Filer ID: 1433865
Table: cvr_lobby_disclosure
| filing_id |
| 2530550 |
| 2547533 |
| 2603408 |
| 2579991 |
| 2622608 |
| 2671480 |
| 2641184 |
| amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| rec_type |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| form_type |
| F615 |
| F615 |
| F615 |
| F615 |
| F615 |
| F615 |
| F615 |
| sender_id |
| 1347384 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| filer_id |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| entity_cd |
| LBY |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| filer_naml |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| filer_namf |
| RYAN |
| RYAN |
| RYAN |
| RYAN |
| RYAN |
| RYAN |
| RYAN |
| filer_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filer_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| report_num |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| rpt_date |
| 2020-11-02 00:00:00 |
| 2021-01-26 00:00:00 |
| 2021-08-02 00:00:00 |
| 2021-04-30 00:00:00 |
| 2021-10-29 00:00:00 |
| 2022-04-27 00:00:00 |
| 2022-01-28 00:00:00 |
| from_date |
| 2020-07-01 00:00:00 |
| 2020-10-01 00:00:00 |
| 2021-04-01 00:00:00 |
| 2021-01-01 00:00:00 |
| 2021-07-01 00:00:00 |
| 2022-01-01 00:00:00 |
| 2021-10-01 00:00:00 |
| thru_date |
| 2020-09-30 00:00:00 |
| 2020-12-31 00:00:00 |
| 2021-06-30 00:00:00 |
| 2021-03-31 00:00:00 |
| 2021-09-30 00:00:00 |
| 2022-03-31 00:00:00 |
| 2021-12-31 00:00:00 |
| cum_beg_dt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| firm_id |
| 1347384 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| firm_name |
| CAPSTONE INVESTMENT ADVISORS, LLC (ID #1347384) |
| Capstone Investment Advisors, LLC |
| Capstone Investment Advisors |
| Capstone Investment Advisors, LLC |
| Capstone Investment Advisors, LLC |
| Capstone Investment Advisors |
| Capstone Investment Advisors |
| firm_city |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| firm_st |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| firm_zip4 |
| 10007 |
| 10007 |
| 10007 |
| 10007 |
| 10007 |
| 10007 |
| 10007 |
| firm_phon |
| (212) 232-1420 |
| 2122321420 |
| 2122321420 |
| 2122321420 |
| 2122321420 |
| 2122321420 |
| 2122321420 |
| mail_city |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| mail_st |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| mail_zip4 |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| mail_phon |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_date |
| 2020-11-02 00:00:00 |
| 2021-01-26 00:00:00 |
| 2021-08-02 00:00:00 |
| 2021-04-30 00:00:00 |
| 2021-10-29 00:00:00 |
| 2022-04-27 00:00:00 |
| 2022-01-28 00:00:00 |
| sig_loc |
| NEW YORK, NY |
| New York, NY |
| New York |
| New York |
| New York |
| New York |
| New York |
| sig_naml |
| DONOVAN |
| Donovan |
| Donovan |
| Donovan |
| Donovan |
| Donovan |
| Donovan |
| sig_namf |
| RYAN |
| Ryan |
| Ryan |
| Ryan |
| Ryan |
| Ryan |
| Ryan |
| sig_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| prn_naml |
| DONOVAN |
| Donovan |
| Donovan |
| Donovan |
| Donovan |
| Donovan |
| Donovan |
| prn_namf |
| RYAN |
| Ryan |
| Ryan |
| Ryan |
| Ryan |
| Ryan |
| Ryan |
| prn_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| prn_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_title |
| None |
| VP, Client Relations |
| None |
| SVP, Client Solutions |
| SVP, Client Solutions |
| SVP, Client Solutions |
| SVP, Client Solutions |
