filing_id | 1632671 | 1701321 | 1671794 | 1654389 | 1729537 | 1800878 | 1777313 | 1763311 | 1896815 | 1896815 | 1845693 | 1818433 | 1921193 | 1927658 | 1991736 | 1957694 | 1957694 | 2002813 | 1973845 | 2085545 | 2053443 | 2027151 | 2116260 | 2166026 | 2150289 | 2188019 | 2262489 | 2226839 | 2298967 | 2199793 | 2262489 | 2370860 | 2333021 | 2390219 | 2333021 | 2418012 | 2676190 | 2705989 | 2746737 | |||||||||||||||||||||||||||||||||||||||
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amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||||||||||||||||||
rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | |||||||||||||||||||||||||||||||||||||||
form_type | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | |||||||||||||||||||||||||||||||||||||||
sender_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | |||||||||||||||||||||||||||||||||||||||
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | |||||||||||||||||||||||||||||||||||||||
entity_cd | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | |||||||||||||||||||||||||||||||||||||||
filer_naml | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | |||||||||||||||||||||||||||||||||||||||
filer_namf | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | |||||||||||||||||||||||||||||||||||||||
filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
report_num | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 001 | 000 | 000 | 000 | 000 | 000 | 001 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 001 | 000 | 000 | 000 | 000 | 000 | 001 | 000 | 000 | 000 | 000 | 000 | 000 | |||||||||||||||||||||||||||||||||||||||
rpt_date | 2012-01-27 00:00:00 | 2012-10-23 00:00:00 | 2012-07-17 00:00:00 | 2012-04-25 00:00:00 | 2013-01-22 00:00:00 | 2013-10-31 00:00:00 | 2013-07-23 00:00:00 | 2013-04-29 00:00:00 | 2014-10-11 00:00:00 | 2014-10-11 00:00:00 | 2014-04-30 00:00:00 | 2014-01-31 00:00:00 | 2014-12-29 00:00:00 | 2015-01-21 00:00:00 | 2015-10-13 00:00:00 | 2015-08-14 00:00:00 | 2015-04-14 00:00:00 | 2016-01-08 00:00:00 | 2015-07-13 00:00:00 | 2016-10-05 00:00:00 | 2016-07-06 00:00:00 | 2016-04-11 00:00:00 | 2017-01-03 00:00:00 | 2017-07-07 00:00:00 | 2017-04-10 00:00:00 | 2017-10-17 00:00:00 | 2018-07-25 00:00:00 | 2018-04-02 00:00:00 | 2018-10-01 00:00:00 | 2018-01-03 00:00:00 | 2018-07-05 00:00:00 | 2019-04-08 00:00:00 | 2019-01-09 00:00:00 | 2019-07-16 00:00:00 | 2019-01-09 00:00:00 | 2019-10-30 00:00:00 | 2022-05-02 00:00:00 | 2022-08-01 00:00:00 | 2022-10-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||
from_date | 2011-12-28 00:00:00 | 2012-07-01 00:00:00 | 2012-04-01 00:00:00 | 2012-01-01 00:00:00 | 2012-10-01 00:00:00 | 2013-07-01 00:00:00 | 2013-04-01 00:00:00 | 2013-01-01 00:00:00 | 2014-04-30 00:00:00 | 2014-04-01 00:00:00 | 2014-01-01 00:00:00 | 2013-10-01 00:00:00 | 2014-07-01 00:00:00 | 2014-10-01 00:00:00 | 2015-07-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-31 00:00:00 | 2015-10-01 00:00:00 | 2015-04-01 00:00:00 | 2016-07-01 00:00:00 | 2016-04-01 00:00:00 | 2016-01-01 00:00:00 | 2016-10-01 00:00:00 | 2017-04-01 00:00:00 | 2017-01-02 00:00:00 | 2017-07-01 00:00:00 | 2018-04-01 00:00:00 | 2018-01-01 00:00:00 | 2018-07-01 00:00:00 | 2017-10-01 00:00:00 | 2018-04-02 00:00:00 | 2019-01-01 00:00:00 | 2018-10-01 00:00:00 | 2019-04-01 00:00:00 | 2019-10-01 00:00:00 | 2019-07-01 00:00:00 | 2022-01-01 00:00:00 | 2022-04-01 00:00:00 | 2022-07-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||
