filing_id | 2054041 | 2037729 | 2097599 | 2166537 | 2126961 | 2152248 | 2187032 | 2268334 | 2239598 | 2304918 | 2204308 | 2339552 | 2394666 | 2372357 | 2464776 | 2434180 | 2411304 | 2572713 | 2480023 | 2522035 | 2547486 | 2594589 | 2612546 | |||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||
rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | |||||||||||||||||||||||
form_type | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | |||||||||||||||||||||||
sender_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||
entity_cd | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | |||||||||||||||||||||||
filer_naml | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | |||||||||||||||||||||||
filer_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | |||||||||||||||||||||||
filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
report_num | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | |||||||||||||||||||||||
rpt_date | 2016-07-08 00:00:00 | 2016-05-02 00:00:00 | 2016-10-27 00:00:00 | 2017-07-11 00:00:00 | 2017-01-30 00:00:00 | 2017-04-21 00:00:00 | 2017-10-10 00:00:00 | 2018-07-24 00:00:00 | 2018-04-27 00:00:00 | 2018-10-11 00:00:00 | 2018-01-23 00:00:00 | 2019-01-24 00:00:00 | 2019-07-29 00:00:00 | 2019-04-12 00:00:00 | 2020-04-02 00:00:00 | 2020-01-23 00:00:00 | 2019-10-02 00:00:00 | 2021-04-07 00:00:00 | 2020-07-22 00:00:00 | 2020-10-23 00:00:00 | 2021-01-26 00:00:00 | 2021-07-20 00:00:00 | 2021-09-22 00:00:00 | |||||||||||||||||||||||
from_date | 2016-04-01 00:00:00 | 2016-01-01 00:00:00 | 2016-07-01 00:00:00 | 2017-04-01 00:00:00 | 2016-10-01 00:00:00 | 2017-01-01 00:00:00 | 2017-07-01 00:00:00 | 2018-04-01 00:00:00 | 2018-01-01 00:00:00 | 2018-07-01 00:00:00 | 2017-10-01 00:00:00 | 2018-10-01 00:00:00 | 2019-04-01 00:00:00 | 2019-01-01 00:00:00 | 2020-01-01 00:00:00 | 2019-10-01 00:00:00 | 2019-07-01 00:00:00 | 2021-01-01 00:00:00 | 2020-04-01 00:00:00 | 2020-07-01 00:00:00 | 2020-10-01 00:00:00 | 2021-04-01 00:00:00 | 2021-07-01 00:00:00 | |||||||||||||||||||||||
thru_date | 2016-06-30 00:00:00 | 2016-03-31 00:00:00 | 2016-09-30 00:00:00 | 2017-06-30 00:00:00 | 2016-12-31 00:00:00 | 2017-03-31 00:00:00 | 2017-09-30 00:00:00 | 2018-06-30 00:00:00 | 2018-03-31 00:00:00 | 2018-09-30 00:00:00 | 2017-12-31 00:00:00 | 2018-12-31 00:00:00 | 2019-06-30 00:00:00 | 2019-03-31 00:00:00 | 2020-03-31 00:00:00 | 2019-12-31 00:00:00 | 2019-09-30 00:00:00 | 2021-03-31 00:00:00 | 2020-06-30 00:00:00 | 2020-09-30 00:00:00 | 2020-12-31 00:00:00 | 2021-06-30 00:00:00 | 2021-09-17 00:00:00 | |||||||||||||||||||||||
cum_beg_dt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
firm_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||
firm_name | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management (Americas) Inc. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | |||||||||||||||||||||||
firm_city | WASHINGTON | WASHINGTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | |||||||||||||||||||||||
firm_st | DC | DC | DC | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | IL | |||||||||||||||||||||||
firm_zip4 | 20005 | 20005 | 20005 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | 60606 | |||||||||||||||||||||||
firm_phon | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | 3125254500 | |||||||||||||||||||||||
mail_city | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
mail_st | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
