (CalSTERS) | ? University of California Retirement System | ? Scholar Share Investment Fund | ? California Savings Plus Plan | ? Legislators Retirement System | ? Judges Retirement System II | ? Judges Retirement Fund | Jordan | Zehfuss | ? California Public Employees Retirement System (CalPERS) | ? California State Teachers Retirement System (CalSTERS) | ? University of California Retirement System | ? Scholar Share Investment Fund | ? California Savings Plus Plan | ? Legislators Retirement System | ? Judges Retirement System II | ? Judges Retirement Fund | Zehfuss | ? California Public Employees Retirement System (CalPERS) | ? California State Teachers Retirement System (CalSTERS) | ? University of California Retirement System | ? Legislators Retirement System | ? Judges Retirement System II | ? Judges Retirement Fund | ? Scholar Share Investment Fund | ? California Savings Plus Plan | |||||||||||||||||||||||||||||
| enty_namf | Linda | Michael | None | None | None | None | None | None | None | None | Linda | Michael | None | None | None | None | None | None | None | None | Michael | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||
| enty_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||
| enty_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 1914634 | 1914634 | 1914634 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | |||
| rec_type | CVR | CVR | CVR | |||
| form_type | F603 | F603 | F603 | |||
| sender_id | 1335460 | 1335460 | 1335460 | |||
| filer_id | 1335460 | 1335460 | 1335460 | |||
| entity_cd | LEM | LEM | LEM | |||
| filer_naml | MESIROW FINANCIAL SERVICES, INC. AND/OR SUBSIDIARIES INCLUDING BUT NOT LIMITED TO MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. AND MESIROW FINANCIAL COMMODITIES MANAGEMENT, LLC | MESIROW FINANCIAL SERVICES, INC. AND/OR SUBSIDIARIES INCLUDING BUT NOT LIMITED TO MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. AND MESIROW FINANCIAL COMMODITIES MANAGEMENT, LLC | MESIROW FINANCIAL SERVICES, INC. AND/OR SUBSIDIARIES INCLUDING BUT NOT LIMITED TO MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. AND MESIROW FINANCIAL COMMODITIES MANAGEMENT, LLC | |||
| filer_namf | Attn: Legal/Compliance | Attn: Legal/Compliance | Attn: Legal/Compliance | |||
| filer_namt | None | None | None | |||
| filer_nams | None | None | None | |||
| report_num | 000 | 001 | 002 | |||
| rpt_date | 2014-11-11 00:00:00 | 2015-01-27 00:00:00 | 2016-05-20 00:00:00 | |||
| ls_beg_yr | 2015 | 2015 | 2015 | |||
| ls_end_yr | 2016 | 2016 | 2016 | |||
| qual_date | None | None | None | |||
| eff_date | None | None | None | |||
| bus_city | CHICAGO | CHICAGO | CHICAGO | |||
| bus_st | IL | IL | IL | |||
| bus_zip4 | 60654 | 60654 | 60654 | |||
| bus_phon | 3125956000 | 3125956000 | 3125956000 | |||
| bus_fax | 3125957208 | 3125957208 | 3125957208 | |||
| bus_email | LLEWANDOWSKI@MESIROWFINANCIAL.COM | LLEWANDOWSKI@MESIROWFINANCIAL.COM | LLEWANDOWSKI@MESIROWFINANCIAL.COM | |||
| mail_city | None | None | None | |||
| mail_st | None | None | None | |||
| mail_zip4 | None | None | None | |||
| mail_phon | None | None | None | |||
| sig_date | 2014-11-11 00:00:00 | 2015-01-27 00:00:00 | 2016-05-20 00:00:00 | |||
| sig_loc | None | None | None | |||
| sig_naml | Levine | Levine | Levine | |||
| sig_namf | Jeffrey | Jeffrey | Jeffrey | |||
| sig_namt | None | None | None | |||
| sig_nams | None | None | None | |||
| prn_naml | Levine | Levine | Levine | |||
| prn_namf | Jeffrey | Jeffrey | Jeffrey | |||
| prn_namt | None | None | None | |||
| prn_nams | None | None | None | |||
| sig_title | Chief Compliance Officer | CCO | Chief Compliance Officer | |||
| stmt_firm | None | None | None | |||
| ind_cb | None | None | None | |||
| bus_cb | X | X | X | |||
| trade_cb | None | None | None | |||
| oth_cb | None | None | None | |||
| a_b_name | None | None | None | |||
| a_b_city | None | None | None | |||
