filing_id | 2435427 | 2468769 | 2516904 | 2481331 | 2571295 | 2545107 | 2615427 | 2594553 | 2633345 | 2733390 | 2665117 | 2699055 | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | ||||||||||||
rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | ||||||||||||
form_type | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | ||||||||||||
sender_id | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | ||||||||||||
filer_id | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | ||||||||||||
entity_cd | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | ||||||||||||
filer_naml | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | ||||||||||||
filer_namf | FRED | FRED | FRED | FRED | FRED | FRED | FRED | FRED | FRED | FRED | FRED | FRED | ||||||||||||
filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
report_num | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | ||||||||||||
rpt_date | 2020-01-24 00:00:00 | 2020-04-29 00:00:00 | 2020-10-16 00:00:00 | 2020-07-27 00:00:00 | 2021-04-02 00:00:00 | 2021-01-19 00:00:00 | 2021-10-12 00:00:00 | 2021-07-20 00:00:00 | 2022-01-07 00:00:00 | 2022-10-14 00:00:00 | 2022-04-12 00:00:00 | 2022-07-19 00:00:00 | ||||||||||||
from_date | 2019-10-01 00:00:00 | 2020-01-01 00:00:00 | 2020-07-01 00:00:00 | 2020-04-01 00:00:00 | 2021-01-01 00:00:00 | 2020-10-01 00:00:00 | 2021-07-01 00:00:00 | 2021-04-01 00:00:00 | 2021-10-01 00:00:00 | 2022-07-01 00:00:00 | 2022-01-01 00:00:00 | 2022-04-01 00:00:00 | ||||||||||||
thru_date | 2019-12-31 00:00:00 | 2020-03-31 00:00:00 | 2020-09-30 00:00:00 | 2020-06-30 00:00:00 | 2021-03-31 00:00:00 | 2020-12-31 00:00:00 | 2021-09-30 00:00:00 | 2021-06-30 00:00:00 | 2021-12-31 00:00:00 | 2022-09-30 00:00:00 | 2022-03-31 00:00:00 | 2022-06-30 00:00:00 | ||||||||||||
cum_beg_dt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
firm_id | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | ||||||||||||
firm_name | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | ||||||||||||
firm_city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ||||||||||||
firm_st | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | ||||||||||||
firm_zip4 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | ||||||||||||
firm_phon | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | ||||||||||||
mail_city | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
mail_st | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
sig_date | 2020-01-24 00:00:00 | 2020-04-29 00:00:00 | 2020-10-16 00:00:00 | 2020-07-27 00:00:00 | 2021-04-02 00:00:00 | 2021-01-19 00:00:00 | 2021-10-12 00:00:00 | 2021-07-20 00:00:00 | 2022-01-07 00:00:00 | 2022-10-14 00:00:00 | 2022-04-12 00:00:00 | 2022-07-19 00:00:00 | ||||||||||||
sig_loc | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York | ||||||||||||
sig_naml | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | ||||||||||||
sig_namf | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | ||||||||||||
sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
prn_naml | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | Fraenkel | ||||||||||||
prn_namf | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | Fred | ||||||||||||
prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
sig_title | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | None | Managing Director | Managing Director | Managing Director | Managing Director | ||||||||||||
nopart1_cb | X | X | X | X | X | X | X | X | X | X | X | X | ||||||||||||
nopart2_cb | X | X | X | X | X | X | X | X | X | X | X | X | ||||||||||||
part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
ctrib_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
