| filing_id | 2054041 | 2037729 | 2097599 | 2166537 | 2126961 | 2152248 | 2187032 | 2268334 | 2239598 | 2304918 | 2204308 | 2339552 | 2394666 | 2372357 | 2464776 | 2434180 | 2411304 | 2572713 | 2480023 | 2522035 | 2547486 | 2594589 | 2612546 | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||
| rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | |||||||||||||||||||||||
| form_type | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | |||||||||||||||||||||||
| sender_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||
| entity_cd | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | |||||||||||||||||||||||
| filer_naml | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | |||||||||||||||||||||||
| filer_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | |||||||||||||||||||||||
| filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| report_num | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | |||||||||||||||||||||||
| rpt_date | 2016-07-08 00:00:00 | 2016-05-02 00:00:00 | 2016-10-27 00:00:00 | 2017-07-11 00:00:00 | 2017-01-30 00:00:00 | 2017-04-21 00:00:00 | 2017-10-10 00:00:00 | 2018-07-24 00:00:00 | 2018-04-27 00:00:00 | 2018-10-11 00:00:00 | 2018-01-23 00:00:00 | 2019-01-24 00:00:00 | 2019-07-29 00:00:00 | 2019-04-12 00:00:00 | 2020-04-02 00:00:00 | 2020-01-23 00:00:00 | 2019-10-02 00:00:00 | 2021-04-07 00:00:00 | 2020-07-22 00:00:00 | 2020-10-23 00:00:00 | 2021-01-26 00:00:00 | 2021-07-20 00:00:00 | 2021-09-22 00:00:00 | |||||||||||||||||||||||
| from_date | 2016-04-01 00:00:00 | 2016-01-01 00:00:00 | 2016-07-01 00:00:00 | 2017-04-01 00:00:00 | 2016-10-01 00:00:00 | 2017-01-01 00:00:00 | 2017-07-01 00:00:00 | 2018-04-01 00:00:00 | 2018-01-01 00:00:00 | 2018-07-01 00:00:00 | 2017-10-01 00:00:00 | 2018-10-01 00:00:00 | 2019-04-01 00:00:00 | 2019-01-01 00:00:00 | 2020-01-01 00:00:00 | 2019-10-01 00:00:00 | 2019-07-01 00:00:00 | 2021-01-01 00:00:00 | 2020-04-01 00:00:00 | 2020-07-01 00:00:00 | 2020-10-01 00:00:00 | 2021-04-01 00:00:00 | 2021-07-01 00:00:00 | |||||||||||||||||||||||
| thru_date | 2016-06-30 00:00:00 | 2016-03-31 00:00:00 | 2016-09-30 00:00:00 | 2017-06-30 00:00:00 | 2016-12-31 00:00:00 | 2017-03-31 00:00:00 | 2017-09-30 00:00:00 | 2018-06-30 00:00:00 | 2018-03-31 00:00:00 | 2018-09-30 00:00:00 | 2017-12-31 00:00:00 | 2018-12-31 00:00:00 | 2019-06-30 00:00:00 | 2019-03-31 00:00:00 | 2020-03-31 00:00:00 | 2019-12-31 00:00:00 | 2019-09-30 00:00:00 | 2021-03-31 00:00:00 | 2020-06-30 00:00:00 | 2020-09-30 00:00:00 | 2020-12-31 00:00:00 | 2021-06-30 00:00:00 | 2021-09-17 00:00:00 | |||||||||||||||||||||||
| cum_beg_dt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| firm_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||
| firm_name | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management (Americas) Inc. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | |||||||||||||||||||||||
| firm_city | WASHINGTON | WASHINGTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | |||||||||||||||||||||||
| firm_st | DC | DC | DC | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | |||||||||||||||||||||||
| firm_zip4 | 20005 | 20005 | 20005 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | |||||||||||||||||||||||
| firm_phon | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | |||||||||||||||||||||||
