| filing_id | 2468772 | 2435443 | 2517044 | 2545111 | 2571296 | 2482236 | 2615435 | 2594565 | 2633362 | 2734355 | 2665120 | 2699059 | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | ||||||||||||
| rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | ||||||||||||
| form_type | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | ||||||||||||
| sender_id | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | ||||||||||||
| filer_id | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | ||||||||||||
| entity_cd | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | ||||||||||||
| filer_naml | LATON | LATON | LATON | LATON | LATON | LATON | LATON | LATON | LATON | LATON | LATON | LATON | ||||||||||||
| filer_namf | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | ||||||||||||
| filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| report_num | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | ||||||||||||
| rpt_date | 2020-04-29 00:00:00 | 2020-01-24 00:00:00 | 2020-10-16 00:00:00 | 2021-01-19 00:00:00 | 2021-04-02 00:00:00 | 2020-07-28 00:00:00 | 2021-10-12 00:00:00 | 2021-07-20 00:00:00 | 2022-01-07 00:00:00 | 2022-10-15 00:00:00 | 2022-04-12 00:00:00 | 2022-07-19 00:00:00 | ||||||||||||
| from_date | 2020-01-01 00:00:00 | 2019-10-01 00:00:00 | 2020-07-01 00:00:00 | 2020-10-01 00:00:00 | 2021-01-01 00:00:00 | 2020-04-01 00:00:00 | 2021-07-01 00:00:00 | 2021-04-01 00:00:00 | 2021-10-01 00:00:00 | 2022-07-01 00:00:00 | 2022-01-01 00:00:00 | 2022-04-01 00:00:00 | ||||||||||||
| thru_date | 2020-03-31 00:00:00 | 2019-12-31 00:00:00 | 2020-09-30 00:00:00 | 2020-12-31 00:00:00 | 2021-03-31 00:00:00 | 2020-06-30 00:00:00 | 2021-09-30 00:00:00 | 2021-06-30 00:00:00 | 2021-12-31 00:00:00 | 2022-09-30 00:00:00 | 2022-03-31 00:00:00 | 2022-06-30 00:00:00 | ||||||||||||
| cum_beg_dt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| firm_id | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | ||||||||||||
| firm_name | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated investment advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | Cowen Investment Management LLC and its affiliated advisors | ||||||||||||
| firm_city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ||||||||||||
| firm_st | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | ||||||||||||
| firm_zip4 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | ||||||||||||
| firm_phon | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | ||||||||||||
| mail_city | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| mail_st | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sig_date | 2020-04-29 00:00:00 | 2020-01-24 00:00:00 | 2020-10-16 00:00:00 | 2021-01-19 00:00:00 | 2021-04-02 00:00:00 | 2020-07-28 00:00:00 | 2021-10-12 00:00:00 | 2021-07-20 00:00:00 | 2022-01-07 00:00:00 | 2022-10-15 00:00:00 | 2022-04-12 00:00:00 | 2022-07-19 00:00:00 | ||||||||||||
| sig_loc | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | ||||||||||||
| sig_naml | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | ||||||||||||
| sig_namf | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | ||||||||||||
| sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| prn_naml | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | Mozes Laton | ||||||||||||
| prn_namf | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | Kareen | ||||||||||||
| prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| sig_title | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | ||||||||||||
| nopart1_cb | X | X | X | X | X | X | X | X | X | X | X | X | ||||||||||||
| nopart2_cb | X | X | X | X | X | X | X | X | X | X | X | X | ||||||||||||
| part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| ctrib_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| lby_actvty | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| major_naml | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| major_namf | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| major_namt | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| major_nams | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||
| rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 2448817 | 2538227 | ||
|---|---|---|---|---|
| amend_id | 0 | 0 | ||
| rec_type | CVR | CVR | ||
| form_type | F604 | F604 | ||
| sender_id | 1346515 | 1346515 | ||
| filer_id | 1422777 | 1422777 | ||
| entity_cd | LBY | LBY | ||
| filer_naml | LATON | LATON | ||
| filer_namf | KAREEN MOZES | KAREEN MOZES | ||
| filer_namt | None | None | ||
| filer_nams | None | None | ||
| report_num | 000 | 000 | ||
| rpt_date | 2020-02-10 00:00:00 | 2020-12-23 00:00:00 | ||
| ls_beg_yr | 2019 | 2021 | ||
| ls_end_yr | 2020 | 2022 | ||
| qual_date | None | None | ||
| eff_date | None | None | ||
| bus_city | NEW YORK | NEW YORK | ||
| bus_st | NY | NY | ||
| bus_zip4 | 10022 | 10022 | ||
| bus_phon | 2128457953 | 2128457953 | ||
| bus_fax | None | None | ||
| bus_email | [email protected] | [email protected] | ||
| mail_city | None | None | ||
| mail_st | None | None | ||
| mail_zip4 | None | None | ||
| mail_phon | None | None | ||
| sig_date | 2020-02-10 00:00:00 | 2020-12-23 00:00:00 | ||
| sig_loc | None | None | ||
| sig_naml | LATON | LATON | ||
| sig_namf | KAREEN MOZES | KAREEN MOZES | ||
| sig_namt | None | None | ||
| sig_nams | None | None | ||
| prn_naml | LATON | LATON | ||
| prn_namf | KAREEN MOZES | KAREEN MOZES | ||
| prn_namt | None | None | ||
| prn_nams | None | None | ||
| sig_title | None | None | ||
| stmt_firm | None | None | ||
| ind_cb | None | None | ||
| bus_cb | None | None | ||
| trade_cb | None | None | ||
| oth_cb | None | None | ||
| a_b_name | None | None | ||
| a_b_city | None | None | ||
| a_b_st | None | None | ||
| a_b_zip4 | None | None | ||
| descrip_1 | None | None | ||
| descrip_2 | None | None | ||
| c_less50 | None | None | ||
| c_more50 | None | None | ||
| ind_class | None | None | ||
| ind_descr | None | None | ||
| bus_class | None | None | ||
| bus_descr | None | None | ||
| auth_name | None | None | ||
| auth_city | None | None | ||
| auth_st | None | None | ||
| auth_zip4 | None | None | ||
| lobby_int | None | None | ||
| influen_yn | None | None | ||
| firm_name | Cowen Investment Management LLC | Cowen Investment Management LLC | ||
| newcert_cb | None | None | ||
| rencert_cb | None | None | ||
| complet_dt | 2020-01-30 00:00:00 | 2020-01-30 00:00:00 | ||
| lby_reg_cb | X | X | ||
| lby_604_cb | None | None | ||
| st_leg_yn | Y | N | ||
| st_agency | None | None | ||
| lobby_cb | None | None | ||
| l_firm_cb | None | None |
| filer_id | 1422777 | 1422777 | 1422777 | |||
|---|---|---|---|---|---|---|
| adrid | 2552788 | 2507823 | 2487374 | |||
| effect_dt | 2023-01-01 00:00:00 | 2021-01-01 00:00:00 | 2019-10-29 00:00:00 | |||
| add_type | 7051 | 7051 | 7051 | |||
| session_id | 2023 | 2021 | 2019 |
| filer_id | 1422777 | 1422777 | ||
|---|---|---|---|---|
| session_id | 2019 | 2021 | ||
| ethics_date | 2020-01-30 00:00:00 | 2020-01-30 00:00:00 |
| filer_id | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filing_id | 2468772 | 2555367 | 2435443 | 2452434 | 2482236 | 2538227 | 2545111 | 2571296 | 2517044 | 2422860 | 2699059 | 2448817 | 2594565 | 2665120 | 2633362 | 2615435 | 2734355 | |||||||||||||||||
| period_id | 241 | None | 240 | None | 242 | 244 | 244 | 245 | 243 | None | 250 | 241 | 246 | 249 | 248 | 247 | 251 | |||||||||||||||||
| form_id | F615 | F604 | F615 | F604 | F615 | F604 | F615 | F615 | F615 | F604 | F615 | F604 | F615 | F615 | F615 | F615 | F615 | |||||||||||||||||
| filing_sequence | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||
| filing_date | 2020-04-29 00:00:00 | 2020-12-14 00:00:00 | 2020-01-24 00:00:00 | 2020-02-11 00:00:00 | 2020-07-28 00:00:00 | 2020-12-23 00:00:00 | 2021-01-19 00:00:00 | 2021-04-02 00:00:00 | 2020-10-16 00:00:00 | 2019-11-20 00:00:00 | 2022-07-19 00:00:00 | 2020-02-10 00:00:00 | 2021-07-20 00:00:00 | 2022-04-12 00:00:00 | 2022-01-07 00:00:00 | 2021-10-12 00:00:00 | 2022-10-15 00:00:00 | |||||||||||||||||
| stmnt_type | 10001 | 10005 | 10001 | 10002 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | |||||||||||||||||
| stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | |||||||||||||||||