lby_actvty | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
major_naml | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
major_namf | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
major_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
major_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None |
filing_id | 2538226 | |
---|---|---|
amend_id | 0 | |
rec_type | CVR | |
form_type | F604 | |
sender_id | 1346515 | |
filer_id | 1422780 | |
entity_cd | LBY | |
filer_naml | FRAENKEL | |
filer_namf | FRED | |
filer_namt | None | |
filer_nams | None | |
report_num | 000 | |
rpt_date | 2020-12-23 00:00:00 | |
ls_beg_yr | 2021 | |
ls_end_yr | 2022 | |
qual_date | None | |
eff_date | None | |
bus_city | NEW YORK | |
bus_st | NY | |
bus_zip4 | 10022 | |
bus_phon | 2128457939 | |
bus_fax | None | |
bus_email | [email protected] | |
mail_city | None | |
mail_st | None | |
mail_zip4 | None | |
mail_phon | None | |
sig_date | 2020-12-23 00:00:00 | |
sig_loc | None | |
sig_naml | FRAENKEL | |
sig_namf | FRED | |
sig_namt | None | |
sig_nams | None | |
prn_naml | FRAENKEL | |
prn_namf | FRED | |
prn_namt | None | |
prn_nams | None | |
sig_title | None | |
stmt_firm | None | |
ind_cb | None | |
bus_cb | None | |
trade_cb | None | |
oth_cb | None | |
a_b_name | None | |
a_b_city | None | |
a_b_st | None | |
a_b_zip4 | None | |
descrip_1 | None | |
descrip_2 | None | |
c_less50 | None | |
c_more50 | None | |
ind_class | None | |
ind_descr | None | |
bus_class | None | |
bus_descr | None | |
auth_name | None | |
auth_city | None | |
auth_st | None | |
auth_zip4 | None | |
lobby_int | None | |
influen_yn | None | |
firm_name | Cowen Investment Management LLC | |
newcert_cb | None | |
rencert_cb | None | |
complet_dt | 2020-01-30 00:00:00 | |
lby_reg_cb | X | |
lby_604_cb | None | |
st_leg_yn | N | |
st_agency | None | |
lobby_cb | None | |
l_firm_cb | None |
filer_id | 1422780 | 1422780 | 1422780 | |||
---|---|---|---|---|---|---|
adrid | 2552787 | 2507822 | 2487377 | |||
effect_dt | 2023-01-01 00:00:00 | 2021-01-01 00:00:00 | 2019-10-29 00:00:00 | |||
add_type | 7051 | 7051 | 7051 | |||
session_id | 2023 | 2021 | 2019 |
filer_id | 1422780 | 1422780 | ||
---|---|---|---|---|
session_id | 2019 | 2021 | ||
ethics_date | 2020-01-30 00:00:00 | 2020-01-30 00:00:00 |
filer_id | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | ||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filing_id | 2555371 | 2452439 | 2435427 | 2468769 | 2538226 | 2516904 | 2481331 | 2545107 | 2422863 | 2571295 | 2594553 | 2633345 | 2615427 | 2699055 | 2665117 | 2733390 | ||||||||||||||||
period_id | None | None | 240 | 241 | 244 | 243 | 242 | 244 | None | 245 | 246 | 248 | 247 | 250 | 249 | 251 | ||||||||||||||||
form_id | F604 | F604 | F615 | F615 | F604 | F615 | F615 | F615 | F604 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | ||||||||||||||||
filing_sequence | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | ||||||||||||||||
filing_date | 2020-12-14 00:00:00 | 2020-02-11 00:00:00 | 2020-01-24 00:00:00 | 2020-04-29 00:00:00 | 2020-12-23 00:00:00 | 2020-10-16 00:00:00 | 2020-07-27 00:00:00 | 2021-01-19 00:00:00 | 2019-11-20 00:00:00 | 2021-04-02 00:00:00 | 2021-07-20 00:00:00 | 2022-01-07 00:00:00 | 2021-10-12 00:00:00 | 2022-07-19 00:00:00 | 2022-04-12 00:00:00 | 2022-10-14 00:00:00 | ||||||||||||||||
stmnt_type | 10005 | 10002 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | ||||||||||||||||
stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | ||||||||||||||||
session_id | 2021 | 2019 | 2019 | 2019 | 2021 | 2019 | 2019 | 2019 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | ||||||||||||||||
