| filing_id | 1899037 | 1837855 | 1864556 | 1837855 | 1822810 | 1822809 | 2087779 | 2166376 | 2150219 | 2119912 | 2187816 | 2200444 | 2263860 | 2228935 | 2306484 | 2340276 | 2375354 | 2391856 | 2430084 | 2412859 | 2478428 | 2465435 | 2546772 | 2513111 | 2576669 | 2594198 | 2576669 | 2618097 | 2594198 | 2675925 | 2640367 | 2705981 | 2747485 | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||||||||||||
| rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | |||||||||||||||||||||||||||||||||
| form_type | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | |||||||||||||||||||||||||||||||||
| sender_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | |||||||||||||||||||||||||||||||||
| filer_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | |||||||||||||||||||||||||||||||||
| entity_cd | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | |||||||||||||||||||||||||||||||||
| filer_naml | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | |||||||||||||||||||||||||||||||||
| filer_namf | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | |||||||||||||||||||||||||||||||||
| filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| report_num | 000 | 001 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 001 | 001 | 000 | 000 | 000 | 000 | 000 | 000 | |||||||||||||||||||||||||||||||||
| rpt_date | 2014-10-16 00:00:00 | 2014-06-10 00:00:00 | 2014-07-21 00:00:00 | 2014-04-11 00:00:00 | 2014-02-18 00:00:00 | 2014-02-18 00:00:00 | 2016-10-12 00:00:00 | 2017-07-11 00:00:00 | 2017-04-10 00:00:00 | 2017-01-17 00:00:00 | 2017-10-16 00:00:00 | 2018-01-08 00:00:00 | 2018-07-11 00:00:00 | 2018-04-06 00:00:00 | 2018-10-15 00:00:00 | 2019-01-25 00:00:00 | 2019-04-22 00:00:00 | 2019-07-22 00:00:00 | 2020-01-13 00:00:00 | 2019-10-14 00:00:00 | 2020-07-14 00:00:00 | 2020-04-13 00:00:00 | 2021-01-25 00:00:00 | 2020-10-12 00:00:00 | 2021-04-26 00:00:00 | 2021-08-10 00:00:00 | 2021-08-10 00:00:00 | 2021-10-22 00:00:00 | 2021-07-19 00:00:00 | 2022-05-02 00:00:00 | 2022-01-28 00:00:00 | 2022-08-01 00:00:00 | 2022-10-31 00:00:00 | |||||||||||||||||||||||||||||||||
| from_date | 2014-07-01 00:00:00 | 2014-01-01 00:00:00 | 2014-04-01 00:00:00 | 2013-12-31 00:00:00 | 2013-06-30 00:00:00 | 2013-09-01 00:00:00 | 2016-07-01 00:00:00 | 2017-04-01 00:00:00 | 2017-01-01 00:00:00 | 2016-10-01 00:00:00 | 2017-07-01 00:00:00 | 2017-10-01 00:00:00 | 2018-04-01 00:00:00 | 2018-01-01 00:00:00 | 2018-07-01 00:00:00 | 2018-10-01 00:00:00 | 2019-01-01 00:00:00 | 2019-04-01 00:00:00 | 2019-10-01 00:00:00 | 2019-07-01 00:00:00 | 2020-04-01 00:00:00 | 2020-01-01 00:00:00 | 2020-10-01 00:00:00 | 2020-07-01 00:00:00 | 2021-01-01 00:00:00 | 2021-04-01 00:00:00 | 2021-01-01 00:00:00 | 2021-07-01 00:00:00 | 2021-04-01 00:00:00 | 2022-01-01 00:00:00 | 2021-10-01 00:00:00 | 2022-04-01 00:00:00 | 2022-07-01 00:00:00 | |||||||||||||||||||||||||||||||||
| thru_date | 2014-09-30 00:00:00 | 2014-03-31 00:00:00 | 2014-06-30 00:00:00 | 2014-03-31 00:00:00 | 2013-09-30 00:00:00 | 2013-12-31 00:00:00 | 2016-09-30 00:00:00 | 2017-06-30 00:00:00 | 2017-03-31 00:00:00 | 2016-12-31 00:00:00 | 2017-09-30 00:00:00 | 2017-12-31 00:00:00 | 2018-06-30 00:00:00 | 2018-03-31 00:00:00 | 2018-09-30 00:00:00 | 2018-12-31 00:00:00 | 2019-03-31 00:00:00 | 2019-06-30 00:00:00 | 2019-12-31 00:00:00 | 2019-09-30 00:00:00 | 2020-06-30 00:00:00 | 2020-03-31 00:00:00 | 2020-12-31 00:00:00 | 2020-09-30 00:00:00 | 2021-03-31 00:00:00 | 2021-06-30 00:00:00 | 2021-03-31 00:00:00 | 2021-09-30 00:00:00 | 2021-06-30 00:00:00 | 2022-03-31 00:00:00 | 2021-12-31 00:00:00 | 2022-06-30 00:00:00 | 2022-09-30 00:00:00 | |||||||||||||||||||||||||||||||||