| mail_city | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| mail_st | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| sig_date | 2016-07-08 00:00:00 | 2016-05-02 00:00:00 | 2016-10-27 00:00:00 | 2017-07-11 00:00:00 | 2017-01-30 00:00:00 | 2017-04-21 00:00:00 | 2017-10-10 00:00:00 | 2018-07-24 00:00:00 | 2018-04-27 00:00:00 | 2018-10-11 00:00:00 | 2018-01-23 00:00:00 | 2019-01-24 00:00:00 | 2019-07-29 00:00:00 | 2019-04-12 00:00:00 | 2020-04-02 00:00:00 | 2020-01-23 00:00:00 | 2019-10-02 00:00:00 | 2021-04-07 00:00:00 | 2020-07-22 00:00:00 | 2020-10-23 00:00:00 | 2021-01-26 00:00:00 | 2021-07-20 00:00:00 | 2021-09-22 00:00:00 | |||||||||||||||||||||||
| sig_loc | Washington, DC | Washington, DC | Washington, DC | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | |||||||||||||||||||||||
| sig_naml | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monrie | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | |||||||||||||||||||||||
| sig_namf | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Traacey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | |||||||||||||||||||||||
| sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| prn_naml | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monrie | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | |||||||||||||||||||||||
| prn_namf | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Traacey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | |||||||||||||||||||||||
| prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| sig_title | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Investment Advisor | Investment Advisor | Investment Adviser | Lobbyist | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Executive Director | |||||||||||||||||||||||
| nopart1_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||
| nopart2_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||
| part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| ctrib_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| lby_actvty | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| major_naml | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| major_namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| major_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| major_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
| rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 2014030 | 2112957 | 2112957 | 2331324 | 2537115 | 2612538 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 1 | 0 | 0 | 0 | ||||||
| rec_type | CVR | CVR | CVR | CVR | CVR | CVR | ||||||
| form_type | F604 | F604 | F604 | F604 | F604 | F606 | ||||||
| sender_id | 1338058 | 1338058 | 1338058 | 1338058 | 1338058 | 1338058 | ||||||
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||
| entity_cd | LBY | LBY | LBY | LBY | LBY | LBY | ||||||
| filer_naml | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | ||||||
| filer_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | ||||||
| filer_namt | None | None | None | None | None | None | ||||||
| filer_nams | None | None | None | None | None | None | ||||||
| report_num | 000 | 000 | 001 | 000 | 000 | 000 | ||||||
| rpt_date | 2016-02-04 00:00:00 | 2016-12-21 00:00:00 | 2016-12-21 00:00:00 | 2018-12-31 00:00:00 | 2020-12-16 00:00:00 | 2021-09-22 00:00:00 | ||||||
| ls_beg_yr | 2015 | 2017 | 2017 | 2019 | 2021 | 2021 | ||||||
| ls_end_yr | 2016 | 2018 | 2018 | 2020 | 2022 | 2022 | ||||||
| qual_date | 2016-02-04 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | None | None | None | ||||||
| eff_date | None | None | None | None | None | 2021-09-17 00:00:00 | ||||||
| bus_city | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | ||||||
| bus_st | DC | IL | IL | IL | IL | IL | ||||||