user_id | AROJAS | GPEREZ | GTAYLOR | VUKSTINA | AROJAS | GTAYLOR | VUKSTINA | MLUONG | SARRIAGA | CHARTRIDGE | CHATRIDGE | RATTIYEH | MKIRKHAM | CAFILER | MKIRKHAM | CAFILER | ||||||||||||||||
special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | ||||||||||||||||
fine_audit | 11003 | 11003 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | ||||||||||||||||
rpt_start | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2019-10-01 00:00:00 | 2020-01-01 00:00:00 | 2020-12-23 00:00:00 | 2020-07-01 00:00:00 | 2020-04-01 00:00:00 | 2020-10-01 00:00:00 | 1900-01-01 00:00:00 | 2021-01-01 00:00:00 | 2021-04-01 00:00:00 | 2021-10-01 00:00:00 | 2021-07-01 00:00:00 | 2022-04-01 00:00:00 | 2022-01-01 00:00:00 | 2022-07-01 00:00:00 | ||||||||||||||||
rpt_end | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2019-12-31 00:00:00 | 2020-03-31 00:00:00 | 2020-12-23 00:00:00 | 2020-09-30 00:00:00 | 2020-06-30 00:00:00 | 2020-12-31 00:00:00 | 1900-01-01 00:00:00 | 2021-03-31 00:00:00 | 2021-06-30 00:00:00 | 2021-12-31 00:00:00 | 2021-09-30 00:00:00 | 2022-06-30 00:00:00 | 2022-03-31 00:00:00 | 2022-09-30 00:00:00 | ||||||||||||||||
rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||
filing_type | None | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 |
filer_id | 1422780 | 1422780 | 1422780 | |||
---|---|---|---|---|---|---|
filer_type | 4 | 4 | 4 | |||
active | Y | Y | N | |||
race | None | 0 | None | |||
session_id | 2021 | 2019 | 2023 | |||
category | None | 0 | None | |||
category_type | None | 0 | None | |||
sub_category | None | 0 | None | |||
effect_dt | 2021-01-01 00:00:00 | 2019-10-29 00:00:00 | 2023-01-01 00:00:00 | |||
sub_category_type | None | 0 | None | |||
election_type | None | 0 | None | |||
sub_category_a | None | None | None | |||
nyq_dt | None | None | None | |||
party_cd | None | 0 | None | |||
county_cd | None | 0 | None | |||
district_cd | None | 0 | None |
filer_id | 1422780 | |
---|---|---|
xref_id | 1422780 | |
effect_dt | 2019-11-22 00:00:00 | |
migration_source | CLAIMS |
xref_filer_id | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filer_id | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | 1422780 | |||||||||
filer_type | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | |||||||||
status | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | |||||||||
effect_dt | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | |||||||||
naml | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | FRAENKEL | |||||||||
namf | FRED | FRED | FRED | FRED | FRED | FRED | FRED | FRED | FRED | |||||||||
namt | None | None | None | None | None | None | None | None | None | |||||||||
nams | None | None | None | None | None | None | None | None | None | |||||||||
adr1 | None | None | None | None | None | None | None | None | None | |||||||||
adr2 | None | None | None | None | None | None | None | None | None | |||||||||
city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | |||||||||
st | NY | NY | NY | NY | NY | NY | NY | NY | NY | |||||||||
zip4 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | |||||||||
phon | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | 2128457939 | |||||||||
fax | None | None | None | None | None | None | None | None | None | |||||||||
[email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] |
filer_id | 1422780 |
---|
filer_id | 1422780 | |
---|---|---|
filing_file_name | 2538226_0.cal | |
received_date | 2020-12-23 00:00:00 | |
filing_directory | /cafiler/disclose/ca99/cal | |
filing_id | 2538226 | |
form_id | F604 | |
receive_comment | Filing accepted |