| cum_beg_dt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| firm_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | |||||||||||||||||||||||||||||||||
| firm_name | AXA IM | AXA Investment Managers | AXA Investment Managers | AXA Investment Managers | AXA Investment Managers | AXA Investment Managers | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | NIKKO ASSET MANAGEMENT AMERICAS, INC. | Nikko Asset Management Americas. Inc. | NIKKO ASSET MANAGEMENT AMERICAS, INC. | Nikko Asset Management Americas. Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | Nikko Asset Management Americas, Inc. | |||||||||||||||||||||||||||||||||
| firm_city | ORINDA | ORINDA | ORINDA | ORINDA | ORINDA | ORINDA | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | |||||||||||||||||||||||||||||||||
| firm_st | CA | CA | CA | CA | CA | CA | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | |||||||||||||||||||||||||||||||||
| firm_zip4 | 94563 | 94563 | 94563 | 94563 | 94563 | 94563 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | 10158 | |||||||||||||||||||||||||||||||||
| firm_phon | 9252537271 | 9252537271 | 9252537271 | 9252537271 | 9252537271 | 9252537271 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | |||||||||||||||||||||||||||||||||
| mail_city | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| mail_st | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| sig_date | 2014-10-16 00:00:00 | 2014-06-10 00:00:00 | 2014-07-21 00:00:00 | 2014-04-11 00:00:00 | 2014-02-18 00:00:00 | 2014-02-18 00:00:00 | 2016-10-11 00:00:00 | 2017-07-07 00:00:00 | 2017-04-10 00:00:00 | 2017-01-17 00:00:00 | 2017-10-04 00:00:00 | 2018-01-08 00:00:00 | 2018-07-06 00:00:00 | 2018-04-06 00:00:00 | 2018-10-10 00:00:00 | 2019-01-25 00:00:00 | 2019-04-10 00:00:00 | 2019-07-22 00:00:00 | 2019-01-13 00:00:00 | 2019-10-04 00:00:00 | 2020-07-14 00:00:00 | 2020-04-13 00:00:00 | 2021-01-25 00:00:00 | 2020-10-12 00:00:00 | 2021-04-20 00:00:00 | 2021-08-10 00:00:00 | 2021-08-10 00:00:00 | 2021-10-22 00:00:00 | 2021-07-19 00:00:00 | 2022-04-21 00:00:00 | 2022-01-26 00:00:00 | 2022-07-31 00:00:00 | 2022-10-31 00:00:00 | |||||||||||||||||||||||||||||||||
| sig_loc | Orinda, CA | Orinda, CA | Orinda CA | Orinda, CA | Orinda, CA | Orinda, CA | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | New York, NY | NEW YORK, NEW YORK | New York, NY | New York NY | New York, NY | New York, NY | New York, NY | New York, NY | NEW YORK | NEW YORK | New York, NY | New York, NY | New York | NEW YORK | New York, NY | New York, NY | New York, NY | New York | New York, NY | New York, NY | NEW YORK, NEW YORK | New York, NY | |||||||||||||||||||||||||||||||||
| sig_naml | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | |||||||||||||||||||||||||||||||||
| sig_namf | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | |||||||||||||||||||||||||||||||||
| sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| prn_naml | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | Remstedt | |||||||||||||||||||||||||||||||||