| nopart1_cb |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| nopart2_cb |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| part1_1_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| part1_2_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| ctrib_n_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| ctrib_y_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| lby_actvty |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| lobby_n_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| lobby_y_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_naml |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_namf |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| rcpcmte_nm |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| rcpcmte_id |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|
Table: cvr_registration
| filing_id |
| 2519816 |
| 2519816 |
| 2537075 |
| 2670205 |
| amend_id |
| 0 |
| 1 |
| 0 |
| 0 |
| rec_type |
| CVR |
| CVR |
| CVR |
| CVR |
| form_type |
| F604 |
| F604 |
| F604 |
| F606 |
| sender_id |
| 1347384 |
| 1347384 |
| 1347384 |
| 1347384 |
| filer_id |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| entity_cd |
| LBY |
| LBY |
| LBY |
| LBY |
| filer_naml |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| filer_namf |
| RYAN |
| RYAN |
| RYAN |
| RYAN |
| filer_namt |
| None |
| None |
| None |
| None |
| filer_nams |
| None |
| None |
| None |
| None |
| report_num |
| 000 |
| 001 |
| 000 |
| 000 |
| rpt_date |
| 2020-08-21 00:00:00 |
| 2020-12-16 00:00:00 |
| 2020-12-16 00:00:00 |
| 2022-04-25 00:00:00 |
| ls_beg_yr |
| 2019 |
| 2019 |
| 2021 |
| 2021 |
| ls_end_yr |
| 2020 |
| 2020 |
| 2022 |
| 2022 |
| qual_date |
| 2020-08-21 00:00:00 |
| 2020-08-21 00:00:00 |
| 2020-08-21 00:00:00 |
| None |
| eff_date |
| None |
| None |
| None |
| 2022-04-04 00:00:00 |
| bus_city |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| bus_st |
| NY |
| NY |
| NY |
| NY |
| bus_zip4 |
| 10007 |
| 10007 |
| 10007 |
| 10007 |
| bus_phon |
| 646/582-2107 |
| 6465822107 |
| 2122321420 |
| None |
| bus_fax |
| None |
| None |
| None |
| None |
| bus_email |
| [email protected] |
| [email protected] |
| None |
| None |
| mail_city |
| None |
| None |
| None |
| None |
| mail_st |
| None |
| None |
| None |
| None |
| mail_zip4 |
| None |
| None |
| None |
| None |
| mail_phon |
| None |
| None |
| None |
| None |
| sig_date |
| 2020-08-21 00:00:00 |
| 2020-12-16 00:00:00 |
| 2020-12-16 00:00:00 |
| 2022-04-25 00:00:00 |
| sig_loc |
| NEW YORK, NY |
| None |
| None |
| None |
| sig_naml |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| Hoffmann |
| sig_namf |
| RYAN |
| RYAN |
| RYAN |
| Michael |
| sig_namt |
| None |
| None |
| None |
| None |
| sig_nams |
| None |
| None |
| None |
| None |
| prn_naml |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| Hoffmann |
| prn_namf |
| RYAN |
| RYAN |
| RYAN |
| Michael |
| prn_namt |
| None |
| None |
| None |
| None |
| prn_nams |
| None |
| None |
| None |
| None |
| sig_title |
| None |
| None |
| None |
| Compliance Officer |
| stmt_firm |
| None |
| None |
| None |
| None |
| ind_cb |
| None |
| None |
| None |
| None |
| bus_cb |
| None |
| None |
| None |
| None |
| trade_cb |
| None |
| None |
| None |
| None |
| oth_cb |
| None |
| None |
| None |
| None |
| a_b_name |
| None |
| None |
| None |
| None |
| a_b_city |
| None |
| None |
| None |
| None |
| a_b_st |
| None |
| None |
| None |
| None |
| a_b_zip4 |
| None |
