Filer ID: 1392765
Table: cvr_lobby_disclosure
| filing_id |
| 2156261 |
| 2131664 |
| 2177467 |
| 2188341 |
| 2209665 |
| 2239477 |
| 2271387 |
| 2320838 |
| amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| rec_type |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| form_type |
| F635 |
| F635 |
| F635 |
| F635 |
| F635 |
| F635 |
| F635 |
| F635 |
| sender_id |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| filer_id |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| entity_cd |
| LEM |
| LEM |
| LEM |
| LEM |
| LEM |
| LEM |
| LEM |
| LEM |
| filer_naml |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| filer_namf |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filer_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filer_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| report_num |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| rpt_date |
| 2017-04-30 00:00:00 |
| 2017-01-31 00:00:00 |
| 2017-07-31 00:00:00 |
| 2017-10-18 00:00:00 |
| 2018-01-30 00:00:00 |
| 2018-04-27 00:00:00 |
| 2018-07-28 00:00:00 |
| 2018-10-31 00:00:00 |
| from_date |
| 2017-01-01 00:00:00 |
| 2016-10-01 00:00:00 |
| 2017-04-01 00:00:00 |
| 2017-07-01 00:00:00 |
| 2017-10-01 00:00:00 |
| 2018-01-01 00:00:00 |
| 2018-04-01 00:00:00 |
| 2018-07-01 00:00:00 |
| thru_date |
| 2017-03-31 00:00:00 |
| 2016-12-31 00:00:00 |
| 2017-06-30 00:00:00 |
| 2017-09-30 00:00:00 |
| 2017-12-31 00:00:00 |
| 2018-03-31 00:00:00 |
| 2018-06-30 00:00:00 |
| 2018-09-30 00:00:00 |
| cum_beg_dt |
| 2017-01-01 00:00:00 |
| 2016-10-31 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2018-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| firm_id |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| firm_name |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| firm_city |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| firm_st |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| firm_zip4 |
| 10022 |
| 10022 |
| 10022 |
| 10022 |
| 10022 |
| 10022 |
| 10022 |
| 10022 |
| firm_phon |
| 212 813-4667 |
| 212 813-4667 |
| 212 813-4667 |
| 212 813-4667 |
| 212 813-4667 |
| 212 813-4667 |
| 212 813-4667 |
| 212 813-4667 |
| mail_city |
| SAN FRANCISCO |
| SAN FRANCISCO |
| SAN FRANCISCO |
| SAN FRANCISCO |
| SAN FRANCISCO |
| SAN FRANCISCO |
| SAN FRANCISCO |
| SAN FRANCISCO |
| mail_st |
| CA |
| CA |
| CA |
| CA |
| CA |
| CA |
| CA |
| CA |
| mail_zip4 |
| 94108 |
| 94108 |
| 94108 |
| 94108 |
| 94108 |
| 94108 |
| 94108 |
| 94108 |
| mail_phon |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_date |
| 2017-04-28 00:00:00 |
| 2017-01-31 00:00:00 |
| 2017-07-31 00:00:00 |
| 2017-10-18 00:00:00 |
| 2018-01-30 00:00:00 |
| 2018-04-28 00:00:00 |
| 2018-07-28 00:00:00 |
| 2018-10-31 00:00:00 |
| sig_loc |
| NEW YORK, NY |
| NEW YORK, NY |
| NEW YORK, NY |
| NEW YORK, NY |
| NEW YORK, NY |
| NEW YORK, NY |
| NEW YORK, NY |
| NEW YORK, NY |
| sig_naml |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| sig_namf |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| sig_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| prn_naml |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| DANIELS |
| prn_namf |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| KAMAND |