| prn_namf | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | Lawrence | |||||||||||||||||||||||||||||||||
| prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| sig_title | Director, Institutional Relations | Director of Institutional Relations | Director | Director, Institutional Relations | Director of Institutional Relations | Director of Institutional Relations | Vice President | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | Lobbyist Employee | |||||||||||||||||||||||||||||||||
| nopart1_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||||||||||||
| nopart2_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||||||||||||
| part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| ctrib_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| lby_actvty | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| major_naml | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| major_namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| major_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| major_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||
| rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 2329554 | 2540288 | 2540288 | |||
|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 1 | |||
| rec_type | CVR | CVR | CVR | |||
| form_type | F604 | F604 | F604 | |||
| sender_id | 1385050 | 1385050 | 1385050 | |||
| filer_id | 1359982 | 1359982 | 1359982 | |||
| entity_cd | LBY | LBY | LBY | |||
| filer_naml | REMSTEDT | REMSTEDT | REMSTEDT | |||
| filer_namf | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | |||
| filer_namt | None | None | None | |||
| filer_nams | None | None | None | |||
| report_num | 000 | 000 | 001 | |||
| rpt_date | 2018-12-26 00:00:00 | 2020-12-30 00:00:00 | 2021-04-26 00:00:00 | |||
| ls_beg_yr | 2019 | 2021 | 2021 | |||
| ls_end_yr | 2020 | 2022 | 2022 | |||
| qual_date | 2019-01-01 00:00:00 | 2021-01-01 00:00:00 | 2021-01-01 00:00:00 | |||
| eff_date | None | None | None | |||
| bus_city | NEW YORK | NEW YORK | NEW YORK | |||
| bus_st | NY | NY | NY | |||
| bus_zip4 | 10158 | 10158 | 10158 | |||
| bus_phon | 2126106115 | 2126106115 | 2126106115 | |||
| bus_fax | None | None | None | |||
| bus_email | [email protected] | [email protected] | [email protected] | |||
| mail_city | None | None | None | |||
| mail_st | None | None | None | |||
| mail_zip4 | None | None | None | |||
| mail_phon | None | None | None | |||
| sig_date | 2018-12-19 00:00:00 | 2020-12-29 00:00:00 | 2021-04-26 00:00:00 | |||
| sig_loc | None | None | None | |||
| sig_naml | REMSTEDT | REMSTEDT | REMSTEDT | |||
| sig_namf | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | |||
| sig_namt | None | None | None | |||
| sig_nams | None | None | None | |||
| prn_naml | REMSTEDT | REMSTEDT | REMSTEDT | |||
| prn_namf | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | |||
| prn_namt | None | None | None | |||
| prn_nams | None | None | None | |||
| sig_title | None | None | None | |||
| stmt_firm | None | None | None | |||
| ind_cb | None | None | None | |||
| bus_cb | None | None | None | |||
| trade_cb | None | None | None | |||
| oth_cb | None | None | None | |||
| a_b_name | None | None | None | |||
| a_b_city | None | None | None | |||
| a_b_st | None | None | None | |||
| a_b_zip4 | None | None | None | |||
| descrip_1 | None | None | None | |||
| descrip_2 | None | None | None | |||
| c_less50 | None | None | None | |||