| None |
| None |
| None |
| descrip_1 |
| None |
| None |
| None |
| None |
| descrip_2 |
| None |
| None |
| None |
| None |
| c_less50 |
| None |
| None |
| None |
| None |
| c_more50 |
| None |
| None |
| None |
| None |
| ind_class |
| None |
| None |
| None |
| None |
| ind_descr |
| None |
| None |
| None |
| None |
| bus_class |
| None |
| None |
| None |
| None |
| bus_descr |
| None |
| None |
| None |
| None |
| auth_name |
| None |
| None |
| None |
| None |
| auth_city |
| None |
| None |
| None |
| None |
| auth_st |
| None |
| None |
| None |
| None |
| auth_zip4 |
| None |
| None |
| None |
| None |
| lobby_int |
| None |
| None |
| None |
| None |
| influen_yn |
| None |
| None |
| None |
| None |
| firm_name |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| Capstone Investment Advisors, LLC |
| Capstone Investment Advisors, LLC |
| newcert_cb |
| X |
| None |
| None |
| None |
| rencert_cb |
| None |
| None |
| None |
| None |
| complet_dt |
| None |
| 2020-12-11 00:00:00 |
| 2020-12-11 00:00:00 |
| None |
| lby_reg_cb |
| X |
| X |
| X |
| None |
| lby_604_cb |
| None |
| None |
| None |
| None |
| st_leg_yn |
| N |
| N |
| N |
| None |
| st_agency |
| None |
| None |
| None |
| None |
| lobby_cb |
| None |
| None |
| None |
| None |
| l_firm_cb |
| None |
| None |
| None |
| None |
|
Table: filer_address
| filer_id |
| 1433865 |
| 1433865 |
| adrid |
| 2502624 |
| 2522488 |
| effect_dt |
| 2020-08-21 00:00:00 |
| 2021-01-01 00:00:00 |
| add_type |
| 7051 |
| 7051 |
| session_id |
| 2019 |
| 2021 |
|
Table: filer_ethics_class
| filer_id |
| 1433865 |
| session_id |
| 2021 |
| ethics_date |
| 2020-12-11 00:00:00 |
|
Table: filer_filings
| filer_id |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| filing_id |
| 2530550 |
| 2519816 |
| 2535492 |
| 2603408 |
| 2579991 |
| 2537075 |
| 2547533 |
| 2682879 |
| 2519816 |
| 2671480 |
| 2622608 |
| 2641184 |
| 2606955 |
| 2670205 |
| period_id |
| 243 |
| 243 |
| None |
| 246 |
| 245 |
| 244 |
| 244 |
| None |
| 244 |
| 249 |
| 247 |
| 248 |
| None |
| 250 |
| form_id |
| F615 |
| F604 |
| F604 |
| F615 |
| F615 |
| F604 |
| F615 |
| F606 |
| F604 |
| F615 |
| F615 |
| F615 |
| F604 |
| F606 |
| filing_sequence |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| filing_date |
| 2020-11-02 00:00:00 |
| 2020-10-21 00:00:00 |
| 2020-11-16 00:00:00 |
| 2021-08-02 00:00:00 |
| 2021-04-30 00:00:00 |
| 2020-12-16 00:00:00 |
| 2021-01-26 00:00:00 |
| 2022-05-02 00:00:00 |
| 2020-12-16 00:00:00 |
| 2022-04-27 00:00:00 |
| 2021-10-29 00:00:00 |
| 2022-01-28 00:00:00 |
| 2021-08-10 00:00:00 |
| 2022-04-25 00:00:00 |
| stmnt_type |
| 10001 |
| 10001 |
| 10005 |
| 10001 |
| 10001 |
| 10001 |
| 10001 |
| 10003 |
| 10002 |
| 10001 |
| 10001 |
| 10001 |
| 10005 |
| 10001 |
| stmnt_status |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| session_id |
| 2019 |
| 2019 |
| 2019 |
| 2021 |
| 2021 |
| 2021 |
| 2019 |
| 2021 |
| 2019 |
| 2021 |
| 2021 |
| 2021 |
| 2021 |
| 2021 |
| user_id |
| GTAYLOR |
| CVANLIEW |
| CVANLIEW |
| GTAYLOR |
| GTAYLOR |
| JMENDOZA |
| GTAYLOR |
| MMERCHANT |
| CAFILER |
| CHATRIDGE |
| CHATRIDGE |
| CHATRIDGE |
| JMENDOZA |
| MMERCHANT |
| special_audit |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| fine_audit |
| 11003 |
| 11003 |
| 11003 |
| 11001 |
| 11001 |
| 11003 |
| 11001 |
| 11003 |
| 11003 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11003 |
| rpt_start |
| 2020-07-01 00:00:00 |
