Home

Filer ID: 1412490

Table: cvr_lobby_disclosure
filing_id   2379410   2343500   2386334   2343500   2343500
amend_id   0   0   0   1   2
rec_type   CVR   CVR   CVR   CVR   CVR
form_type   F635   F635   F635   F635   F635
sender_id   1412490   1412490   1412490   1412490   1412490
filer_id   1412490   1412490   1412490   1412490   1412490
entity_cd   LEM   LEM   LEM   LEM   LEM
filer_naml   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.
filer_namf   None   None   None   None   None
filer_namt   None   None   None   None   None
filer_nams   None   None   None   None   None
report_num   000   000   000   001   002
rpt_date   2019-04-29 00:00:00   2019-01-29 00:00:00   2019-06-11 00:00:00   2019-01-30 00:00:00   2019-02-22 00:00:00
from_date   2019-01-01 00:00:00   2018-10-01 00:00:00   2019-04-01 00:00:00   2018-10-01 00:00:00   2018-10-01 00:00:00
thru_date   2019-03-31 00:00:00   2018-12-31 00:00:00   2019-05-31 00:00:00   2018-12-31 00:00:00   2018-12-31 00:00:00
cum_beg_dt   2019-01-01 00:00:00   2018-10-01 00:00:00   2019-01-01 00:00:00   2018-10-01 00:00:00   2018-10-01 00:00:00
firm_id   None   None   None   None   None
firm_name   None   None   None   None   None
firm_city   NEW YORK   NEW YORK   NEW YORK   NEW YORK   NEW YORK
firm_st   NY   NY   NY   NY   NY
firm_zip4   10013   10013   10013   10013   10013
firm_phon   2128166000   2128166000   2128166000   2128166000   2128166000
mail_city   None   None   None   None   None
mail_st   None   None   None   None   None
mail_zip4   None   None   None   None   None
mail_phon   None   None   None   None   None
sig_date   2019-04-29 00:00:00   2019-01-29 00:00:00   2019-06-11 00:00:00   2019-01-30 00:00:00   2019-02-22 00:00:00
sig_loc   New York, NY   New York, NY   New York, NY   New York, NY   New York, NY
sig_naml   Keegan   Keegan   Keegan   Keegan   Keegan
sig_namf   Daniel   Daniel   Daniel   Daniel   Daniel
sig_namt   None   None   None   None   None
sig_nams   None   None   None   None   None
prn_naml   Keegan   Keegan   Keegan   Keegan   Keegan
prn_namf   Daniel   Daniel   Daniel   Daniel   Daniel
prn_namt   None   None   None   None   None
prn_nams   None   None   None   None   None
sig_title   President/Chief Executive Officer/Chairman   President/Chief Executive Officer/Chairman   President/Chief Executive Officer/Chairman   President/Chief Executive Officer/Chairman   President/Chief Executive Officer/Chairman
nopart1_cb   None   None   None   None   None
nopart2_cb   None   None   None   None   None
part1_1_cb   None   None   None   None   None
part1_2_cb   None   None   None   None   None
ctrib_n_cb   X   X   X   X   X
ctrib_y_cb   None   None   None   None   None
lby_actvty   None.   UC Regents: Investments   None.   UC Regents: Investments   UC Regents: Investments
lobby_n_cb   None   None   None   None   None
lobby_y_cb   None   None   None   None   None
major_naml   None   None   None   None   None
major_namf   None   None   None   None   None
major_namt   None   None   None   None   None
major_nams   None   None   None   None   None
rcpcmte_nm   None   None   None   None   None
rcpcmte_id   None   None   None   None   None
Table: cvr_registration
filing_id   2331337   2387733
amend_id   0   0
rec_type   CVR   CVR
form_type   F603   F606
sender_id   1412490   1412490
filer_id   1412490   1412490
entity_cd   LEM   LBY
filer_naml   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.
filer_namf   None   None
filer_namt   None   None
filer_nams   None   None
report_num   000   000
rpt_date   2018-12-31 00:00:00   2019-06-26 00:00:00
ls_beg_yr   2019   2019
ls_end_yr   2020   2020
qual_date   None   None
eff_date   None   2019-05-31 00:00:00
bus_city   NEW YORK   NEW YORK
bus_st   NY   NY
bus_zip4   10013   10013
bus_phon   2128166000   2128166000
bus_fax   None   None
bus_email   [email protected]   [email protected]
mail_city   None   None
mail_st   None   None
mail_zip4   None   None
mail_phon   None   None
sig_date   2018-12-17 00:00:00   2019-05-31 00:00:00
sig_loc   None   None
sig_naml   Keegan   Keegan
sig_namf   Daniel   Daniel
sig_namt   None   None
sig_nams   None   None
prn_naml   Keegan   Keegan
prn_namf   Daniel   Daniel
prn_namt   None   None
prn_nams   None   None
sig_title   President, CEO, and Chairman   President/CEO/Chairman
stmt_firm   None   None
ind_cb   None   None
bus_cb   X   None
trade_cb   None   None
oth_cb   None   None
a_b_name   None   None
a_b_city   None   None
a_b_st   None   None
a_b_zip4   None   None
descrip_1   None   None
descrip_2   Investment Management.   None
c_less50   None   None
c_more50   None   None
ind_class   None   None
ind_descr   None   None
bus_class   FIN   None
bus_descr   None   None
auth_name   None   None
auth_city   None   None
auth_st   None   None
auth_zip4   None   None
lobby_int   Investment opportunities.   None