| prn_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| prn_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_title |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNCIL, CHIEF COMPLIANCE OFFICER |
| nopart1_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| nopart2_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| part1_1_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| part1_2_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| ctrib_n_cb |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| ctrib_y_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| lby_actvty |
| UC RETIREMENT PLAN: INVESTMENTS |
| NONE THIS PERIOD. |
| UC RETIREMENT PLAN: INVESTMENTS |
| UC RETIREMENT PLAN: INVESTMENTS |
| UC RETIREMENT PLAN: INVESTMENTS |
| UC RETIREMENT PLAN: INVESTMENTS |
| NONE THIS PERIOD |
| NONE THIS PERIOD |
| lobby_n_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| lobby_y_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_naml |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_namf |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| rcpcmte_nm |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| rcpcmte_id |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|
Table: cvr_registration
| filing_id |
| 2116116 |
| 2116121 |
| amend_id |
| 0 |
| 0 |
| rec_type |
| CVR |
| CVR |
| form_type |
| F603 |
| F603 |
| sender_id |
| 1392765 |
| 1392765 |
| filer_id |
| 1392765 |
| 1392765 |
| entity_cd |
| LEM |
| LEM |
| filer_naml |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| filer_namf |
| None |
| None |
| filer_namt |
| None |
| None |
| filer_nams |
| None |
| None |
| report_num |
| 000 |
| 000 |
| rpt_date |
| 2016-12-30 00:00:00 |
| 2016-12-30 00:00:00 |
| ls_beg_yr |
| 2017 |
| 2015 |
| ls_end_yr |
| 2018 |
| 2016 |
| qual_date |
| 2017-01-01 00:00:00 |
| 2016-10-31 00:00:00 |
| eff_date |
| None |
| None |
| bus_city |
| NEW YORK |
| NEW YORK |
| bus_st |
| NY |
| NY |
| bus_zip4 |
| 10022 |
| 10022 |
| bus_phon |
| 212 813-4667 |
| 212 813-4667 |
| bus_fax |
| None |
| None |
| bus_email |
| [email protected] |
| [email protected] |
| mail_city |
| SAN FRANCISCO |
| SAN FRANCISCO |
| mail_st |
| CA |
| CA |
| mail_zip4 |
| 94108 |
| 94108 |
| mail_phon |
| None |
| None |
| sig_date |
| 2016-12-23 00:00:00 |
| 2016-10-18 00:00:00 |
| sig_loc |
| NEW YORK, NY |
| NEW YORK, NY |
| sig_naml |
| DANIELS |
| DANIELS |
| sig_namf |
| KAMAND |
| KAMAND |
| sig_namt |
| None |
| None |
| sig_nams |
| None |
| None |
| prn_naml |
| DANIELS |
| DANIELS |
| prn_namf |
| KAMAND |
| KAMAND |
| prn_namt |
| None |
| None |
| prn_nams |
| None |
| None |
| sig_title |
| GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER |
| GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER |
| stmt_firm |
| None |
| None |
| ind_cb |
| None |
| None |
| bus_cb |
| X |
| X |
| trade_cb |
| None |
| None |
| oth_cb |
| None |
| None |
| a_b_name |
| None |
| None |
| a_b_city |
| None |
| None |
| a_b_st |
| None |
| None |
| a_b_zip4 |
| None |
| None |
| descrip_1 |
| INVESTMENT ADVISOR |
| INVESTMENT ADVISOR |
| descrip_2 |
| None |
| None |
| c_less50 |
| None |
| None |
| c_more50 |
| None |
| None |
| ind_class |
| None |
| None |
| ind_descr |
| None |
| None |
| bus_class |
| FIN |
| FIN |
| bus_descr |
| None |
| None |
| auth_name |
| None |
| None |
| auth_city |
| None |
| None |