| bus_zip4 | 20005 | 60606 | 60606 | 60606 | 60606 | 60606 | ||||||
| bus_phon | 2023717559 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 3125254500 | ||||||
| bus_fax | 2026610559 | 2026610559 | 2026610559 | None | None | None | ||||||
| bus_email | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | ||||||
| mail_city | None | None | None | None | None | None | ||||||
| mail_st | None | None | None | None | None | None | ||||||
| mail_zip4 | None | None | None | None | None | None | ||||||
| mail_phon | None | None | None | None | None | None | ||||||
| sig_date | 2016-02-04 00:00:00 | 2016-12-21 00:00:00 | 2016-12-21 00:00:00 | 2018-12-16 00:00:00 | 2020-12-16 00:00:00 | 2021-09-17 00:00:00 | ||||||
| sig_loc | None | None | None | None | None | None | ||||||
| sig_naml | MONROE | MONROE | MONROE | MONROE | MONROE | Monroe | ||||||
| sig_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | Tracey | ||||||
| sig_namt | None | None | None | None | None | None | ||||||
| sig_nams | None | None | None | None | None | None | ||||||
| prn_naml | MONROE | MONROE | MONROE | MONROE | MONROE | Monroe | ||||||
| prn_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | Tracey | ||||||
| prn_namt | None | None | None | None | None | None | ||||||
| prn_nams | None | None | None | None | None | None | ||||||
| sig_title | None | None | None | None | None | Executive Director | ||||||
| stmt_firm | None | None | None | None | None | None | ||||||
| ind_cb | None | None | None | None | None | None | ||||||
| bus_cb | None | None | None | None | None | None | ||||||
| trade_cb | None | None | None | None | None | None | ||||||
| oth_cb | None | None | None | None | None | None | ||||||
| a_b_name | None | None | None | None | None | None | ||||||
| a_b_city | None | None | None | None | None | None | ||||||
| a_b_st | None | None | None | None | None | None | ||||||
| a_b_zip4 | None | None | None | None | None | None | ||||||
| descrip_1 | None | None | None | None | None | None | ||||||
| descrip_2 | None | None | None | None | None | None | ||||||
| c_less50 | None | None | None | None | None | None | ||||||
| c_more50 | None | None | None | None | None | None | ||||||
| ind_class | None | None | None | None | None | None | ||||||
| ind_descr | None | None | None | None | None | None | ||||||
| bus_class | None | None | None | None | None | None | ||||||
| bus_descr | None | None | None | None | None | None | ||||||
| auth_name | None | None | None | None | None | None | ||||||
| auth_city | None | None | None | None | None | None | ||||||
| auth_st | None | None | None | None | None | None | ||||||
| auth_zip4 | None | None | None | None | None | None | ||||||
| lobby_int | None | None | None | None | None | None | ||||||
| influen_yn | None | None | None | None | None | None | ||||||
| firm_name | UBS Asset Management (Americas) Inc. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management (Americas) Inc. | UBS ASSET MANAGEMENT (AMERICAS) INC. | ||||||
| newcert_cb | X | None | None | None | None | None | ||||||
| rencert_cb | None | X | None | X | None | None | ||||||
| complet_dt | None | None | 2016-03-17 00:00:00 | None | 2020-12-11 00:00:00 | None | ||||||
| lby_reg_cb | X | X | X | X | X | None | ||||||
| lby_604_cb | None | None | None | None | None | None | ||||||
| st_leg_yn | N | Y | N | N | N | None | ||||||
| st_agency | None | None | None | None | None | None | ||||||
| lobby_cb | None | None | None | None | None | None | ||||||
| l_firm_cb | None | None | None | None | None | None |