influen_yn   None   None
firm_name   None   None
newcert_cb   None   None
rencert_cb   None   None
complet_dt   None   None
lby_reg_cb   None   None
lby_604_cb   None   None
st_leg_yn   None   None
st_agency   None   None
lobby_cb   None   None
l_firm_cb   None   None
Table: filer_address
filer_id   1412490   1412490
adrid   2466137   2462356
effect_dt   2019-01-01 00:00:00   2018-10-01 00:00:00
add_type   7051   7051
session_id   2019   2017
Table: filer_filings
filer_id   1412490   1412490   1412490   1412490   1412490   1412490   1412490   1412490   1412490
filing_id   2343500   2331337   2305551   2343500   2387733   2379410   2343500   2386334   2338585
period_id   236   236   None   236   238   237   236   238   None
form_id   F635   F603   F603   F635   F606   F635   F635   F635   F603
filing_sequence   1   0   0   2   0   0   0   0   0
filing_date   2019-01-30 00:00:00   2018-12-31 00:00:00   2018-10-03 00:00:00   2019-02-22 00:00:00   2019-06-26 00:00:00   2019-04-29 00:00:00   2019-01-29 00:00:00   2019-06-11 00:00:00   2018-12-28 00:00:00
stmnt_type   10002   10001   10005   10002   10001   10001   10001   10001   10005
stmnt_status   11001   11001   11001   11001   11003   11001   11001   11001   11001
session_id   2017   2019   2017   2017   2019   2019   2017   2019   2019
user_id   AGLADNEY   PBANFORD   YRODRIGU   AGLADNEY   CAFILER   VUKSTINA   AGLADNEY   VUKSTINA   PBANFORD
special_audit   11003   11003   11003   11003   11003   11003   11003   11003   11003
fine_audit   11001   11001   11003   11001   11003   11001   11001   11001   11001
rpt_start   2018-10-01 00:00:00   2018-12-31 00:00:00   1900-01-01 00:00:00   2018-10-01 00:00:00   2019-06-26 00:00:00   2019-01-01 00:00:00   2018-10-01 00:00:00   2019-04-01 00:00:00   1900-01-01 00:00:00
rpt_end   2018-12-31 00:00:00   2018-12-31 00:00:00   1900-01-01 00:00:00   2018-12-31 00:00:00   2019-06-26 00:00:00   2019-03-31 00:00:00   2018-12-31 00:00:00   2019-05-31 00:00:00   1900-01-01 00:00:00
rpt_date   None   None   None   None   None   None   None   None   None
filing_type   22006   22006   None   22006   22006   22006   22006   22006   None
Table: filer_interests
filer_id   1412490   1412490
session_id   2017   2019
interest_cd   40304   40304
effect_date   2018-10-01 00:00:00   2019-01-01 00:00:00
Table: filer_to_filer_type
filer_id   1412490   1412490   1412490
filer_type   2   2   2
active   T   Y   Y
race   None   0   None
session_id   2019   2017   2019
category   None   0   None
category_type   None   0   None
sub_category   None   0   None
effect_dt   2019-05-31 00:00:00   2018-10-01 00:00:00   2019-01-01 00:00:00
sub_category_type   None   0   None
election_type   None   0   None
sub_category_a   None   None   None
nyq_dt   None   None   None
party_cd   None   0   None
county_cd   None   0   None
district_cd   None   0   None
Table: filer_xref
filer_id   1412490
xref_id   1412490
effect_dt   2018-10-02 00:00:00
migration_source   CLAIMS
Table: filername
xref_filer_id   1412490   1412490   1412490   1412490
filer_id   1412490   1412490   1412490   1412490
filer_type   EMPLOYER   EMPLOYER   EMPLOYER   EMPLOYER
status   TERMINATED   TERMINATED   TERMINATED   TERMINATED
effect_dt   2019-05-31 00:00:00   2019-05-31 00:00:00   2019-05-31 00:00:00   2019-05-31 00:00:00
naml   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.
namf   None   None   None   None
namt   None   None   None   None
nams   None   None   None   None
adr1   None   None   None   None
adr2   None   None   None   None
city   NEW YORK   NEW YORK   NEW YORK   NEW YORK
st   NY   NY   NY   NY
zip4   10013   10013   10013   10013
phon   2128166000   2128166000   2128166000   2128166000
fax   None   None   None   None
email   [email protected]   [email protected]   [email protected]   [email protected]
Table: filers
filer_id   1412490
Table: lobbying_chg_log
filer_id   1412490   1412490   1412490
change_no   1   2   3
session_id   2017   2017   2019
log_dt   2018-10-03 00:00:00   2018-10-03 00:00:00   2019-06-05 00:00:00
filer_type   2   2   2
correction_flg   Y   Y   None
action   ADDED   ADDED   DELETED
attribute_changed   LOBBYIST   LOBBYIST   LOBBYIST
ethics_dt   None   None   None
interests   None   None   None
filer_full_name   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.   CITIGROUP GLOBAL MARKETS INC.
filer_city   NEW YORK   NEW YORK   None
filer_st   NY   NY   None
filer_zip   10013   10013   None
filer_phone   2128166000   2128166000   None
entity_type   4   4   4
entity_name   CLARKE, BENJAMIN   JOHNSON, NITHIN   CLARKE, BENJAMIN
entity_city   None   None   None
entity_st   None   None   None
entity_zip   None   None   None
entity_phone   None   None   None
entity_id   None   None   1412494
responsible_officer   None   None   None
effect_dt   2018-10-01 00:00:00   2018-10-01 00:00:00   2019-05-31 00:00:00