| a_b_st | None | None | None | |||
| a_b_zip4 | None | None | None | |||
| descrip_1 | None | None | None | |||
| descrip_2 | Investment advisory services | Investment advisory services | Investment advisory services | |||
| c_less50 | None | None | None | |||
| c_more50 | None | None | None | |||
| ind_class | None | None | None | |||
| ind_descr | None | None | None | |||
| bus_class | FIN | FIN | FIN | |||
| bus_descr | None | None | None | |||
| auth_name | None | None | None | |||
| auth_city | None | None | None | |||
| auth_st | None | None | None | |||
| auth_zip4 | None | None | None | |||
| lobby_int | None | None | None | |||
| influen_yn | None | None | None | |||
| firm_name | None | None | None | |||
| newcert_cb | None | None | None | |||
| rencert_cb | None | None | None | |||
| complet_dt | None | None | None | |||
| lby_reg_cb | None | None | None | |||
| lby_604_cb | None | None | None | |||
| st_leg_yn | None | None | None | |||
| st_agency | None | None | None | |||
| lobby_cb | None | None | None | |||
| l_firm_cb | None | None | None |
| filer_id | 1335460 | 1335460 | 1335460 | |||
|---|---|---|---|---|---|---|
| filing_id | 1914634 | 1914634 | 1914634 | |||
| period_id | 221 | 220 | 226 | |||
| form_id | F603 | F603 | F603 | |||
| filing_sequence | 1 | 0 | 2 | |||
| filing_date | 2015-01-27 00:00:00 | 2014-11-11 00:00:00 | 2016-05-20 00:00:00 | |||
| stmnt_type | 10002 | 10001 | 10002 | |||
| stmnt_status | 11001 | 11001 | 11001 | |||
| session_id | 2015 | 2015 | 2015 | |||
| user_id | YRODRIGU | ASAETERN | YRODRIGU | |||
| special_audit | 11003 | 11003 | 11003 | |||
| fine_audit | 11001 | 11001 | 11001 | |||
| rpt_start | 2015-01-27 00:00:00 | 2014-11-11 00:00:00 | 2016-05-20 00:00:00 | |||
| rpt_end | 2015-01-27 00:00:00 | 2014-11-11 00:00:00 | 2016-05-20 00:00:00 | |||
| rpt_date | None | None | None | |||
| filing_type | 22006 | 22006 | 22006 |
| filing_id | 1914634 | |
|---|---|---|
| filing_type | 22001 |
| filing_id | 1914634 | 1914634 | 1914634 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 2 | |||
| rec_type | HDR | HDR | HDR | |||
| ef_type | CAL | CAL | CAL | |||
| state_cd | CA | CA | CA | |||
| cal_ver | 2.01 | 2.01 | 2.01 | |||
| soft_name | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | CAL-ACCESS OBJECT MODEL | |||
| soft_ver | 1.00 | 1.00 | 1.00 | |||
| hdrcomment | None | None | None |
| filing_id | 1914634 | 1914634 | ||
|---|---|---|---|---|
| amend_id | 2 | 1 | ||
| rec_type | F605 | F605 | ||
| form_type | F603 | F603 | ||
| exec_date | 2016-05-20 00:00:00 | 2015-01-27 00:00:00 | ||
| from_date | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | ||
| thru_date | 2016-12-31 00:00:00 | 2016-12-31 00:00:00 | ||
| add_l_cb | None | None | ||
| add_l_eff | None | None | ||
| a_l_naml | None | None | ||
| a_l_namf | None | None | ||
| a_l_namt | None | None | ||
| a_l_nams | None | None | ||
| del_l_cb | X | None | ||
| del_l_eff | 2016-05-02 00:00:00 | None | ||
| d_l_naml | Jordan | None | ||
| d_l_namf | Linda | None | ||
| d_l_namt | None | None | ||
| d_l_nams | None | None | ||
| add_le_cb | None | None | ||
| add_le_eff | None | None | ||
| a_le_naml | None | None | ||
| a_le_namf | None | None | ||
| a_le_namt | None | None | ||
| a_le_nams | None | None | ||
| del_le_cb | None | None | ||
| del_le_eff | None | None | ||
| d_le_naml | None | None | ||
| d_le_namf | None | None | ||
| d_le_namt | None | None | ||
| d_le_nams | None | None | ||
| add_lf_cb | None | None | ||
| add_lf_eff | None | None | ||
| a_lf_name | None | None | ||
| del_lf_cb | None | None | ||
| del_lf_eff | None | None | ||
| d_lf_name | None | None | ||
| other_cb | None | X | ||
| other_eff | None | 2015-01-01 00:00:00 | ||
| other_desc | None | Part III - Description of Lobbying Interests: Investment advisory and currency management | ||
| f606_yes | None | None | ||
| f606_no | X | None |