Filer ID: 1346492
Table: cvr_lobby_disclosure
| filing_id |
| 1658666 |
| 1679275 |
| 1733128 |
| 1711199 |
| 1800460 |
| 1780757 |
| 1766353 |
| 1817216 |
| 1907923 |
| 1867124 |
| 1844335 |
| 1929573 |
| 1960532 |
| 1977457 |
| 1977457 |
| 1960532 |
| 1996575 |
| 2060565 |
| 2037203 |
| 2013466 |
| 2096519 |
| 2166766 |
| 2147993 |
| 2152590 |
| 2166766 |
| 2152590 |
| 2189770 |
| 2203862 |
| 2274179 |
| 2235548 |
| 2342551 |
| 2467700 |
| amend_id |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 1 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 1 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| rec_type |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| CVR |
| form_type |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| sender_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| entity_cd |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| FRM |
| filer_naml |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| filer_namf |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filer_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filer_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| report_num |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 001 |
| 001 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 001 |
| 001 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| 000 |
| rpt_date |
| 2012-05-01 00:00:00 |
| 2012-07-31 00:00:00 |
| 2013-01-28 00:00:00 |
| 2012-11-01 00:00:00 |
| 2013-10-31 00:00:00 |
| 2013-07-30 00:00:00 |
| 2013-04-30 00:00:00 |
| 2014-01-31 00:00:00 |
| 2014-10-29 00:00:00 |
| 2014-07-28 00:00:00 |
| 2014-04-30 00:00:00 |
| 2015-01-26 00:00:00 |
| 2015-10-27 00:00:00 |
| 2015-10-27 00:00:00 |
| 2015-07-27 00:00:00 |
| 2015-04-22 00:00:00 |
| 2015-10-30 00:00:00 |
| 2016-07-28 00:00:00 |
| 2016-05-02 00:00:00 |
| 2016-02-02 00:00:00 |
| 2016-10-26 00:00:00 |
| 2017-07-12 00:00:00 |
| 2017-03-24 00:00:00 |
| 2017-04-24 00:00:00 |
| 2017-08-02 00:00:00 |
| 2017-08-02 00:00:00 |
| 2017-10-24 00:00:00 |
| 2018-01-22 00:00:00 |
| 2018-07-31 00:00:00 |
| 2018-04-25 00:00:00 |
| 2019-01-29 00:00:00 |
| 2020-04-27 00:00:00 |
| from_date |
| 2012-01-01 00:00:00 |
| 2012-04-01 00:00:00 |
| 2012-10-01 00:00:00 |
| 2012-07-01 00:00:00 |
| 2013-07-01 00:00:00 |
| 2013-04-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-10-01 00:00:00 |
| 2014-07-01 00:00:00 |
| 2014-04-01 00:00:00 |
| 2014-01-01 00:00:00 |
| 2014-10-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-04-01 00:00:00 |
| 2015-04-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-07-01 00:00:00 |
| 2016-04-01 00:00:00 |
| 2016-01-01 00:00:00 |
| 2015-10-01 00:00:00 |
| 2016-07-01 00:00:00 |
| 2017-04-01 00:00:00 |
| 2016-10-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-04-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-07-01 00:00:00 |
| 2017-10-01 00:00:00 |
| 2018-04-01 00:00:00 |
| 2018-01-01 00:00:00 |
| 2018-10-01 00:00:00 |
| 2018-07-01 00:00:00 |
| thru_date |
| 2012-03-31 00:00:00 |
| 2012-06-30 00:00:00 |
| 2012-12-31 00:00:00 |
| 2012-09-30 00:00:00 |
| 2013-09-30 00:00:00 |
| 2013-06-30 00:00:00 |
| 2013-03-31 00:00:00 |
| 2013-12-31 00:00:00 |
| 2014-09-30 00:00:00 |
| 2014-06-30 00:00:00 |
| 2014-03-31 00:00:00 |
| 2014-12-31 00:00:00 |
| 2015-03-31 00:00:00 |
| 2015-06-30 00:00:00 |
| 2015-06-30 00:00:00 |
| 2015-03-31 00:00:00 |
| 2015-09-30 00:00:00 |
| 2016-06-30 00:00:00 |
| 2016-03-31 00:00:00 |
| 2015-12-31 00:00:00 |
| 2016-09-30 00:00:00 |
| 2017-06-30 00:00:00 |
| 2016-12-31 00:00:00 |
| 2017-03-31 00:00:00 |
| 2017-06-30 00:00:00 |
| 2017-03-31 00:00:00 |
| 2017-09-30 00:00:00 |