| c_more50 | None | None | None | |||
| ind_class | None | None | None | |||
| ind_descr | None | None | None | |||
| bus_class | None | None | None | |||
| bus_descr | None | None | None | |||
| auth_name | None | None | None | |||
| auth_city | None | None | None | |||
| auth_st | None | None | None | |||
| auth_zip4 | None | None | None | |||
| lobby_int | None | None | None | |||
| influen_yn | None | None | None | |||
| firm_name | Nikko Asset Management Americas, Inc. | NIKKO ASSET MANAGEMENT AMERICAS, INC. | NIKKO ASSET MANAGEMENT AMERICAS, INC. | |||
| newcert_cb | None | None | None | |||
| rencert_cb | X | X | None | |||
| complet_dt | None | None | 2021-04-15 00:00:00 | |||
| lby_reg_cb | X | X | X | |||
| lby_604_cb | None | None | None | |||
| st_leg_yn | N | N | N | |||
| st_agency | None | None | None | |||
| lobby_cb | None | None | None | |||
| l_firm_cb | None | None | None |
| filer_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| adrid | 2411615 | 2392776 | 2297160 | 2466847 | 2517141 | 2545605 | ||||||
| effect_dt | 2017-01-01 00:00:00 | 2016-04-11 00:00:00 | 2013-08-26 00:00:00 | 2019-01-01 00:00:00 | 2021-01-01 00:00:00 | 2023-01-01 00:00:00 | ||||||
| add_type | 7051 | 7051 | 7051 | 7051 | 7051 | 7051 | ||||||
| session_id | 2017 | 2015 | 2013 | 2019 | 2021 | 2023 |
| filer_id | 1359982 | |
|---|---|---|
| session_id | 2017 | |
| ethics_date | 2016-11-17 00:00:00 |
| filer_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | |||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filing_id | 1837855 | 1864556 | 1790486 | 1899037 | 1887578 | 1822809 | 1822810 | 1837855 | 2306484 | 2576669 | 2478428 | 2465435 | 2340276 | 2200444 | 2187816 | 2029776 | 2065051 | 2087779 | 2119912 | 2121742 | 2150219 | 2166376 | 2337875 | 2412859 | 2263860 | 2228935 | 2546772 | 2540288 | 2329554 | 2513111 | 2430084 | 2391856 | 2375354 | 2675925 | 2594198 | 2568826 | 2640367 | 2540288 | 2576669 | 2618097 | 2594198 | 2705981 | 2747485 | |||||||||||||||||||||||||||||||||||||||||||
| period_id | 217 | 218 | None | 219 | None | 215 | 214 | 216 | 235 | 245 | 242 | 241 | 236 | 232 | 231 | None | None | 227 | 228 | None | 229 | 230 | None | 239 | 234 | 233 | 244 | 244 | 236 | 243 | 240 | 238 | 237 | 249 | 246 | None | 248 | 246 | 245 | 247 | 246 | 250 | 251 | |||||||||||||||||||||||||||||||||||||||||||
| form_id | F615 | F615 | F604 | F615 | F888 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F604 | F615 | F615 | F615 | F604 | F615 | F615 | F604 | F615 | F615 | F615 | F615 | F604 | F604 | F615 | F615 | F615 | F615 | F615 | F615 | F604 | F615 | F604 | F615 | F615 | F615 | F615 | F615 | |||||||||||||||||||||||||||||||||||||||||||
| filing_sequence | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||||||||||||||||||||||
| filing_date | 2014-06-10 00:00:00 | 2014-07-21 00:00:00 | 2013-08-26 00:00:00 | 2014-10-16 00:00:00 | 2014-07-16 00:00:00 | 2014-02-18 00:00:00 | 2014-02-18 00:00:00 | 2014-04-11 00:00:00 | 2018-10-15 00:00:00 | 2021-04-26 00:00:00 | 2020-07-14 00:00:00 | 2020-04-13 00:00:00 | 2019-01-25 00:00:00 | 2018-01-08 00:00:00 | 2017-10-16 00:00:00 | 2016-04-11 00:00:00 | 2016-07-15 00:00:00 | 2016-10-12 00:00:00 | 2017-01-17 00:00:00 | 2017-01-03 00:00:00 | 2017-04-10 00:00:00 | 2017-07-11 00:00:00 | 2018-12-31 00:00:00 | 2019-10-14 00:00:00 | 2018-07-11 00:00:00 | 2018-04-06 00:00:00 | 2021-01-25 00:00:00 | 2020-12-30 00:00:00 | 2018-12-26 00:00:00 | 2020-10-12 00:00:00 | 2020-01-13 00:00:00 | 2019-07-22 00:00:00 | 2019-04-22 00:00:00 | 2022-05-02 00:00:00 | 2021-08-10 00:00:00 | 2021-01-04 00:00:00 | 2022-01-28 00:00:00 | 2021-04-26 00:00:00 | 2021-08-10 00:00:00 | 2021-10-22 00:00:00 | 2021-07-19 00:00:00 | 2022-08-01 00:00:00 | 2022-10-31 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||