sig_date | 2016-07-08 00:00:00 | 2016-05-02 00:00:00 | 2016-10-27 00:00:00 | 2017-07-11 00:00:00 | 2017-01-30 00:00:00 | 2017-04-21 00:00:00 | 2017-10-10 00:00:00 | 2018-07-24 00:00:00 | 2018-04-27 00:00:00 | 2018-10-11 00:00:00 | 2018-01-23 00:00:00 | 2019-01-24 00:00:00 | 2019-07-29 00:00:00 | 2019-04-12 00:00:00 | 2020-04-02 00:00:00 | 2020-01-23 00:00:00 | 2019-10-02 00:00:00 | 2021-04-07 00:00:00 | 2020-07-22 00:00:00 | 2020-10-23 00:00:00 | 2021-01-26 00:00:00 | 2021-07-20 00:00:00 | 2021-09-22 00:00:00 | |||||||||||||||||||||||
sig_loc | Washington, DC | Washington, DC | Washington, DC | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | Chicago, IL | |||||||||||||||||||||||
sig_naml | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monrie | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | |||||||||||||||||||||||
sig_namf | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Traacey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | |||||||||||||||||||||||
sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
prn_naml | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monrie | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | Monroe | |||||||||||||||||||||||
prn_namf | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Traacey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | Tracey | |||||||||||||||||||||||
prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
sig_title | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Lobbyist | Investment Advisor | Investment Advisor | Investment Adviser | Lobbyist | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Investment Advisor | Executive Director | |||||||||||||||||||||||
nopart1_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||
nopart2_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||
part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
ctrib_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
lby_actvty | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
major_naml | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
major_namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
major_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
major_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||
rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
filing_id | 2014030 | 2112957 | 2112957 | 2331324 | 2537115 | 2612538 | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 0 | 1 | 0 | 0 | 0 | ||||||
rec_type | CVR | CVR | CVR | CVR | CVR | CVR | ||||||
form_type | F604 | F604 | F604 | F604 | F604 | F606 | ||||||
sender_id | 1338058 | 1338058 | 1338058 | 1338058 | 1338058 | 1338058 | ||||||
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||
entity_cd | LBY | LBY | LBY | LBY | LBY | LBY | ||||||
filer_naml | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | ||||||
filer_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | ||||||
filer_namt | None | None | None | None | None | None | ||||||
filer_nams | None | None | None | None | None | None | ||||||
report_num | 000 | 000 | 001 | 000 | 000 | 000 | ||||||
rpt_date | 2016-02-04 00:00:00 | 2016-12-21 00:00:00 | 2016-12-21 00:00:00 | 2018-12-31 00:00:00 | 2020-12-16 00:00:00 | 2021-09-22 00:00:00 | ||||||
ls_beg_yr | 2015 | 2017 | 2017 | 2019 | 2021 | 2021 | ||||||
ls_end_yr | 2016 | 2018 | 2018 | 2020 | 2022 | 2022 | ||||||
qual_date | 2016-02-04 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | None | None | None | ||||||
eff_date | None | None | None | None | None | 2021-09-17 00:00:00 | ||||||
bus_city | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | CHICAGO | CHICAGO | ||||||
bus_st | DC | IL | IL | IL | IL | IL | ||||||