thru_date | 2011-12-31 00:00:00 | 2012-09-30 00:00:00 | 2012-06-30 00:00:00 | 2012-03-31 00:00:00 | 2012-12-31 00:00:00 | 2013-09-30 00:00:00 | 2013-06-30 00:00:00 | 2013-03-31 00:00:00 | 2014-06-30 00:00:00 | 2014-06-30 00:00:00 | 2014-03-31 00:00:00 | 2013-12-31 00:00:00 | 2014-09-30 00:00:00 | 2014-12-31 00:00:00 | 2015-09-30 00:00:00 | 2015-03-31 00:00:00 | 2015-03-31 00:00:00 | 2015-12-31 00:00:00 | 2015-06-30 00:00:00 | 2016-09-30 00:00:00 | 2016-06-30 00:00:00 | 2016-03-31 00:00:00 | 2016-12-31 00:00:00 | 2017-06-30 00:00:00 | 2017-03-31 00:00:00 | 2017-09-30 00:00:00 | 2018-06-30 00:00:00 | 2018-03-30 00:00:00 | 2018-09-30 00:00:00 | 2017-12-31 00:00:00 | 2018-06-29 00:00:00 | 2019-03-31 00:00:00 | 2018-12-31 00:00:00 | 2019-06-30 00:00:00 | 2018-12-31 00:00:00 | 2019-09-30 00:00:00 | 2022-03-31 00:00:00 | 2022-06-30 00:00:00 | 2022-09-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||
cum_beg_dt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
firm_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | |||||||||||||||||||||||||||||||||||||||
firm_name | CUTWATER INVESTOR SERVICES CORP. | Cutwater Investor Services Corp. | Cutwater Investor Services Corp. | Cutwater Investor Services Corp | Cutwater Investor Services Corp. | Cutwater Investor Services Corp. | Cutwater Investor Services Corp. | Cutwater Investor Services Corp. | Cutwater Asset Management | Cutwater Asset Management | Cutwater Asset Management | Cutwater Investor Services Corp. | Cutwater Investor Services Corp. | Cutwater Investor Services Corporation | Cutwater Asset Management | Cutwater Investor Services Corp. | Cutwater Investor Services Corp. | Cutwater Investor Services Corp. | Cutwater Investor Services Corporation | Cutwater Investor Services | Cutwater Asset Management | Cutwater Investor Services Corp. | Cutwater Investor Services Corporation | Cutwtaer Investor Services Corporation | Cutwater Investor Services Corp | Cutwater Investor Services Corporation | Cutwater Investor Services Corporation | Cutwater Investor Services Corporation | Insight North America | Cutwater Investor Services Corporation | Cutwater Investor Services Corporation | Insight North America, LLC | Insight North America, LLC | Insight North America LLC | Insight North America, LLC | Insight North America, LLC | PUTNAM ADVISORY COMPANY, LLC; THE | PUTNAM ADVISORY COMPANY, LLC; THE | PUTNAM ADVISORY COMPANY, LLC; THE | |||||||||||||||||||||||||||||||||||||||
firm_city | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | YONKERS | |||||||||||||||||||||||||||||||||||||||
firm_st | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | |||||||||||||||||||||||||||||||||||||||
firm_zip4 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10166 | 10701 | 10701 | 10701 | |||||||||||||||||||||||||||||||||||||||
firm_phon | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | 6175157380 | |||||||||||||||||||||||||||||||||||||||
mail_city | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