| session_id | 2019 | 2021 | 2019 | 2019 | 2019 | 2021 | 2019 | 2021 | 2019 | 2019 | 2021 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | |||||||||||||||||
| user_id | VUKSTINA | AROJAS | GTAYLOR | GPEREZ | VUKSTINA | AROJAS | MLUONG | CHARTRIDGE | GTAYLOR | SARRIAGA | CAFILER | GPEREZ | CHATRIDGE | MKIRKHAM | RATTIYEH | GTAYLOR | CAFILER | |||||||||||||||||
| special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | |||||||||||||||||
| fine_audit | 11001 | 11003 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11003 | 11003 | 11001 | 11001 | 11001 | 11001 | 11003 | |||||||||||||||||
| rpt_start | 2020-01-01 00:00:00 | 1900-01-01 00:00:00 | 2019-10-01 00:00:00 | 1900-01-01 00:00:00 | 2020-04-01 00:00:00 | 2020-12-23 00:00:00 | 2020-10-01 00:00:00 | 2021-01-01 00:00:00 | 2020-07-01 00:00:00 | 1900-01-01 00:00:00 | 2022-04-01 00:00:00 | 2020-02-10 00:00:00 | 2021-04-01 00:00:00 | 2022-01-01 00:00:00 | 2021-10-01 00:00:00 | 2021-07-01 00:00:00 | 2022-07-01 00:00:00 | |||||||||||||||||
| rpt_end | 2020-03-31 00:00:00 | 1900-01-01 00:00:00 | 2019-12-31 00:00:00 | 1900-01-01 00:00:00 | 2020-06-30 00:00:00 | 2020-12-23 00:00:00 | 2020-12-31 00:00:00 | 2021-03-31 00:00:00 | 2020-09-30 00:00:00 | 1900-01-01 00:00:00 | 2022-06-30 00:00:00 | 2020-02-10 00:00:00 | 2021-06-30 00:00:00 | 2022-03-31 00:00:00 | 2021-12-31 00:00:00 | 2021-09-30 00:00:00 | 2022-09-30 00:00:00 | |||||||||||||||||
| rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||
| filing_type | 22006 | None | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 |
| filer_id | 1422777 | 1422777 | 1422777 | |||
|---|---|---|---|---|---|---|
| filer_type | 4 | 4 | 4 | |||
| active | Y | Y | N | |||
| race | None | 0 | None | |||
| session_id | 2021 | 2019 | 2023 | |||
| category | None | 0 | None | |||
| category_type | None | 0 | None | |||
| sub_category | None | 0 | None | |||
| effect_dt | 2021-01-01 00:00:00 | 2019-10-29 00:00:00 | 2023-01-01 00:00:00 | |||
| sub_category_type | None | 0 | None | |||
| election_type | None | 0 | None | |||
| sub_category_a | None | None | None | |||
| nyq_dt | None | None | None | |||
| party_cd | None | 0 | None | |||
| county_cd | None | 0 | None | |||
| district_cd | None | 0 | None |
| filer_id | 1422777 | |
|---|---|---|
| xref_id | 1422777 | |
| effect_dt | 2019-11-22 00:00:00 | |
| migration_source | CLAIMS |
| xref_filer_id | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filer_id | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | 1422777 | |||||||||
| filer_type | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | |||||||||
| status | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | |||||||||
| effect_dt | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | |||||||||
| naml | LATON | LATON | LATON | LATON | LATON | LATON | LATON | LATON | LATON | |||||||||
| namf | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | KAREEN MOZES | |||||||||
| namt | None | None | None | None | None | None | None | None | None | |||||||||
| nams | None | None | None | None | None | None | None | None | None | |||||||||
| adr1 | None | None | None | None | None | None | None | None | None | |||||||||
| adr2 | None | None | None | None | None | None | None | None | None | |||||||||
| city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | |||||||||
| st | NY | NY | NY | NY | NY | NY | NY | NY | NY | |||||||||
| zip4 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | |||||||||
| phon | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | 2128457953 | |||||||||
| fax | None | None | None | None | None | None | None | None | None | |||||||||
| [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] |
| filer_id | 1422777 |
|---|
| filer_id | 1422777 | 1422777 | ||
|---|---|---|---|---|
| filing_file_name | 2448817_0.cal | 2538227_0.cal | ||
| received_date | 2020-02-10 00:00:00 | 2020-12-23 00:00:00 | ||
| filing_directory | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | ||
| filing_id | 2448817 | 2538227 | ||
| form_id | F604 | F604 | ||
| receive_comment | Filing accepted | Filing accepted |