bus_zip4 | 20005 | 60606 | 60606 | 60606 | 60606 | 60606 | ||||||
bus_phon | 2023717559 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 3125254500 | ||||||
bus_fax | 2026610559 | 2026610559 | 2026610559 | None | None | None | ||||||
bus_email | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | ||||||
mail_city | None | None | None | None | None | None | ||||||
mail_st | None | None | None | None | None | None | ||||||
mail_zip4 | None | None | None | None | None | None | ||||||
mail_phon | None | None | None | None | None | None | ||||||
sig_date | 2016-02-04 00:00:00 | 2016-12-21 00:00:00 | 2016-12-21 00:00:00 | 2018-12-16 00:00:00 | 2020-12-16 00:00:00 | 2021-09-17 00:00:00 | ||||||
sig_loc | None | None | None | None | None | None | ||||||
sig_naml | MONROE | MONROE | MONROE | MONROE | MONROE | Monroe | ||||||
sig_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | Tracey | ||||||
sig_namt | None | None | None | None | None | None | ||||||
sig_nams | None | None | None | None | None | None | ||||||
prn_naml | MONROE | MONROE | MONROE | MONROE | MONROE | Monroe | ||||||
prn_namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | Tracey | ||||||
prn_namt | None | None | None | None | None | None | ||||||
prn_nams | None | None | None | None | None | None | ||||||
sig_title | None | None | None | None | None | Executive Director | ||||||
stmt_firm | None | None | None | None | None | None | ||||||
ind_cb | None | None | None | None | None | None | ||||||
bus_cb | None | None | None | None | None | None | ||||||
trade_cb | None | None | None | None | None | None | ||||||
oth_cb | None | None | None | None | None | None | ||||||
a_b_name | None | None | None | None | None | None | ||||||
a_b_city | None | None | None | None | None | None | ||||||
a_b_st | None | None | None | None | None | None | ||||||
a_b_zip4 | None | None | None | None | None | None | ||||||
descrip_1 | None | None | None | None | None | None | ||||||
descrip_2 | None | None | None | None | None | None | ||||||
c_less50 | None | None | None | None | None | None | ||||||
c_more50 | None | None | None | None | None | None | ||||||
ind_class | None | None | None | None | None | None | ||||||
ind_descr | None | None | None | None | None | None | ||||||
bus_class | None | None | None | None | None | None | ||||||
bus_descr | None | None | None | None | None | None | ||||||
auth_name | None | None | None | None | None | None | ||||||
auth_city | None | None | None | None | None | None | ||||||
auth_st | None | None | None | None | None | None | ||||||
auth_zip4 | None | None | None | None | None | None | ||||||
lobby_int | None | None | None | None | None | None | ||||||
influen_yn | None | None | None | None | None | None | ||||||
firm_name | UBS Asset Management (Americas) Inc. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS ASSET MANAGEMENT (AMERICAS) INC. | UBS Asset Management (Americas) Inc. | UBS ASSET MANAGEMENT (AMERICAS) INC. | ||||||
newcert_cb | X | None | None | None | None | None | ||||||
rencert_cb | None | X | None | X | None | None | ||||||
complet_dt | None | None | 2016-03-17 00:00:00 | None | 2020-12-11 00:00:00 | None | ||||||
lby_reg_cb | X | X | X | X | X | None | ||||||
lby_604_cb | None | None | None | None | None | None | ||||||
st_leg_yn | N | Y | N | N | N | None | ||||||
st_agency | None | None | None | None | None | None | ||||||
lobby_cb | None | None | None | None | None | None | ||||||
l_firm_cb | None | None | None | None | None | None |
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