mail_st | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
sig_date | 2012-01-27 00:00:00 | 2012-10-22 00:00:00 | 2012-07-17 00:00:00 | 2012-04-20 00:00:00 | 2013-01-14 00:00:00 | 2013-10-04 00:00:00 | 2013-07-16 00:00:00 | 2013-04-16 00:00:00 | 2014-07-02 00:00:00 | 2014-07-02 00:00:00 | 2014-04-09 00:00:00 | 2014-01-02 00:00:00 | 2014-12-29 00:00:00 | 2015-01-21 00:00:00 | 2015-10-13 00:00:00 | 2015-08-14 00:00:00 | 2015-04-14 00:00:00 | 2016-01-09 00:00:00 | 2015-07-13 00:00:00 | 2016-10-05 00:00:00 | 2016-07-06 00:00:00 | 2016-04-11 00:00:00 | 2017-01-03 00:00:00 | 2017-07-07 00:00:00 | 2017-04-10 00:00:00 | 2017-10-17 00:00:00 | 2018-07-25 00:00:00 | 2018-04-02 00:00:00 | 2018-10-01 00:00:00 | 2018-01-03 00:00:00 | 2018-07-05 00:00:00 | 2019-04-08 00:00:00 | 2019-01-09 00:00:00 | 2019-07-16 00:00:00 | 2019-01-09 00:00:00 | 2019-10-30 00:00:00 | 2022-05-02 00:00:00 | 2022-08-01 00:00:00 | 2022-10-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||
sig_loc | ARMONK, NY | Armonk, NY | Armonk, NY | Armonk, NY | Armonk, NY | Armonk, NY | Armonk, NY | Armonk, NY | Armonk New York | Armonnk NY | Armonk, NY | Armonk NY | Armonk NY | Armonk, NY | New York, NY | New York, NY | Armonk, NY | New York, NY | New York, NY | New York, NY | New York, New York | New York, NY | New York, New York | New York, NY | New York, New York | New York, New York | New York, NY | New York, New York | New York, NY | New York, NY | New York, New York | New York, NY | New York, New York | New York, NY | New York, New York | Pittsburgh, PA | Yonkers, NY | Yonkers, NY | Yonkers, NY | |||||||||||||||||||||||||||||||||||||||
sig_naml | ALAN | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | |||||||||||||||||||||||||||||||||||||||
sig_namf | ROBERT | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | |||||||||||||||||||||||||||||||||||||||
sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
prn_naml | ALAN | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | Alan | |||||||||||||||||||||||||||||||||||||||
prn_namf | ROBERT | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | Robert | |||||||||||||||||||||||||||||||||||||||
prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
sig_title | MANAGING DIRECTOR | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | None | MD, Head of Consultant Relations | Consultant Relations Director | Head of Consultant Relations | MD, Head of Consultant Relations | Consultant Relations Director | Head of Consultant Relations, North America | Co-Head of Consultant Relations | Co-Head of Consultant Relations | Co Head of Consultant Relations, NA | Co-Head of Consultant Relations | Co-Head of Consultant Relations | Co-Hea of Consultant Relations, North America | Co-Head of Consultant Relations | Co-Head of Consultant Relations | Co-Head of Consultant Relations | Co-Head of Consultant Relations | Co-Head of Consultant Relations, NA | Co-Head of Consultant Relations | Co-Head of Consultant Relations | Co-Head of Consultant Relations | Consultant Relationship Director | Co-Head of Consultant Relations | None | Lobbyist | Lobbyist | Lobbyist | |||||||||||||||||||||||||||||||||||||||