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| adrid | 2411333 | 2508159 | 2467516 | 2536476 | 2546085 | 2379643 | ||||||
| effect_dt | 2017-01-01 00:00:00 | 2021-01-01 00:00:00 | 2019-01-01 00:00:00 | 2022-04-28 00:00:00 | 2023-01-01 00:00:00 | 2016-02-04 00:00:00 | ||||||
| add_type | 7051 | 7051 | 7051 | 7051 | 7051 | 7051 | ||||||
| session_id | 2017 | 2021 | 2019 | 2021 | 2023 | 2015 |
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | ||||
|---|---|---|---|---|---|---|---|---|
| session_id | 2015 | 2017 | 2019 | 2021 | ||||
| ethics_date | 2016-03-17 00:00:00 | 2016-03-17 00:00:00 | 2019-03-21 00:00:00 | 2020-12-11 00:00:00 |
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filing_id | 2268334 | 2239598 | 2464776 | 2020378 | 2022621 | 2014030 | 2037729 | 2054041 | 2097599 | 2119601 | 2112957 | 2126961 | 2112957 | 2152248 | 2166537 | 2371164 | 2336240 | 2411304 | 2331324 | 2372357 | 2522035 | 2394666 | 2204308 | 2434180 | 2304918 | 2339552 | 2187032 | 2612538 | 2480023 | 2551728 | 2537115 | 2682833 | 2612546 | 2594589 | 2547486 | 2709214 | 2615749 | 2671876 | 2572713 | 2695582 | 2751616 | |||||||||||||||||||||||||||||||||||||||||
| period_id | 234 | 233 | 241 | None | None | 225 | 225 | 226 | 227 | None | 228 | 228 | 228 | 229 | 230 | None | None | 239 | 236 | 237 | 243 | 238 | 232 | 240 | 235 | 236 | 231 | 247 | 242 | None | 244 | None | 247 | 246 | 244 | None | None | None | 245 | None | None | |||||||||||||||||||||||||||||||||||||||||
| form_id | F615 | F615 | F615 | F604 | F604 | F604 | F615 | F615 | F615 | F604 | F604 | F615 | F604 | F615 | F615 | F604 | F604 | F615 | F604 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F606 | F615 | F604 | F604 | F604 | F615 | F615 | F615 | F615 | F606 | F615 | F615 | F604 | F615 | |||||||||||||||||||||||||||||||||||||||||
| filing_sequence | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||||||||||||||||||||
| filing_date | 2018-07-24 00:00:00 | 2018-04-27 00:00:00 | 2020-04-02 00:00:00 | 2016-02-17 00:00:00 | 2016-03-17 00:00:00 | 2016-02-04 00:00:00 | 2016-05-02 00:00:00 | 2016-07-08 00:00:00 | 2016-10-27 00:00:00 | 2017-01-10 00:00:00 | 2016-12-21 00:00:00 | 2017-01-30 00:00:00 | 2016-12-21 00:00:00 | 2017-04-21 00:00:00 | 2017-07-11 00:00:00 | 2019-04-02 00:00:00 | 2018-12-28 00:00:00 | 2019-10-02 00:00:00 | 2018-12-31 00:00:00 | 2019-04-12 00:00:00 | 2020-10-23 00:00:00 | 2019-07-29 00:00:00 | 2018-01-23 00:00:00 | 2020-01-23 00:00:00 | 2018-10-11 00:00:00 | 2019-01-24 00:00:00 | 2017-10-10 00:00:00 | 2021-09-22 00:00:00 | 2020-07-22 00:00:00 | 2020-12-16 00:00:00 | 2020-12-16 00:00:00 | 2022-04-29 00:00:00 | 2021-09-22 00:00:00 | 2021-07-20 00:00:00 | 2021-01-26 00:00:00 | 2022-07-29 00:00:00 | 2021-09-23 00:00:00 | 2022-04-22 00:00:00 | 2021-04-07 00:00:00 | 2022-06-16 00:00:00 | 2022-11-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||||
| stmnt_type | 10001 | 10001 | 10001 | 10005 | 10006 | 10001 | 10001 | 10001 | 10001 | 10005 | 10002 | 10001 | 10001 | 10001 | 10001 | 10006 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10001 | 10001 | 10001 | 10005 | 10003 | 10005 | 10001 | 10005 | 10005 | |||||||||||||||||||||||||||||||||||||||||
| stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11003 | |||||||||||||||||||||||||||||||||||||||||
| session_id | 2017 | 2017 | 2019 | 2015 | 2015 | 2015 | 2015 | 2015 | 2015 | 2017 | 2017 | 2015 | 2017 | 2017 | 2017 | 2019 | 2019 | 2019 | 2019 | 2019 | 2019 | 2019 | 2017 | 2019 | 2017 | 2017 | 2017 | 2021 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | |||||||||||||||||||||||||||||||||||||||||