| stmnt_type | 10002 | 10001 | 10005 | 10001 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10005 | 10001 | 10001 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10002 | 10005 | 10001 | 10002 | 10002 | 10001 | 10001 | 10001 | 10001 | |||||||||||||||||||||||||||||||||||||||||||
| stmnt_status | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11001 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||||
| session_id | 2013 | 2013 | 2013 | 2013 | 2013 | 2013 | 2013 | 2013 | 2017 | 2021 | 2019 | 2019 | 2017 | 2017 | 2017 | 2015 | 2015 | 2015 | 2015 | 2017 | 2017 | 2017 | 2019 | 2019 | 2017 | 2017 | 2019 | 2021 | 2019 | 2019 | 2019 | 2019 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | 2021 | |||||||||||||||||||||||||||||||||||||||||||
| user_id | AGLADNEY | AGLADNEY | YRODRIGU | JINGRAM | SBROWN | RGEREMIA | RGEREMIA | AGLADNEY | JFRONEFIELD | MKIRKHAM | CAFILER | CAFILER | GTAYLOR | AGLADNEY | YRODRIGU | YRODRIGU | AGLADNEY | AGLADNEY | AGLADNEY | GPEREZ | SMCCONNAN | SMCCONNAN | DMCCASTL | GTAYLOR | AGLADNEY | AGLADNEY | CAFILER | JMENDOZA | SARRIAGA | CAFILER | VUKSTINA | VUKSTINA | SUSHAKOV | CAFILER | CHATRIDGE | JMENDOZA | RATTIYEH | CAFILER | CAFILER | CHATRIDGE | CHATRIDGE | CAFILER | CAFILER | |||||||||||||||||||||||||||||||||||||||||||
| special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||||
| fine_audit | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11003 | 11003 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11001 | 11003 | 11003 | 11001 | 11001 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||||
| rpt_start | 2014-01-01 00:00:00 | 2014-04-01 00:00:00 | 1900-01-01 00:00:00 | 2014-07-01 00:00:00 | 2013-07-01 00:00:00 | 2013-09-01 00:00:00 | 2013-06-30 00:00:00 | 2013-12-31 00:00:00 | 2018-07-01 00:00:00 | 2021-01-01 00:00:00 | 2020-04-01 00:00:00 | 2020-01-01 00:00:00 | 2018-10-01 00:00:00 | 2017-10-01 00:00:00 | 2017-07-01 00:00:00 | 1900-01-01 00:00:00 | 2016-04-11 00:00:00 | 2016-07-01 00:00:00 | 2016-10-01 00:00:00 | 1900-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-04-01 00:00:00 | 1900-01-01 00:00:00 | 2019-07-01 00:00:00 | 2018-04-01 00:00:00 | 2018-01-01 00:00:00 | 2020-10-01 00:00:00 | 2020-12-30 00:00:00 | 2018-12-26 00:00:00 | 2020-07-01 00:00:00 | 2019-10-01 00:00:00 | 2019-04-01 00:00:00 | 2019-01-01 00:00:00 | 2022-01-01 00:00:00 | 2021-04-01 00:00:00 | 1900-01-01 00:00:00 | 2021-10-01 00:00:00 | 2021-04-26 00:00:00 | 2021-01-01 00:00:00 | 2021-07-01 00:00:00 | 2021-04-01 00:00:00 | 2022-04-01 00:00:00 | 2022-07-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||