nopart1_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||||||||||||||||||
nopart2_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||||||||||||||||||
part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
ctrib_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
lby_actvty | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
major_naml | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
major_namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
major_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
major_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||
rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
filing_id | 1717869 | 2330451 | 2330451 | 2440030 | ||||
---|---|---|---|---|---|---|---|---|
amend_id | 0 | 0 | 1 | 0 | ||||
rec_type | CVR | CVR | CVR | CVR | ||||
form_type | F604 | F604 | F604 | F607 | ||||
sender_id | 1343735 | 1343735 | 1343735 | 1356451 | ||||
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | ||||
entity_cd | LBY | LBY | LBY | LBY | ||||
filer_naml | ALAN | ALAN | ALAN | ALAN | ||||
filer_namf | ROBERT E. | ROBERT | ROBERT | ROBERT | ||||
filer_namt | None | None | None | None | ||||
filer_nams | None | None | None | None | ||||
report_num | 000 | 000 | 001 | 000 | ||||
rpt_date | 2012-12-18 00:00:00 | 2018-12-28 00:00:00 | 2019-03-29 00:00:00 | 2020-01-30 00:00:00 | ||||
ls_beg_yr | 2013 | 2019 | 2019 | 2019 | ||||
ls_end_yr | 2014 | 2020 | 2020 | 2020 | ||||
qual_date | 2011-12-22 00:00:00 | 2019-01-01 00:00:00 | 2019-01-01 00:00:00 | None | ||||
eff_date | None | None | None | 2019-09-13 00:00:00 | ||||
bus_city | ARMONK | NEW YORK | NEW YORK | NEW YORK | ||||
bus_st | NY | NY | NY | NY | ||||
bus_zip4 | 10504 | 10166 | 10166 | 10166 | ||||
bus_phon | 9147653307 | 2123653112 | 2123653112 | 2123653112 | ||||
bus_fax | 9147653857 | None | None | None | ||||
bus_email | ROBERT.ALAN@CUTWATER.COM | ROBERT.ALAN@INSIGHTINVESTMENT.COM | ROBERT.ALAN@INSIGHTINVESTMENT.COM | robert.alan@insightinvestment.com | ||||
mail_city | None | None | None | None | ||||
mail_st | None | None | None | None | ||||
mail_zip4 | None | None | None | None | ||||
mail_phon | None | None | None | None | ||||
sig_date | 2012-12-10 00:00:00 | 2018-12-28 00:00:00 | 2019-03-29 00:00:00 | 2020-01-03 00:00:00 | ||||
sig_loc | None | None | None | None | ||||
sig_naml | ALAN | ALAN | ALAN | Joyce | ||||
sig_namf | ROBERT E. | ROBERT | ROBERT | Brian | ||||
sig_namt | None | None | None | None | ||||
sig_nams | None | None | None | None | ||||
prn_naml | ALAN | ALAN | ALAN | Joyce | ||||
prn_namf | ROBERT E. | ROBERT | ROBERT | Brian | ||||
prn_namt | None | None | None | None | ||||
prn_nams | None | None | None | None | ||||
sig_title | None | None | None | Director | ||||
stmt_firm | None | None | None | None | ||||
ind_cb | None | None | None | None | ||||
bus_cb | None | None | None | None | ||||
trade_cb | None | None | None | None | ||||
oth_cb | None | None | None | None | ||||
a_b_name | None | None | None | None | ||||
a_b_city | None | None | None | None | ||||
a_b_st | None | None | None | None | ||||
a_b_zip4 | None | None | None | None | ||||
descrip_1 | None | None | None | None | ||||
descrip_2 | None | None | None | None | ||||