adrid | 2411333 | 2508159 | 2467516 | 2536476 | 2546085 | 2379643 | ||||||
effect_dt | 2017-01-01 00:00:00 | 2021-01-01 00:00:00 | 2019-01-01 00:00:00 | 2022-04-28 00:00:00 | 2023-01-01 00:00:00 | 2016-02-04 00:00:00 | ||||||
add_type | 7051 | 7051 | 7051 | 7051 | 7051 | 7051 | ||||||
session_id | 2017 | 2021 | 2019 | 2021 | 2023 | 2015 |
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | ||||
---|---|---|---|---|---|---|---|---|
session_id | 2015 | 2017 | 2019 | 2021 | ||||
ethics_date | 2016-03-17 00:00:00 | 2016-03-17 00:00:00 | 2019-03-21 00:00:00 | 2020-12-11 00:00:00 |
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filing_id | 2268334 | 2239598 | 2464776 | 2020378 | 2022621 | 2014030 | 2037729 | 2054041 | 2097599 | 2119601 | 2112957 | 2126961 | 2112957 | 2152248 | 2166537 | 2371164 | 2336240 | 2411304 | 2331324 | 2372357 | 2522035 | 2394666 | 2204308 | 2434180 | 2304918 | 2339552 | 2187032 | 2612538 | 2480023 | 2551728 | 2537115 | 2682833 | 2612546 | 2594589 | 2547486 | 2709214 | 2615749 | 2671876 | 2572713 | 2695582 | 2751616 | |||||||||||||||||||||||||||||||||||||||||
period_id | 234 | 233 | 241 | None | None | 225 | 225 | 226 | 227 | None | 228 | 228 | 228 | 229 | 230 | None | None | 239 | 236 | 237 | 243 | 238 | 232 | 240 | 235 | 236 | 231 | 247 | 242 | None | 244 | None | 247 | 246 | 244 | None | None | None | 245 | None | None | |||||||||||||||||||||||||||||||||||||||||
form_id | F615 | F615 | F615 | F604 | F604 | F604 | F615 | F615 | F615 | F604 | F604 | F615 | F604 | F615 | F615 | F604 | F604 | F615 | F604 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F606 | F615 | F604 | F604 | F604 | F615 | F615 | F615 | F615 | F606 | F615 | F615 | F604 | F615 | |||||||||||||||||||||||||||||||||||||||||
filing_sequence | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||||||||||||||||||||
filing_date | 2018-07-24 00:00:00 | 2018-04-27 00:00:00 | 2020-04-02 00:00:00 | 2016-02-17 00:00:00 | 2016-03-17 00:00:00 | 2016-02-04 00:00:00 | 2016-05-02 00:00:00 | 2016-07-08 00:00:00 | 2016-10-27 00:00:00 | 2017-01-10 00:00:00 | 2016-12-21 00:00:00 | 2017-01-30 00:00:00 | 2016-12-21 00:00:00 | 2017-04-21 00:00:00 | 2017-07-11 00:00:00 | 2019-04-02 00:00:00 | 2018-12-28 00:00:00 | 2019-10-02 00:00:00 | 2018-12-31 00:00:00 | 2019-04-12 00:00:00 | 2020-10-23 00:00:00 | 2019-07-29 00:00:00 | 2018-01-23 00:00:00 | 2020-01-23 00:00:00 | 2018-10-11 00:00:00 | 2019-01-24 00:00:00 | 2017-10-10 00:00:00 | 2021-09-22 00:00:00 | 2020-07-22 00:00:00 | 2020-12-16 00:00:00 | 2020-12-16 00:00:00 | 2022-04-29 00:00:00 | 2021-09-22 00:00:00 | 2021-07-20 00:00:00 | 2021-01-26 00:00:00 | 2022-07-29 00:00:00 | 2021-09-23 00:00:00 | 2022-04-22 00:00:00 | 2021-04-07 00:00:00 | 2022-06-16 00:00:00 | 2022-11-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||||
stmnt_type | 10001 | 10001 | 10001 | 10005 | 10006 | 10001 | 10001 | 10001 | 10001 | 10005 | 10002 | 10001 | 10001 | 10001 | 10001 | 10006 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10001 | 10001 | 10001 | 10005 | 10003 | 10005 | 10001 | 10005 | 10005 | |||||||||||||||||||||||||||||||||||||||||
stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11003 | |||||||||||||||||||||||||||||||||||||||||
session_id | 2017 | 2017 | 2019 | 2015 | 2015 | 2015 | 2015 | 2015 | 2015 | 2017 | 2017 | 2015 | 2017 | 2017 | 2017 | 2019 | 2019 | 2019 | 2019 | 2019 | 2019 | 2019 | 2017 | 2019 | 2017 | 2017 | 2017 | 2021 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | |||||||||||||||||||||||||||||||||||||||||