| auth_st |
| None |
| None |
| auth_zip4 |
| None |
| None |
| lobby_int |
| INVESTMENTS |
| INVESTMENTS |
| influen_yn |
| N |
| N |
| firm_name |
| None |
| None |
| newcert_cb |
| None |
| None |
| rencert_cb |
| None |
| None |
| complet_dt |
| None |
| None |
| lby_reg_cb |
| None |
| None |
| lby_604_cb |
| None |
| None |
| st_leg_yn |
| None |
| None |
| st_agency |
| None |
| None |
| lobby_cb |
| None |
| None |
| l_firm_cb |
| None |
| None |
|
Table: filer_address
| filer_id |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| adrid |
| 2416100 |
| 2416099 |
| 2421807 |
| 2421806 |
| effect_dt |
| 2016-10-31 00:00:00 |
| 2016-10-31 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| add_type |
| 7082 |
| 7051 |
| 7082 |
| 7051 |
| session_id |
| 2015 |
| 2015 |
| 2017 |
| 2017 |
|
Table: filer_filings
| filer_id |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| filing_id |
| 2209665 |
| 2121721 |
| 2109707 |
| 2116116 |
| 2116121 |
| 2121721 |
| 2156261 |
| 2131664 |
| 2177467 |
| 2239477 |
| 2188341 |
| 2308206 |
| 2271387 |
| 2320838 |
| period_id |
| 232 |
| None |
| None |
| 228 |
| 228 |
| None |
| 229 |
| 228 |
| 230 |
| 233 |
| 231 |
| None |
| 234 |
| 235 |
| form_id |
| F635 |
| F603 |
| F603 |
| F603 |
| F603 |
| F603 |
| F635 |
| F635 |
| F635 |
| F635 |
| F635 |
| F606 |
| F635 |
| F635 |
| filing_sequence |
| 0 |
| 1 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| filing_date |
| 2018-01-30 00:00:00 |
| 2017-01-10 00:00:00 |
| 2016-11-01 00:00:00 |
| 2016-12-30 00:00:00 |
| 2016-12-30 00:00:00 |
| 2017-01-03 00:00:00 |
| 2017-04-28 00:00:00 |
| 2017-01-31 00:00:00 |
| 2017-07-31 00:00:00 |
| 2018-04-27 00:00:00 |
| 2017-10-18 00:00:00 |
| 2018-10-17 00:00:00 |
| 2018-07-28 00:00:00 |
| 2018-10-31 00:00:00 |
| stmnt_type |
| 10001 |
| 10006 |
| 10005 |
| 10001 |
| 10001 |
| 10005 |
| 10001 |
| 10001 |
| 10001 |
| 10001 |
| 10001 |
| 10005 |
| 10001 |
| 10001 |
| stmnt_status |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11003 |
| session_id |
| 2017 |
| 2017 |
| 2015 |
| 2017 |
| 2015 |
| 2017 |
| 2017 |
| 2015 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| user_id |
| AGLADNEY |
| YRODRIGU |
| YRODRIGU |
| YRODRIGU |
| YRODRIGU |
| YRODRIGU |
| AGLADNEY |
| AGLADNEY |
| AGLADNEY |
| AGLADNEY |
| AGLADNEY |
| GPEREZ |
| CAFILER |
| CAFILER |
| special_audit |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| fine_audit |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11003 |
| 11003 |
| rpt_start |
| 2017-10-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2016-12-30 00:00:00 |
| 2016-12-30 00:00:00 |
| 1900-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2016-10-01 00:00:00 |
| 2017-04-01 00:00:00 |
| 2018-01-01 00:00:00 |
| 2017-07-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2018-04-01 00:00:00 |
| 2018-07-01 00:00:00 |
| rpt_end |
| 2017-12-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2016-12-30 00:00:00 |
| 2016-12-30 00:00:00 |
| 1900-01-01 00:00:00 |
| 2017-03-31 00:00:00 |
| 2016-12-31 00:00:00 |
| 2017-06-30 00:00:00 |
| 2018-03-31 00:00:00 |
| 2017-09-30 00:00:00 |
| 1900-01-01 00:00:00 |
| 2018-06-30 00:00:00 |
| 2018-09-30 00:00:00 |
| rpt_date |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filing_type |
| 22001 |
| None |
| None |
| 22001 |
| 22001 |