c_less50 | None | None | None | None | ||||
c_more50 | None | None | None | None | ||||
ind_class | None | None | None | None | ||||
ind_descr | None | None | None | None | ||||
bus_class | None | None | None | None | ||||
bus_descr | None | None | None | None | ||||
auth_name | None | None | None | None | ||||
auth_city | None | None | None | None | ||||
auth_st | None | None | None | None | ||||
auth_zip4 | None | None | None | None | ||||
lobby_int | None | None | None | None | ||||
influen_yn | None | None | None | None | ||||
firm_name | Cutwater Investor Services Corp. | Insight North America, LLC | Insight North America, LLC | INSIGHT NORTH AMERICA, LLC | ||||
newcert_cb | None | None | None | None | ||||
rencert_cb | X | X | None | None | ||||
complet_dt | None | None | 2019-03-21 00:00:00 | None | ||||
lby_reg_cb | X | X | X | None | ||||
lby_604_cb | None | None | None | None | ||||
st_leg_yn | N | N | N | None | ||||
st_agency | None | None | None | None | ||||
lobby_cb | None | None | None | X | ||||
l_firm_cb | None | None | None | None |
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
adrid | 2223531 | 2409770 | 2466247 | 2534279 | 2278688 | 2545983 | 2340879 | 2385817 | ||||||||
effect_dt | 2011-12-22 00:00:00 | 2017-01-01 00:00:00 | 2019-01-01 00:00:00 | 2022-03-24 00:00:00 | 2013-01-01 00:00:00 | 2023-01-01 00:00:00 | 2015-01-01 00:00:00 | 2016-01-04 00:00:00 | ||||||||
add_type | 7051 | 7051 | 7051 | 7051 | 7051 | 7051 | 7051 | 7051 | ||||||||
session_id | 2011 | 2017 | 2019 | 2021 | 2013 | 2023 | 2015 | 2015 |
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
session_id | 2011 | 2013 | 2017 | 2015 | 2019 | 2021 | ||||||
ethics_date | 2011-08-11 00:00:00 | 2013-04-11 00:00:00 | 2016-11-17 00:00:00 | 2014-11-13 00:00:00 | 2019-03-21 00:00:00 | 2022-07-21 00:00:00 |
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filing_id | 1777313 | 1973845 | 1800878 | 1945806 | 1957694 | 1896815 | 1896815 | 1630114 | 1630136 | 1632671 | 1654389 | 1671794 | 1818433 | 1927658 | 1921193 | 1717869 | 1701321 | 1729537 | 1726204 | 1845693 | 1758797 | 1763311 | 1991736 | 2002813 | 1957694 | 2188019 | 2330451 | 2262489 | 2333021 | 2445082 | 2418012 | 2298967 | 2027151 | 2085545 | 2053443 | 2119132 | 2116260 | 2150289 | 2166026 | 2333021 | 2371107 | 2370860 | 2226839 | 2199793 | 2262489 | 2336181 | 2330451 | 2369075 | 2390219 | 2440030 | 2662864 | 2705989 | 2676190 | 2710254 | 2746737 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
period_id | 214 | 222 | 215 | None | 221 | 218 | 218 | None | None | 208 | 209 | 210 | 216 | 220 | 219 | 212 | 211 | 212 | None | 217 | None | 213 | 223 | 224 | 221 | 231 | 236 | 234 | 236 | None | 239 | 235 | 225 | 227 | 226 | None | 228 | 229 | 230 | 236 | None | 237 | 233 | 232 | 234 | None | 237 | None | 238 | 241 | None | 250 | 249 | None | 251 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
form_id | F615 | F615 | F615 | F604 | F615 | F615 | F615 | F604 | F999 | F615 | F615 | F615 | F615 | F615 | F615 | F604 | F615 | F615 | F604 | F615 | F604 | F615 | F615 | F615 | F615 | F615 | F604 | F615 | F615 | F607 | F615 | F615 | F615 | F615 | F615 | F604 | F615 | F615 | F615 | F615 | F604 | F615 | F615 | F615 | F615 | F604 | F604 | F604 | F615 | F607 | F604 | F615 | F615 | F604 | F615 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