user_id | AGLADNEY | AGLADNEY | GTAYLOR | YRODRIGU | PBANFORD | YRODRIGU | AGLADNEY | AGLADNEY | AGLADNEY | GPEREZ | CAFILER | AGLADNEY | CAFILER | SMCCONNAN | SMCCONNAN | SUSHAKOV | SARRIAGA | GTAYLOR | SARRIAGA | SUSHAKOV | GTAYLOR | VUKSTINA | AGLADNEY | VUKSTINA | JFRONEFIELD | AGLADNEY | AGLADNEY | JMENDOZA | VUKSTINA | CVANLIEW | CVANLIEW | MMERCHANT | CAFILER | CAFILER | MLUONG | CHATRIDGE | JMENDOZA | CHATRIDGE | JMAVES | JMENDOZA | CHATRIDGE | |||||||||||||||||||||||||||||||||||||||||
special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||
fine_audit | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11003 | 11003 | 11003 | 11003 | 11001 | 11003 | 11003 | 11003 | 11001 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||
rpt_start | 2018-04-01 00:00:00 | 2018-01-01 00:00:00 | 2020-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2016-02-04 00:00:00 | 2016-01-01 00:00:00 | 2016-04-01 00:00:00 | 2016-07-01 00:00:00 | 1900-01-01 00:00:00 | 2016-12-21 00:00:00 | 2016-10-01 00:00:00 | 2016-12-21 00:00:00 | 2017-01-01 00:00:00 | 2017-04-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2019-07-01 00:00:00 | 2018-12-31 00:00:00 | 2019-01-01 00:00:00 | 2020-07-01 00:00:00 | 2019-04-01 00:00:00 | 2017-10-01 00:00:00 | 2019-10-01 00:00:00 | 2018-07-01 00:00:00 | 2018-10-01 00:00:00 | 2017-07-01 00:00:00 | 2021-09-22 00:00:00 | 2020-04-01 00:00:00 | 1900-01-01 00:00:00 | 2020-12-16 00:00:00 | 1900-01-01 00:00:00 | 2021-07-01 00:00:00 | 2021-04-01 00:00:00 | 2020-10-01 00:00:00 | 2022-04-01 00:00:00 | 1900-01-01 00:00:00 | 2022-01-01 00:00:00 | 2021-01-01 00:00:00 | 1900-01-01 00:00:00 | 2022-07-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||||
rpt_end | 2018-06-30 00:00:00 | 2018-03-31 00:00:00 | 2020-03-31 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2016-02-04 00:00:00 | 2016-03-31 00:00:00 | 2016-06-30 00:00:00 | 2016-09-30 00:00:00 | 1900-01-01 00:00:00 | 2016-12-21 00:00:00 | 2016-12-31 00:00:00 | 2016-12-21 00:00:00 | 2017-03-31 00:00:00 | 2017-06-30 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2019-09-30 00:00:00 | 2018-12-31 00:00:00 | 2019-03-31 00:00:00 | 2020-09-30 00:00:00 | 2019-06-30 00:00:00 | 2017-12-31 00:00:00 | 2019-12-31 00:00:00 | 2018-09-30 00:00:00 | 2018-12-31 00:00:00 | 2017-09-30 00:00:00 | 2021-09-22 00:00:00 | 2020-06-30 00:00:00 | 1900-01-01 00:00:00 | 2020-12-16 00:00:00 | 1900-01-01 00:00:00 | 2021-09-17 00:00:00 | 2021-06-30 00:00:00 | 2020-12-31 00:00:00 | 2022-06-30 00:00:00 | 1900-01-01 00:00:00 | 2022-03-31 00:00:00 | 2021-03-31 00:00:00 | 1900-01-01 00:00:00 | 2022-09-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||||
rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||||
filing_type | 22006 | 22006 | 22006 | None | None | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | None | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | None | 22006 | 22006 | 22006 | None | None | None | 22006 | None | None |
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filer_type | 4 | 4 | 4 | 4 | 4 | 4 | 4 | |||||||
active | Y | Y | Y | Y | T | Y | N | |||||||
race | None | None | 0 | None | None | None | None | |||||||
session_id | 2019 | 2021 | 2015 | 2017 | 2021 | 2021 | 2023 | |||||||
category | None | None | 0 | None | None | None | None | |||||||
category_type | None | None | 0 | None | None | None | None | |||||||
sub_category | None | None | 0 | None | None | None | None | |||||||
effect_dt | 2019-01-01 00:00:00 | 2021-01-01 00:00:00 | 2016-02-04 00:00:00 | 2017-01-01 00:00:00 | 2021-09-17 00:00:00 | 2022-04-28 00:00:00 | 2023-01-01 00:00:00 | |||||||