| 2017-12-31 00:00:00 |
| 2018-06-30 00:00:00 |
| 2018-03-31 00:00:00 |
| 2018-12-31 00:00:00 |
| 2018-09-30 00:00:00 |
| cum_beg_dt |
| 2012-01-01 00:00:00 |
| 2012-01-01 00:00:00 |
| 2012-01-01 00:00:00 |
| 2012-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| firm_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| firm_name |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| firm_city |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| firm_st |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| firm_zip4 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| firm_phon |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| mail_city |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| mail_st |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| mail_zip4 |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| mail_phon |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_date |
| 2012-05-01 00:00:00 |
| 2012-07-31 00:00:00 |
| 2013-01-28 00:00:00 |
| 2012-11-01 00:00:00 |
| 2013-10-31 00:00:00 |
| 2013-07-30 00:00:00 |
| 2013-04-30 00:00:00 |
| 2014-01-31 00:00:00 |
| 2014-10-29 00:00:00 |
| 2014-07-28 00:00:00 |
| 2014-04-30 00:00:00 |
| 2015-01-26 00:00:00 |
| 2015-10-27 00:00:00 |
| 2015-10-27 00:00:00 |
| 2015-07-27 00:00:00 |
| 2015-04-22 00:00:00 |
| 2015-10-30 00:00:00 |
| 2016-07-28 00:00:00 |
| 2016-05-02 00:00:00 |
| 2016-02-02 00:00:00 |
| 2016-10-26 00:00:00 |
| 2017-07-12 00:00:00 |
| 2017-03-24 00:00:00 |
| 2017-04-24 00:00:00 |
| 2017-08-02 00:00:00 |
| 2017-08-02 00:00:00 |
| 2017-10-24 00:00:00 |
| 2018-01-22 00:00:00 |
| 2018-07-31 00:00:00 |
| 2018-04-25 00:00:00 |
| 2019-01-29 00:00:00 |
| 2020-04-27 00:00:00 |
| sig_loc |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York NY |
| New York, NY |
| NEW YORK, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York, NY |
| New York |
| New York, NY |
| New York, NY |
| NEW YORK, NY |
| New York |
| New York, NY |
| NEW YORK, NY |
| NEW YORK |
| New York, NY |
| New York, NY |
| New York, New York |
| New York, NY |
| New York, New York |
| New York, New York |
| sig_naml |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| MERZER |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| MERZER |
| Merzer |
| Merzer |
| MERZER |
| MERZER |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| sig_namf |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| STUART |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| STUART |
| Stuart |
| Stuart |
| STUART |
| STUART |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| sig_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| prn_naml |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| MERZER |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| MERZER |
| Merzer |
| Merzer |
| MERZER |
| MERZER |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| Merzer |
| prn_namf |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| STUART |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| STUART |
| Stuart |
| Stuart |
| STUART |
| STUART |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| Stuart |
| prn_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| prn_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| sig_title |
| General Counsel/Chief Compliance Officer |
| General Counsel/Chief Compliance Officer |
| General Counsel/CCO |
| General Counsel/Chief Compliance Officer |
| CCO and General Counsel |
| General Counsel/CCO |
| GENERAL COUNSEL/CCO |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO and General Counsel |
| CCO & GENERAL COUNSEL |
| CCO & General Counsel |