filing_sequence | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
filing_date | 2013-07-23 00:00:00 | 2015-07-13 00:00:00 | 2013-10-31 00:00:00 | 2015-02-09 00:00:00 | 2015-04-14 00:00:00 | 2014-10-11 00:00:00 | 2014-10-11 00:00:00 | 2011-12-28 00:00:00 | 2012-01-24 00:00:00 | 2012-01-27 00:00:00 | 2012-04-25 00:00:00 | 2012-07-17 00:00:00 | 2014-01-31 00:00:00 | 2015-01-21 00:00:00 | 2014-12-29 00:00:00 | 2012-12-18 00:00:00 | 2012-10-23 00:00:00 | 2013-01-22 00:00:00 | 2013-01-08 00:00:00 | 2014-04-30 00:00:00 | 2013-04-11 00:00:00 | 2013-04-29 00:00:00 | 2015-10-13 00:00:00 | 2016-01-08 00:00:00 | 2015-08-14 00:00:00 | 2017-10-17 00:00:00 | 2018-12-28 00:00:00 | 2018-07-25 00:00:00 | 2019-01-09 00:00:00 | 2020-01-06 00:00:00 | 2019-10-30 00:00:00 | 2018-10-01 00:00:00 | 2016-04-11 00:00:00 | 2016-10-05 00:00:00 | 2016-07-06 00:00:00 | 2016-12-29 00:00:00 | 2017-01-03 00:00:00 | 2017-04-10 00:00:00 | 2017-07-07 00:00:00 | 2019-01-09 00:00:00 | 2019-04-03 00:00:00 | 2019-04-08 00:00:00 | 2018-04-02 00:00:00 | 2018-01-03 00:00:00 | 2018-07-05 00:00:00 | 2019-01-02 00:00:00 | 2019-03-29 00:00:00 | 2019-03-25 00:00:00 | 2019-07-16 00:00:00 | 2020-01-30 00:00:00 | 2022-03-28 00:00:00 | 2022-08-01 00:00:00 | 2022-05-02 00:00:00 | 2022-08-01 00:00:00 | 2022-10-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
stmnt_type | 10001 | 10001 | 10001 | 10005 | 10001 | 10001 | 10002 | 10005 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10001 | 10006 | 10001 | 10001 | 10001 | 10002 | 10001 | 10001 | 10002 | 10002 | 10005 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10001 | 10001 | 10001 | 10001 | 10006 | 10001 | 10001 | 10001 | 10001 | 10005 | 10002 | 10006 | 10001 | 10001 | 10005 | 10001 | 10001 | 10006 | 10001 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11003 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
session_id | 2013 | 2015 | 2013 | 2015 | 2015 | 2013 | 2013 | 2011 | 2011 | 2011 | 2011 | 2011 | 2013 | 2013 | 2013 | 2013 | 2011 | 2011 | 2013 | 2013 | 2013 | 2013 | 2015 | 2015 | 2015 | 2017 | 2019 | 2017 | 2017 | 2019 | 2019 | 2017 | 2015 | 2015 | 2015 | 2017 | 2015 | 2017 | 2017 | 2019 | 2019 | 2019 | 2017 | 2017 | 2017 | 2019 | 2019 | 2019 | 2019 | 2019 | 2021 | 2021 | 2021 | 2021 | 2021 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
user_id | AGLADNEY | SJENSEN | AGLADNEY | YRODRIGU | AGLADNEY | RGEREMIA | RGEREMIA | YRODRIGU | YRODRIGU | ASAETERN | ASAETERN | AGLADNEY | AGLADNEY | AGLADNEY | GCLARA | PBANFORD | ASAETERN | ASAETERN | PBANFORD | AGLADNEY | SMCCONNAN | ASAETERN | JINGRAM | AGLADNEY | SJENSEN | AGLADNEY | SARRIAGA | JFRONEFIELD | JFRONEFIELD | AROJAS | VUKSTINA | JFRONEFIELD | AGLADNEY | JINGRAM | AGLADNEY | PBANFORD | AGLADNEY | JINGRAM | YRODRIGU | AGLADNEY | SUSHAKOV | VUKSTINA | AGLADNEY | AGLADNEY | AGLADNEY | SARRIAGA | PBANFORD | PBANFORD | VUKSTINA | AROJAS | CVANLIEW | CAFILER | CHATRIDGE | SARRIAGA | CAFILER | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
fine_audit | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11003 | 11003 | 11001 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