sub_category_type | None | None | 0 | None | None | None | None | |||||||
election_type | None | None | 0 | None | None | None | None | |||||||
sub_category_a | None | None | None | None | None | None | None | |||||||
nyq_dt | None | None | None | None | None | None | None | |||||||
party_cd | None | None | 0 | None | None | None | None | |||||||
county_cd | None | None | 0 | None | None | None | None | |||||||
district_cd | None | None | 0 | None | None | None | None |
filer_id | 1382050 | |
---|---|---|
xref_id | 1382050 | |
effect_dt | 2016-01-19 00:00:00 | |
migration_source | CLAIMS |
xref_filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||||||||||||||||||||||||||
filer_type | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | ||||||||||||||||||||||||||||||
status | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | ||||||||||||||||||||||||||||||
effect_dt | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | ||||||||||||||||||||||||||||||
naml | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | MONROE | ||||||||||||||||||||||||||||||
namf | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | TRACEY | ||||||||||||||||||||||||||||||
namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
adr1 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
adr2 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||
city | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | WASHINGTON | CHICAGO | CHICAGO | CHICAGO | BOSTON | BOSTON | ||||||||||||||||||||||||||||||
st | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | DC | IL | IL | IL | MA | MA | ||||||||||||||||||||||||||||||
zip4 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | 20005 | 60606 | 60606 | 60606 | 02110 | 02110 | ||||||||||||||||||||||||||||||
phon | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | 2023717559 | 2023717559 | 3125254500 | 3125254500 | 6177224737 | 6177224737 | ||||||||||||||||||||||||||||||
fax | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | 2026610559 | ||||||||||||||||||||||||||||||||||||||||||||||||||
[email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] |
filer_id | 1382050 |
---|
filer_id | 1382050 | |
---|---|---|
change_no | 0 | |
session_id | 2021 | |
log_dt | 2022-04-29 00:00:00 | |
filer_type | 4 | |
correction_flg | None | |
action | ADDED | |
attribute_changed | EMPLOYER | |
ethics_dt | None | |
interests | None | |
filer_full_name | TRACEY MONROE | |
filer_city | None | |
filer_st | None | |
filer_zip | None | |
filer_phone | None | |
entity_type | 2 | |
entity_name | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | |
entity_city | None | |
entity_st | None | |
entity_zip | None | |
entity_phone | None | |
entity_id | 1356260 | |
responsible_officer | None | |
effect_dt | 2022-04-28 00:00:00 |
filer_id | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | 1382050 | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
filing_file_name | 2112957_0.cal | 2112957_1.cal | 2014030_0.cal | 2331324_0.cal | 2612538_0.cal | 2537115_0.cal | ||||||
received_date | 2016-12-21 00:00:00 | 2016-12-21 00:00:00 | 2016-02-04 00:00:00 | 2018-12-31 00:00:00 | 2021-09-22 00:00:00 | 2020-12-16 00:00:00 | ||||||
filing_directory | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | ||||||
filing_id | 2112957 | 2112957 | 2014030 | 2331324 | 2612538 | 2537115 | ||||||
form_id | F604 | F604 | F604 | F604 | F606 | F604 | ||||||
receive_comment | Filing accepted | Filing accepted | Filing accepted | Filing accepted | Filing accepted | Filing accepted |