| CCO & General Counsel |
| CCO & GENERAL COUNSEL |
| CCO & GENERAL COUNSEL |
| CCO & General Counsel |
| CCO & General Counsel |
| CCO |
| CCO & General Counsel |
| CCO |
| CCO |
| nopart1_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| nopart2_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| part1_1_cb |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| part1_2_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| ctrib_n_cb |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| ctrib_y_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| lby_actvty |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| lobby_n_cb |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| X |
| lobby_y_cb |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_naml |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_namf |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| major_nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| rcpcmte_nm |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| rcpcmte_id |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
|
Table: cvr_registration
| filing_id |
| 1719378 |
| 1719378 |
| amend_id |
| 0 |
| 1 |
| rec_type |
| CVR |
| CVR |
| form_type |
| F601 |
| F601 |
| sender_id |
| 1346492 |
| 1346492 |
| filer_id |
| 1346492 |
| 1346492 |
| entity_cd |
| FRM |
| FRM |
| filer_naml |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| filer_namf |
| None |
| None |
| filer_namt |
| None |
| None |
| filer_nams |
| None |
| None |
| report_num |
| 000 |
| 001 |
| rpt_date |
| 2012-12-21 00:00:00 |
| 2013-07-30 00:00:00 |
| ls_beg_yr |
| 2013 |
| 2013 |
| ls_end_yr |
| 2014 |
| 2014 |
| qual_date |
| None |
| None |
| eff_date |
| None |
| None |
| bus_city |
| NEW YORK |
| NEW YORK |
| bus_st |
| NY |
| NY |
| bus_zip4 |
| 10020 |
| 10020 |
| bus_phon |
| 2129562221 |
| 2129562221 |
| bus_fax |
| None |
| None |
| bus_email |
| None |
| None |
| mail_city |
| None |
| None |
| mail_st |
| None |
| None |
| mail_zip4 |
| None |
| None |
| mail_phon |
| None |
| None |
| sig_date |
| 2012-12-21 00:00:00 |
| 2013-07-15 00:00:00 |
| sig_loc |
| None |
| New York, NY |
| sig_naml |
| Merzer |
| Merzer |
| sig_namf |
| Stuart |
| Stuart |
| sig_namt |
| None |
| None |
| sig_nams |
| None |
| None |
| prn_naml |
| Merzer |
| Merzer |
| prn_namf |
| Stuart |
| Stuart |
| prn_namt |
| None |
| None |
| prn_nams |
| None |
| None |
| sig_title |
| General Counsel & Chief Compliance Officer |
| General Counsel & Chief Compliance Officer |
| stmt_firm |
| Plus Securities LLC |
| Plus Securities LLC |
| ind_cb |
| None |
| None |
| bus_cb |
| None |
| None |
| trade_cb |
| None |
| None |
| oth_cb |
| None |
| None |
| a_b_name |
| None |
| None |
| a_b_city |
| None |
| None |
| a_b_st |
| None |
| None |
| a_b_zip4 |
| None |
| None |
| descrip_1 |
| None |
| None |
| descrip_2 |
| None |
| None |
| c_less50 |
| None |
| None |
| c_more50 |
| None |
| None |
| ind_class |
| None |
| None |
| ind_descr |
| None |
| None |
| bus_class |
| None |
| None |
| bus_descr |
| None |
| None |
| auth_name |
| None |
| None |
| auth_city |
| None |
| None |
| auth_st |
| None |
| None |
| auth_zip4 |
| None |
| None |
| lobby_int |
| None |
| None |
| influen_yn |
| None |
| None |
| firm_name |
| None |
| None |
| newcert_cb |
| None |
| None |
| rencert_cb |
| None |
| None |
| complet_dt |
| None |
| None |
| lby_reg_cb |
| None |
| None |
| lby_604_cb |
| None |
| None |
| st_leg_yn |
| None |
| None |
| st_agency |
| None |
| None |
| lobby_cb |
| None |
| None |
| l_firm_cb |
| None |
| None |
|
Table: filer_address
| filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| adrid |
| 2412639 |
| 2228532 |
| 2234532 |
| 2277642 |
| 2468680 |
| 2339458 |
| effect_dt |
| 2017-01-01 00:00:00 |
| 2012-02-07 00:00:00 |
| 2012-05-09 00:00:00 |
| 2013-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2015-01-22 00:00:00 |
| add_type |
| 7051 |
| 7051 |
| 7051 |
| 7051 |
| 7051 |
| 7051 |
| session_id |
| 2017 |
| 2011 |
| 2011 |
| 2013 |
| 2019 |
| 2015 |
|
Table: filer_filings
| filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| filing_id |
| 1780757 |
| 1719378 |
| 1785878 |
| 1969329 |
| 1969331 |
| 1969333 |
| 1977457 |
| 1867124 |
| 1800460 |
| 1960532 |
| 1953810 |
| 1953812 |
| 1907923 |
| 1658666 |
| 1649469 |
| 1669363 |
| 1679275 |
| 1817216 |
| 1690598 |
| 1929573 |
| 1711199 |
| 1719378 |
| 1720991 |
| 1844335 |
| 1766353 |
| 1733128 |
| 1996575 |
| 1960532 |
| 2203862 |
| 2184128 |
| 2189770 |
| 2342551 |
| 1999556 |
| 1999563 |
| 2037203 |
| 2013466 |
| 2055066 |
| 2060565 |
| 2096519 |
| 2147993 |
| 2152590 |
| 2142198 |
| 2152590 |
| 2166766 |
| 2166766 |
| 2162123 |
| 2159941 |
| 2467700 |
| 2274179 |
| 2235548 |
| 1977457 |
| period_id |
| 214 |
| 215 |
| None |
| None |
| None |
| None |
| 222 |
| 218 |
| 215 |
| 221 |
| None |
| None |
| 219 |
| 209 |
| None |
| None |
| 210 |
| 216 |
| None |
| 220 |
| 211 |
| 212 |
| None |
| 217 |
| 213 |
| 212 |
| 223 |
| 221 |
| 232 |
| None |
| 231 |
| 236 |
| None |
| None |
| 225 |
| 224 |
| None |
| 226 |
| 227 |
| 228 |
| 229 |
| None |
| 229 |
| 230 |
| 230 |
| None |
| None |
| 235 |
| 234 |
| 233 |
| 222 |
| form_id |
| F625 |
| F601 |
| F605 |
| F605 |
| F605 |
| F605 |
| F625 |
| F625 |
| F625 |
| F625 |
| F601 |
| F601 |
| F625 |
| F625 |
| F601 |
| F605 |
| F625 |
| F625 |
| F605 |
| F625 |
| F625 |
| F601 |
| F601 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F625 |
| F605 |
| F625 |
| F625 |
| F605 |
| F605 |
| F625 |
| F625 |
| F605 |
| F625 |
| F625 |
| F625 |
| F625 |
| F601 |
| F625 |
| F625 |
| F625 |
| F605 |
| F605 |
| F625 |
| F625 |
| F625 |
| F625 |
| filing_sequence |
| 0 |
| 1 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| 1 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 0 |
| 1 |
| filing_date |
| 2013-07-30 00:00:00 |
| 2013-07-30 00:00:00 |
| 2013-07-31 00:00:00 |
| 2015-05-06 00:00:00 |
| 2015-05-06 00:00:00 |
| 2015-05-06 00:00:00 |
| 2015-07-27 00:00:00 |
| 2014-07-28 00:00:00 |
| 2013-10-31 00:00:00 |
| 2015-04-22 00:00:00 |
| 2015-01-27 00:00:00 |
| 2015-03-03 00:00:00 |
| 2014-10-29 00:00:00 |
| 2012-05-01 00:00:00 |
| 2012-02-14 00:00:00 |
| 2012-05-18 00:00:00 |
| 2012-07-31 00:00:00 |
| 2014-01-31 00:00:00 |
| 2012-09-07 00:00:00 |
| 2015-01-26 00:00:00 |
| 2012-11-01 00:00:00 |
| 2012-12-21 00:00:00 |
| 2012-12-24 00:00:00 |
| 2014-04-30 00:00:00 |
| 2013-04-30 00:00:00 |
| 2013-01-28 00:00:00 |
| 2015-10-30 00:00:00 |
| 2015-10-27 00:00:00 |
| 2018-01-22 00:00:00 |
| 2017-09-13 00:00:00 |
| 2017-10-24 00:00:00 |
| 2019-01-29 00:00:00 |
| 2015-10-28 00:00:00 |
| 2015-10-30 00:00:00 |
| 2016-05-02 00:00:00 |
| 2016-02-02 00:00:00 |
| 2016-07-13 00:00:00 |
| 2016-07-28 00:00:00 |
| 2016-10-26 00:00:00 |
| 2017-03-24 00:00:00 |
| 2017-04-24 00:00:00 |
| 2016-12-27 00:00:00 |
| 2017-08-02 00:00:00 |
| 2017-08-02 00:00:00 |
| 2017-07-12 00:00:00 |
| 2017-05-24 00:00:00 |
| 2017-05-01 00:00:00 |
| 2020-04-27 00:00:00 |
| 2018-07-31 00:00:00 |
| 2018-04-25 00:00:00 |
| 2015-10-27 00:00:00 |
| stmnt_type |
| 10001 |
| 10002 |
| 10006 |
| 10006 |
| 10006 |
| 10006 |
| 10001 |
| 10001 |
| 10001 |
| 10001 |
| 10005 |
| 10006 |
| 10001 |
| 10001 |