| None |
| 22001 |
| 22001 |
| 22001 |
| 22001 |
| 22001 |
| None |
| 22001 |
| 22001 |
|
Table: filer_interests
| filer_id |
| 1392765 |
| 1392765 |
| session_id |
| 2015 |
| 2017 |
| interest_cd |
| 40304 |
| 40304 |
| effect_date |
| 2016-10-31 00:00:00 |
| 2017-01-01 00:00:00 |
|
Table: filer_to_filer_type
| filer_id |
| 1392765 |
| 1392765 |
| 1392765 |
| filer_type |
| 2 |
| 2 |
| 2 |
| active |
| Y |
| T |
| Y |
| race |
| 0 |
| 0 |
| 0 |
| session_id |
| 2017 |
| 2017 |
| 2015 |
| category |
| 0 |
| 0 |
| 0 |
| category_type |
| 0 |
| 0 |
| 0 |
| sub_category |
| 0 |
| 0 |
| 0 |
| effect_dt |
| 2017-01-01 00:00:00 |
| 2018-09-30 00:00:00 |
| 2016-10-31 00:00:00 |
| sub_category_type |
| 0 |
| 0 |
| 0 |
| election_type |
| 0 |
| 0 |
| 0 |
| sub_category_a |
| None |
| None |
| None |
| nyq_dt |
| None |
| None |
| None |
| party_cd |
| 0 |
| 0 |
| 0 |
| county_cd |
| 0 |
| 0 |
| 0 |
| district_cd |
| 0 |
| 0 |
| 0 |
|
Table: filer_xref
| filer_id |
| 1392765 |
| xref_id |
| 1392765 |
| effect_dt |
| 2016-12-06 00:00:00 |
| migration_source |
| CLAIMS |
|
Table: filername
| xref_filer_id |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| filer_id |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| 1392765 |
| filer_type |
| EMPLOYER |
| EMPLOYER |
| EMPLOYER |
| EMPLOYER |
| EMPLOYER |
| EMPLOYER |
| EMPLOYER |
| EMPLOYER |
| status |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| effect_dt |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
| naml |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| namf |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| adr1 |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| adr2 |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| city |
| NEW YORK |
| SAN FRANCISCO |
| NEW YORK |
| SAN FRANCISCO |
| NEW YORK |
| SAN FRANCISCO |
| NEW YORK |
| SAN FRANCISCO |
| st |
| NY |
| CA |
| NY |
| CA |
| NY |
| CA |
| NY |
| CA |
| zip4 |
| 10022 |
| 94108 |
| 10022 |
| 94108 |
| 10022 |
| 94108 |
| 10022 |
| 94108 |
| phon |
| 2128134667 |
| None |
| 2128134667 |
| |
| 2128134667 |
| None |
| 2128134667 |
| |
| fax |
| None |
| None |
| None |
| |
| None |
| None |
| None |
| |
| email |
| [email protected] |
| None |
| [email protected] |
| None |
| [email protected] |
| None |
| [email protected] |
| None |
|
Table: filers
| filer_id |
| 1392765 |
|
Table: lobbying_chg_log
| filer_id |
| 1392765 |
| 1392765 |
| change_no |
| 2 |
| 3 |
| session_id |
| 2017 |
| 2017 |
| log_dt |
| 2018-10-17 00:00:00 |
| 2018-10-17 00:00:00 |
| filer_type |
| 2 |
| 2 |
| correction_flg |
| Y |
| Y |
| action |
| TERMINATED |
| TERMINATED |
| attribute_changed |
| LOBBYIST |
| LOBBYIST |
| ethics_dt |
| None |
| None |
| interests |
| None |
| None |
| filer_full_name |
| EMERGING SOVEREIGN GROUP |
| EMERGING SOVEREIGN GROUP |
| filer_city |
| None |
| None |
| filer_st |
| None |
| None |
| filer_zip |
| None |
| None |
| filer_phone |
| None |
| None |
| entity_type |
| 4 |
| 4 |
| entity_name |
| GUILLETTE, STEPHEN |
| HANSEN, KYLA |
| entity_city |
| None |
| None |
| entity_st |
| None |
| None |
| entity_zip |
| None |
| None |
| entity_phone |
| None |
| None |
| entity_id |
| 1383949 |
| 1383950 |
| responsible_officer |
| None |
| None |
| effect_dt |
| 2018-09-30 00:00:00 |
| 2018-09-30 00:00:00 |
|