| 2020-08-21 00:00:00 |
| 1900-01-01 00:00:00 |
| 2021-04-01 00:00:00 |
| 2021-01-01 00:00:00 |
| 2020-12-16 00:00:00 |
| 2020-10-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2020-12-16 00:00:00 |
| 2022-01-01 00:00:00 |
| 2021-07-01 00:00:00 |
| 2021-10-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2022-04-25 00:00:00 |
| rpt_end |
| 2020-09-30 00:00:00 |
| 2020-08-21 00:00:00 |
| 1900-01-01 00:00:00 |
| 2021-06-30 00:00:00 |
| 2021-03-31 00:00:00 |
| 2020-12-16 00:00:00 |
| 2020-12-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 2020-12-16 00:00:00 |
| 2022-03-31 00:00:00 |
| 2021-09-30 00:00:00 |
| 2021-12-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 2022-04-25 00:00:00 |
| rpt_date |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filing_type |
| 22001 |
| 22001 |
| None |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| None |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| None |
| 22006 |
|
Table: filer_to_filer_type
| filer_id |
| 1433865 |
| 1433865 |
| 1433865 |
| filer_type |
| 4 |
| 4 |
| 4 |
| active |
| Y |
| Y |
| T |
| race |
| 0 |
| 0 |
| 0 |
| session_id |
| 2021 |
| 2019 |
| 2021 |
| category |
| 0 |
| 0 |
| 0 |
| category_type |
| 0 |
| 0 |
| 0 |
| sub_category |
| 0 |
| 0 |
| 0 |
| effect_dt |
| 2021-01-01 00:00:00 |
| 2020-08-21 00:00:00 |
| 2022-04-20 00:00:00 |
| sub_category_type |
| 0 |
| 0 |
| 0 |
| election_type |
| 0 |
| 0 |
| 0 |
| sub_category_a |
| None |
| None |
| None |
| nyq_dt |
| None |
| None |
| None |
| party_cd |
| 0 |
| 0 |
| 0 |
| county_cd |
| 0 |
| 0 |
| 0 |
| district_cd |
| 0 |
| 0 |
| 0 |
|
Table: filer_xref
| filer_id |
| 1433865 |
| xref_id |
| 1433865 |
| effect_dt |
| 2020-10-21 00:00:00 |
| migration_source |
| CLAIMS |
|
Table: filername
| xref_filer_id |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| filer_id |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| filer_type |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| status |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| effect_dt |
| 2022-04-20 00:00:00 |
| 2022-04-20 00:00:00 |
| 2022-04-20 00:00:00 |
| 2022-04-20 00:00:00 |
| naml |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| DONOVAN |
| namf |
| RYAN |
| RYAN |
| RYAN |
| RYAN |
| namt |
| None |
| None |
| None |
| None |
| nams |
| None |
| None |
| None |
| None |
| adr1 |
| None |
| None |
| None |
| None |
| adr2 |
| None |
| None |
| None |
| None |
| city |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| st |
| NY |
| NY |
| NY |
| NY |
| zip4 |
| 10007 |
| 10007 |
| 10007 |
| 10007 |
| phon |
| 2122321420 |
| 2122321420 |
| 2122321420 |
| 2122321420 |
| fax |
| None |
| None |
| None |
| None |
| email |
| None |
| [email protected] |
| None |
| [email protected] |
|
Table: filers
| filer_id |
| 1433865 |
|
Table: received_filings
| filer_id |
| 1433865 |
| 1433865 |
| 1433865 |
| 1433865 |
| filing_file_name |
| 2530550_0.cal |
| 2519816_0.cal |
| 2537075_0.cal |
| 2519816_1.cal |
| received_date |
| 2020-11-02 00:00:00 |
| 2020-10-21 00:00:00 |
| 2020-12-16 00:00:00 |
| 2020-12-16 00:00:00 |
| filing_directory |
| /cafiler/disclose/ca99/cal |
| /cafiler/disclose/ca99/cal |
| /cafiler/disclose/ca99/cal |
| /cafiler/disclose/ca99/cal |
| filing_id |
| 2530550 |
| 2519816 |
| 2537075 |
| 2519816 |
| form_id |
| F615 |
| F604 |
| F604 |
| F604 |
| receive_comment |
| Filing accepted |
| Filing accepted |
| Filing accepted |
| Filing accepted |
|