| 10005 |
| 10006 |
| 10001 |
| 10001 |
| 10006 |
| 10001 |
| 10001 |
| 10001 |
| 10005 |
| 10001 |
| 10001 |
| 10001 |
| 10001 |
| 10002 |
| 10001 |
| 10005 |
| 10001 |
| 10001 |
| 10006 |
| 10006 |
| 10001 |
| 10001 |
| 10006 |
| 10001 |
| 10001 |
| 10001 |
| 10001 |
| 10005 |
| 10002 |
| 10002 |
| 10001 |
| 10005 |
| 10005 |
| 10001 |
| 10001 |
| 10001 |
| 10002 |
| stmnt_status |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11001 |
| 11001 |
| 11001 |
| session_id |
| 2013 |
| 2013 |
| 2013 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2013 |
| 2013 |
| 2015 |
| 2015 |
| 2015 |
| 2013 |
| 2011 |
| 2011 |
| 2011 |
| 2011 |
| 2013 |
| 2011 |
| 2013 |
| 2011 |
| 2013 |
| 2013 |
| 2013 |
| 2013 |
| 2011 |
| 2015 |
| 2015 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2017 |
| 2015 |
| user_id |
| ASAETERN |
| PBANFORD |
| PBANFORD |
| YRODRIGU |
| YRODRIGU |
| YRODRIGU |
| AGLADNEY |
| ASAETERN |
| ASAETERN |
| AGLADNEY |
| YRODRIGU |
| YRODRIGU |
| ASAETERN |
| RGEREMIA |
| KBANH |
| YRODRIGU |
| JINGRAM |
| ASAETERN |
| YRODRIGU |
| AGLADNEY |
| ASAETERN |
| SARRIAGA |
| SARRIAGA |
| ASAETERN |
| ASAETERN |
| ASAETERN |
| AGLADNEY |
| AGLADNEY |
| AGLADNEY |
| GPEREZ |
| AGLADNEY |
| AGLADNEY |
| YRODRIGU |
| YRODRIGU |
| AGLADNEY |
| DWALKER |
| YRODRIGU |
| AGLADNEY |
| AGLADNEY |
| KBANH |
| AGLADNEY |
| GPEREZ |
| AGLADNEY |
| AGLADNEY |
| AGLADNEY |
| GPEREZ |
| GPEREZ |
| CAFILER |
| AGLADNEY |
| AGLADNEY |
| AGLADNEY |
| special_audit |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| 11003 |
| fine_audit |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11003 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11001 |
| 11001 |
| 11001 |
| 11003 |
| 11003 |
| 11003 |
| 11001 |
| 11001 |
| 11001 |
| rpt_start |
| 2013-04-01 00:00:00 |
| 2013-07-30 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2015-04-01 00:00:00 |
| 2014-04-01 00:00:00 |
| 2013-07-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2014-07-01 00:00:00 |
| 2012-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2012-04-01 00:00:00 |
| 2013-10-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2014-10-01 00:00:00 |
| 2012-07-01 00:00:00 |
| 2012-12-21 00:00:00 |
| 1900-01-01 00:00:00 |
| 2014-01-01 00:00:00 |
| 2013-01-01 00:00:00 |
| 2012-10-01 00:00:00 |
| 2015-07-01 00:00:00 |
| 2015-01-01 00:00:00 |
| 2017-10-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2017-07-01 00:00:00 |
| 2018-10-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2016-01-01 00:00:00 |
| 2015-10-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2016-04-01 00:00:00 |
| 2016-07-01 00:00:00 |
| 2016-10-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2017-01-01 00:00:00 |
| 2017-04-01 00:00:00 |
| 2017-04-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2018-07-01 00:00:00 |
| 2018-04-01 00:00:00 |
| 2018-01-01 00:00:00 |
| 2015-04-01 00:00:00 |
| rpt_end |
| 2013-06-30 00:00:00 |
| 2013-07-30 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2015-06-30 00:00:00 |
| 2014-06-30 00:00:00 |
| 2013-09-30 00:00:00 |
| 2015-03-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2014-09-30 00:00:00 |
| 2012-03-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2012-06-30 00:00:00 |
| 2013-12-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 2014-12-31 00:00:00 |
| 2012-09-30 00:00:00 |
| 2012-12-21 00:00:00 |
| 1900-01-01 00:00:00 |
| 2014-03-31 00:00:00 |
| 2013-03-31 00:00:00 |
| 2012-12-31 00:00:00 |
| 2015-09-30 00:00:00 |
| 2015-03-31 00:00:00 |
| 2017-12-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 2017-09-30 00:00:00 |