| user_id | AGLADNEY | AGLADNEY | GTAYLOR | YRODRIGU | PBANFORD | YRODRIGU | AGLADNEY | AGLADNEY | AGLADNEY | GPEREZ | CAFILER | AGLADNEY | CAFILER | SMCCONNAN | SMCCONNAN | SUSHAKOV | SARRIAGA | GTAYLOR | SARRIAGA | SUSHAKOV | GTAYLOR | VUKSTINA | AGLADNEY | VUKSTINA | JFRONEFIELD | AGLADNEY | AGLADNEY | JMENDOZA | VUKSTINA | CVANLIEW | CVANLIEW | MMERCHANT | CAFILER | CAFILER | MLUONG | CHATRIDGE | JMENDOZA | CHATRIDGE | JMAVES | JMENDOZA | CHATRIDGE | |||||||||||||||||||||||||||||||||||||||||
| special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||
| fine_audit | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11003 | 11003 | 11003 | 11003 | 11001 | 11003 | 11003 | 11003 | 11001 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||
| rpt_start | 2018-04-01 00:00:00 | 2018-01-01 00:00:00 | 2020-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2016-02-04 00:00:00 | 2016-01-01 00:00:00 | 2016-04-01 00:00:00 | 2016-07-01 00:00:00 | 1900-01-01 00:00:00 | 2016-12-21 00:00:00 | 2016-10-01 00:00:00 | 2016-12-21 00:00:00 | 2017-01-01 00:00:00 | 2017-04-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2019-07-01 00:00:00 | 2018-12-31 00:00:00 | 2019-01-01 00:00:00 | 2020-07-01 00:00:00 | 2019-04-01 00:00:00 | 2017-10-01 00:00:00 | 2019-10-01 00:00:00 | 2018-07-01 00:00:00 | 2018-10-01 00:00:00 | 2017-07-01 00:00:00 | 2021-09-22 00:00:00 | 2020-04-01 00:00:00 | 1900-01-01 00:00:00 | 2020-12-16 00:00:00 | 1900-01-01 00:00:00 | 2021-07-01 00:00:00 | 2021-04-01 00:00:00 | 2020-10-01 00:00:00 | 2022-04-01 00:00:00 | 1900-01-01 00:00:00 | 2022-01-01 00:00:00 | 2021-01-01 00:00:00 | 1900-01-01 00:00:00 | 2022-07-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||||
| rpt_end | 2018-06-30 00:00:00 | 2018-03-31 00:00:00 | 2020-03-31 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2016-02-04 00:00:00 | 2016-03-31 00:00:00 | 2016-06-30 00:00:00 | 2016-09-30 00:00:00 | 1900-01-01 00:00:00 | 2016-12-21 00:00:00 | 2016-12-31 00:00:00 | 2016-12-21 00:00:00 | 2017-03-31 00:00:00 | 2017-06-30 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2019-09-30 00:00:00 | 2018-12-31 00:00:00 | 2019-03-31 00:00:00 | 2020-09-30 00:00:00 | 2019-06-30 00:00:00 | 2017-12-31 00:00:00 | 2019-12-31 00:00:00 | 2018-09-30 00:00:00 | 2018-12-31 00:00:00 | 2017-09-30 00:00:00 | 2021-09-22 00:00:00 | 2020-06-30 00:00:00 | 1900-01-01 00:00:00 | 2020-12-16 00:00:00 | 1900-01-01 00:00:00 | 2021-09-17 00:00:00 | 2021-06-30 00:00:00 | 2020-12-31 00:00:00 | 2022-06-30 00:00:00 | 1900-01-01 00:00:00 | 2022-03-31 00:00:00 | 2021-03-31 00:00:00 | 1900-01-01 00:00:00 | 2022-09-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||||
| rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||||
| filing_type | 22006 | 22006 | 22006 | None | None | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | None | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | None | 22006 | 22006 | 22006 | None | None | None | 22006 | None | None |
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filer_type | 4 | 4 | 4 | 4 | 4 | 4 | 4 | |||||||
| active | Y | Y | Y | Y | T | Y | N | |||||||
| race | None | None | 0 | None | None | None | None | |||||||
| session_id | 2019 | 2021 | 2015 | 2017 | 2021 | 2021 | 2023 | |||||||
| category | None | None | 0 | None | None | None | None | |||||||
| category_type | None | None | 0 | None | None | None | None | |||||||
| sub_category | None | None | 0 | None | None | None | None | |||||||