| rpt_end | 2014-03-31 00:00:00 | 2014-06-30 00:00:00 | 1900-01-01 00:00:00 | 2014-09-30 00:00:00 | 2013-09-30 00:00:00 | 2013-12-31 00:00:00 | 2013-09-30 00:00:00 | 2014-03-31 00:00:00 | 2018-09-30 00:00:00 | 2021-03-31 00:00:00 | 2020-06-30 00:00:00 | 2020-03-31 00:00:00 | 2018-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-09-30 00:00:00 | 1900-01-01 00:00:00 | 2016-06-30 00:00:00 | 2016-09-30 00:00:00 | 2016-12-31 00:00:00 | 1900-01-01 00:00:00 | 2017-03-31 00:00:00 | 2017-06-30 00:00:00 | 1900-01-01 00:00:00 | 2019-09-30 00:00:00 | 2018-06-30 00:00:00 | 2018-03-31 00:00:00 | 2020-12-31 00:00:00 | 2020-12-30 00:00:00 | 2018-12-26 00:00:00 | 2020-09-30 00:00:00 | 2019-12-31 00:00:00 | 2019-06-30 00:00:00 | 2019-03-31 00:00:00 | 2022-03-31 00:00:00 | 2021-06-30 00:00:00 | 1900-01-01 00:00:00 | 2021-12-31 00:00:00 | 2021-04-26 00:00:00 | 2021-03-31 00:00:00 | 2021-09-30 00:00:00 | 2021-06-30 00:00:00 | 2022-06-30 00:00:00 | 2022-09-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||
| rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||||||
| filing_type | 22006 | 22006 | None | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | None | 22006 | 22006 | None | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 |
| filer_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filer_type | 4 | 4 | 4 | 4 | 4 | 4 | 4 | 4 | ||||||||
| active | Y | R | Y | R | Y | Y | Y | N | ||||||||
| race | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| session_id | 2013 | 2013 | 2021 | 2019 | 2015 | 2017 | 2019 | 2023 | ||||||||
| category | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| category_type | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| sub_category | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| effect_dt | 2013-08-26 00:00:00 | 2014-09-01 00:00:00 | 2021-01-01 00:00:00 | 2019-06-30 00:00:00 | 2016-04-11 00:00:00 | 2017-01-01 00:00:00 | 2019-01-01 00:00:00 | 2023-01-01 00:00:00 | ||||||||
| sub_category_type | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| election_type | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| sub_category_a | None | None | None | None | None | None | None | None | ||||||||
| nyq_dt | None | None | None | None | None | None | None | None | ||||||||
| party_cd | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| county_cd | 0 | 0 | None | None | 0 | None | None | None | ||||||||
| district_cd | 0 | 0 | None | None | 0 | None | None | None |
| filer_id | 1359982 | |
|---|---|---|
| xref_id | 1359982 | |
| effect_dt | 2013-08-27 00:00:00 | |
| migration_source | CLAIMS |
| xref_filer_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filer_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | ||||||||||||||||||||||||||||||||||||
| filer_type | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | ||||||||||||||||||||||||||||||||||||
| status | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | ||||||||||||||||||||||||||||||||||||
| effect_dt | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | ||||||||||||||||||||||||||||||||||||
| naml | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | REMSTEDT | ||||||||||||||||||||||||||||||||||||
| namf | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | LAWRENCE D. | ||||||||||||||||||||||||||||||||||||
| namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||
| nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||
| adr1 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||
| adr2 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||