| 2018-12-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2016-03-31 00:00:00 |
| 2015-12-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 2016-06-30 00:00:00 |
| 2016-09-30 00:00:00 |
| 2016-12-31 00:00:00 |
| 2017-03-31 00:00:00 |
| 1900-01-01 00:00:00 |
| 2017-03-31 00:00:00 |
| 2017-06-30 00:00:00 |
| 2017-06-30 00:00:00 |
| 1900-01-01 00:00:00 |
| 1900-01-01 00:00:00 |
| 2018-09-30 00:00:00 |
| 2018-06-30 00:00:00 |
| 2018-03-31 00:00:00 |
| 2015-06-30 00:00:00 |
| rpt_date |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filing_type |
| 22006 |
| 22006 |
| None |
| None |
| None |
| None |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| None |
| None |
| 22006 |
| 22006 |
| None |
| None |
| 22006 |
| 22006 |
| None |
| 22006 |
| 22006 |
| 22006 |
| None |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| None |
| 22006 |
| 22006 |
| None |
| None |
| 22006 |
| 22006 |
| None |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
| None |
| 22006 |
| 22006 |
| 22006 |
| None |
| None |
| 22006 |
| 22006 |
| 22006 |
| 22006 |
|
Table: filer_to_filer_type
| filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| filer_type |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| active |
| Y |
| Y |
| N |
| Y |
| Y |
| race |
| None |
| 0 |
| None |
| None |
| None |
| session_id |
| 2013 |
| 2011 |
| 2019 |
| 2015 |
| 2017 |
| category |
| None |
| 0 |
| None |
| None |
| None |
| category_type |
| None |
| 0 |
| None |
| None |
| None |
| sub_category |
| None |
| 0 |
| None |
| None |
| None |
| effect_dt |
| 2013-01-01 00:00:00 |
| 2012-02-07 00:00:00 |
| 2019-01-01 00:00:00 |
| 2015-01-22 00:00:00 |
| 2017-01-01 00:00:00 |
| sub_category_type |
| None |
| 0 |
| None |
| None |
| None |
| election_type |
| None |
| 0 |
| None |
| None |
| None |
| sub_category_a |
| None |
| None |
| None |
| None |
| None |
| nyq_dt |
| None |
| None |
| None |
| None |
| None |
| party_cd |
| None |
| 0 |
| None |
| None |
| None |
| county_cd |
| None |
| 0 |
| None |
| None |
| None |
| district_cd |
| None |
| 0 |
| None |
| None |
| None |
|
Table: filer_xref
| filer_id |
| 1346492 |
| xref_id |
| 1346492 |
| effect_dt |
| 2012-03-29 00:00:00 |
| migration_source |
| CLAIMS |
|
Table: filername
| xref_filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| filer_type |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| FIRM |
| status |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| INACTIVE |
| effect_dt |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| 2019-01-01 00:00:00 |
| naml |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| namf |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| namt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| nams |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| adr1 |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| adr2 |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| city |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| st |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| zip4 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| phon |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| fax |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| email |
| None |
| None |
| None |
| [email protected] |
| [email protected] |
| [email protected] |
| None |
| None |
| None |
| [email protected] |
| [email protected] |
| [email protected] |
| None |
| None |
| None |
| [email protected] |
| [email protected] |
| [email protected] |
| None |
| None |
| None |
| [email protected] |
| [email protected] |
| [email protected] |
| None |
| None |