| effect_dt | 2019-01-01 00:00:00 | 2021-01-01 00:00:00 | 2016-02-04 00:00:00 | 2017-01-01 00:00:00 | 2021-09-17 00:00:00 | 2022-04-28 00:00:00 | 2023-01-01 00:00:00 | |||||||
| sub_category_type | None | None | 0 | None | None | None | None | |||||||
| election_type | None | None | 0 | None | None | None | None | |||||||
| sub_category_a | None | None | None | None | None | None | None | |||||||
| nyq_dt | None | None | None | None | None | None | None | |||||||
| party_cd | None | None | 0 | None | None | None | None | |||||||
| county_cd | None | None | 0 | None | None | None | None | |||||||
| district_cd | None | None | 0 | None | None | None | None |
| filer_id | 1382050 | |
|---|---|---|
| xref_id | 1382050 | |
| effect_dt | 2016-01-19 00:00:00 | |
| migration_source | CLAIMS |
| xref_filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||||||||||||||||||||||||||
| filer_type | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | ||||||||||||||||||||||||||||||
| status | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | ||||||||||||||||||||||||||||||
| effect_dt | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | ||||||||||||||||||||||||||||||
| naml | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | ||||||||||||||||||||||||||||||
| namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | ||||||||||||||||||||||||||||||
| namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
| nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
| adr1 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
| adr2 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
| city | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | ||||||||||||||||||||||||||||||
| st | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | ||||||||||||||||||||||||||||||
| zip4 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | ||||||||||||||||||||||||||||||
| phon | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | ||||||||||||||||||||||||||||||
| fax | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | ||||||||||||||||||||||||||||||||||||||||||||||||||
| [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] |
| filer_id | 1382050 |
|---|
| filer_id | 1382050 | |
|---|---|---|
| change_no | 0 | |
| session_id | 2021 | |
| log_dt | 2022-04-29 00:00:00 | |
| filer_type | 4 | |
| correction_flg | None | |
| action | ADDED | |
| attribute_changed | EMPLOYER | |
| ethics_dt | None | |
| interests | None | |
| filer_full_name | TRACEY MONROE | |
| filer_city | None | |
| filer_st | None | |
| filer_zip | None | |
| filer_phone | None | |
| entity_type | 2 | |
| entity_name | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | |
| entity_city | None | |
| entity_st | None | |
| entity_zip | None | |
| entity_phone | None | |
| entity_id | 1356260 | |
| responsible_officer | None | |
| effect_dt | 2022-04-28 00:00:00 |
| filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filing_file_name | 2112957_0.cal | 2112957_1.cal | 2014030_0.cal | 2331324_0.cal | 2612538_0.cal | 2537115_0.cal | ||||||
| received_date | 2016-12-21 00:00:00 | 2016-12-21 00:00:00 | 2016-02-04 00:00:00 | 2018-12-31 00:00:00 | 2021-09-22 00:00:00 | 2020-12-16 00:00:00 | ||||||
| filing_directory | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | ||||||
| filing_id | 2112957 | 2112957 | 2014030 | 2331324 | 2612538 | 2537115 | ||||||
| form_id | F604 | F604 | F604 | F604 | F606 | F604 | ||||||
| receive_comment | Filing accepted | Filing accepted | Filing accepted | Filing accepted | Filing accepted | Filing accepted |