| city | ORINDA | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ORINDA | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ORINDA | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ORINDA | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ORINDA | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ORINDA | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ||||||||||||||||||||||||||||||||||||
| st | CA | NY | NY | NY | NY | NY | CA | NY | NY | NY | NY | NY | CA | NY | NY | NY | NY | NY | CA | NY | NY | NY | NY | NY | CA | NY | NY | NY | NY | NY | CA | NY | NY | NY | NY | NY | ||||||||||||||||||||||||||||||||||||
| zip4 | 94563 | 10022 | 10022 | 10158 | 10158 | 10158 | 94563 | 10022 | 10022 | 10158 | 10158 | 10158 | 94563 | 10022 | 10022 | 10158 | 10158 | 10158 | 94563 | 10022 | 10022 | 10158 | 10158 | 10158 | 94563 | 10022 | 10022 | 10158 | 10158 | 10158 | 94563 | 10022 | 10022 | 10158 | 10158 | 10158 | ||||||||||||||||||||||||||||||||||||
| phon | 9252537271 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 9252537271 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 9252537271 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 9252537271 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 9252537271 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 9252537271 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | 2126106115 | ||||||||||||||||||||||||||||||||||||
| fax | None | 2126106140 | 2126106140 | None | 2126106140 | 2126106140 | None | 2126106140 | 2126106140 | None | 2126106140 | 2126106140 | None | 2126106140 | 2126106140 | None | 2126106140 | 2126106140 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
| None | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] | [email protected] |
| filer_id | 1359982 |
|---|
| filer_id | 1359982 | 1359982 | ||
|---|---|---|---|---|
| change_no | 0 | 1 | ||
| session_id | 2013 | 2013 | ||
| log_dt | 2013-08-26 00:00:00 | 2013-08-26 00:00:00 | ||
| filer_type | 4 | 4 | ||
| correction_flg | None | None | ||
| action | ADDED | REVOKE | ||
| attribute_changed | EMPLOYER | |||
| ethics_dt | None | None | ||
| interests | None | None | ||
| filer_full_name | LAWRENCE REMSTEDT | REMSTEDT, LAWRENCE | ||
| filer_city | None | None | ||
| filer_st | None | None | ||
| filer_zip | None | None | ||
| filer_phone | None | None | ||
| entity_type | 2 | 4 | ||
| entity_name | AXA INVESTMENT MANAGERS, INC. | None | ||
| entity_city | None | None | ||
| entity_st | None | None | ||
| entity_zip | None | None | ||
| entity_phone | None | None | ||
| entity_id | 1348308 | 0 | ||
| responsible_officer | None | None | ||
| effect_dt | 2013-08-26 00:00:00 | 2014-09-01 00:00:00 |
| filer_id | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | 1359982 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filing_file_name | 4370.cal | 4519.cal | 4630.cal | 1754.cal | 2329554_0.cal | 2540288_1.cal | 2540288_0.cal | |||||||
| received_date | 2014-07-21 00:00:00 | 2014-07-21 00:00:00 | 2014-07-21 00:00:00 | 2014-07-21 00:00:00 | 2018-12-26 00:00:00 | 2021-04-26 00:00:00 | 2020-12-30 00:00:00 | |||||||
| filing_directory | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | |||||||
| filing_id | None | None | None | None | 2329554 | 2540288 | 2540288 | |||||||
| form_id | None | None | None | None | F604 | F604 | F604 | |||||||
| receive_comment | Filing did not pass validation | Filing did not pass validation | Filing did not pass validation | Filing did not pass validation | Filing accepted | Filing accepted | Filing accepted |