| None |
| [email protected] |
| [email protected] |
| [email protected] |
|
Table: filers
| filer_id |
| 1346492 |
|
Table: lobbying_chg_log
| filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| change_no |
| 0 |
| 1 |
| 6 |
| 5 |
| 2 |
| 3 |
| 4 |
| 7 |
| 8 |
| 10 |
| 9 |
| session_id |
| 2011 |
| 2013 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2015 |
| 2017 |
| 2017 |
| 2017 |
| log_dt |
| 2012-09-07 00:00:00 |
| 2013-07-31 00:00:00 |
| 2015-03-03 00:00:00 |
| 2015-03-03 00:00:00 |
| 2015-05-06 00:00:00 |
| 2015-05-06 00:00:00 |
| 2015-05-06 00:00:00 |
| 2016-07-28 00:00:00 |
| 2017-05-01 00:00:00 |
| 2017-09-13 00:00:00 |
| 2017-05-24 00:00:00 |
| filer_type |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| 3 |
| correction_flg |
| None |
| None |
| Y |
| Y |
| Y |
| Y |
| Y |
| Y |
| Y |
| Y |
| Y |
| action |
| ADDED |
| DELETED |
| ADDED |
| ADDED |
| ADDED |
| ADDED |
| ADDED |
| TERMINATED |
| TERMINATED |
| TERMINATED |
| DELETED |
| attribute_changed |
| LOBBYIST |
| LOBBYIST |
| EMPLOYER |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| LOBBYIST |
| ethics_dt |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| interests |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| filer_full_name |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| PLUS SECURITIES LLC |
| filer_city |
| None |
| None |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| NEW YORK |
| None |
| None |
| None |
| filer_st |
| None |
| None |
| NY |
| NY |
| NY |
| NY |
| NY |
| NY |
| None |
| None |
| None |
| filer_zip |
| None |
| None |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| 10020 |
| None |
| None |
| None |
| filer_phone |
| None |
| None |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| 2129562221 |
| None |
| None |
| None |
| entity_type |
| 4 |
| 4 |
| 2 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
| 4 |
| entity_name |
| ANNA B.A. LINDERUM |
| JAMES R. CLARKE |
| PAULSON & CO. INC. |
| BLOUNT, JOHN B. |
| HARTY, FAITH A. |
| O'BRIEN, BRETT M. |
| WONG, JAMES J. |
| BLOUNT, JOHN B. |
| O'BRIEN, BRETT M. |
| WONG, JAMES J. |
| JOHNSON, THOMAS M. |
| entity_city |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| entity_st |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| entity_zip |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| entity_phone |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| entity_id |
| 1351868 |
| 1334665 |
| None |
| None |
| None |
| None |
| None |
| None |
| 1377587 |
| 1346507 |
| 1346501 |
| responsible_officer |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| None |
| effect_dt |
| 2012-09-05 00:00:00 |
| 2013-06-17 00:00:00 |
| 2015-01-22 00:00:00 |
| 2015-01-22 00:00:00 |
| 2015-05-05 00:00:00 |
| 2015-05-05 00:00:00 |
| 2015-05-05 00:00:00 |
| 2016-06-08 00:00:00 |
| 2017-04-21 00:00:00 |
| 2017-08-31 00:00:00 |
| 2017-05-16 00:00:00 |
|
Table: received_filings
| filer_id |
| 1346492 |
| 1346492 |
| 1346492 |
| 1346492 |
| filing_file_name |
| 1719378_1.cal |
| 1719378_0.cal |
| 499643.cal |
| 497268.cal |
| received_date |
| 2013-07-30 00:00:00 |
| 2012-12-21 00:00:00 |
| 2012-12-21 00:00:00 |
| 2012-12-21 00:00:00 |
| filing_directory |
| /cafiler/disclose/ca99/cal |
| /cafiler/disclose/ca99/cal |
| /cafiler/disclose/ca99/temp |
| /cafiler/disclose/ca99/temp |
| filing_id |
| 1719378 |
| 1719378 |
| None |
| None |
| form_id |
| F601 |
| F601 |
| None |
| None |
| receive_comment |
| Filing accepted |
| Filing accepted |
| Filing passed validation, but failed DB constraints |
| Filing passed validation, but failed DB constraints |
|