rpt_start | 2013-04-01 00:00:00 | 2015-04-01 00:00:00 | 2013-07-01 00:00:00 | 1900-01-01 00:00:00 | 2015-01-31 00:00:00 | 2014-04-30 00:00:00 | 2014-04-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2011-12-28 00:00:00 | 2012-01-01 00:00:00 | 2012-04-01 00:00:00 | 2013-10-01 00:00:00 | 2014-10-01 00:00:00 | 2014-07-01 00:00:00 | 2012-12-18 00:00:00 | 2012-07-01 00:00:00 | 2012-10-01 00:00:00 | 1900-01-01 00:00:00 | 2014-01-01 00:00:00 | 1900-01-01 00:00:00 | 2013-01-01 00:00:00 | 2015-07-01 00:00:00 | 2015-10-01 00:00:00 | 2015-01-01 00:00:00 | 2017-07-01 00:00:00 | 2018-12-28 00:00:00 | 2018-04-01 00:00:00 | 2018-10-01 00:00:00 | 1900-01-01 00:00:00 | 2019-07-01 00:00:00 | 2018-07-01 00:00:00 | 2016-01-01 00:00:00 | 2016-07-01 00:00:00 | 2016-04-01 00:00:00 | 1900-01-01 00:00:00 | 2016-10-01 00:00:00 | 2017-01-02 00:00:00 | 2017-04-01 00:00:00 | 2019-10-01 00:00:00 | 1900-01-01 00:00:00 | 2019-01-01 00:00:00 | 2018-01-01 00:00:00 | 2017-10-01 00:00:00 | 2018-04-02 00:00:00 | 1900-01-01 00:00:00 | 2019-03-29 00:00:00 | 1900-01-01 00:00:00 | 2019-04-01 00:00:00 | 2020-01-30 00:00:00 | 1900-01-01 00:00:00 | 2022-04-01 00:00:00 | 2022-01-01 00:00:00 | 1900-01-01 00:00:00 | 2022-07-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
rpt_end | 2013-06-30 00:00:00 | 2015-06-30 00:00:00 | 2013-09-30 00:00:00 | 1900-01-01 00:00:00 | 2015-03-31 00:00:00 | 2014-06-30 00:00:00 | 2014-06-30 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2011-12-31 00:00:00 | 2012-03-31 00:00:00 | 2012-06-30 00:00:00 | 2013-12-31 00:00:00 | 2014-12-31 00:00:00 | 2014-09-30 00:00:00 | 2012-12-18 00:00:00 | 2012-09-30 00:00:00 | 2012-12-31 00:00:00 | 1900-01-01 00:00:00 | 2014-03-31 00:00:00 | 1900-01-01 00:00:00 | 2013-03-31 00:00:00 | 2015-09-30 00:00:00 | 2015-12-31 00:00:00 | 2015-03-31 00:00:00 | 2017-09-30 00:00:00 | 2018-12-28 00:00:00 | 2018-06-30 00:00:00 | 2018-12-31 00:00:00 | 1900-01-01 00:00:00 | 2019-09-30 00:00:00 | 2018-09-30 00:00:00 | 2016-03-31 00:00:00 | 2016-09-30 00:00:00 | 2016-06-30 00:00:00 | 1900-01-01 00:00:00 | 2016-12-31 00:00:00 | 2017-03-31 00:00:00 | 2017-06-30 00:00:00 | 2018-12-31 00:00:00 | 1900-01-01 00:00:00 | 2019-03-31 00:00:00 | 2018-03-30 00:00:00 | 2017-12-31 00:00:00 | 2018-06-29 00:00:00 | 1900-01-01 00:00:00 | 2019-03-29 00:00:00 | 1900-01-01 00:00:00 | 2019-06-30 00:00:00 | 2020-01-30 00:00:00 | 1900-01-01 00:00:00 | 2022-06-30 00:00:00 | 2022-03-31 00:00:00 | 1900-01-01 00:00:00 | 2022-09-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
filing_type | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | None | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | None | 22006 | None | 22006 | 22006 | None | 22006 | 22006 | None | 22006 |
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filer_type | 4 | 4 | 4 | 4 | 4 | 4 | 4 | |||||||
active | Y | Y | Y | W | Y | Y | N | |||||||
race | 0 | None | None | None | None | None | None | |||||||
session_id | 2011 | 2013 | 2015 | 2019 | 2017 | 2021 | 2023 | |||||||
category | 0 | None | None | None | None | None | None | |||||||
category_type | 0 | None | None | None | None | None | None | |||||||
sub_category | 0 | None | None | None | None | None | None | |||||||
effect_dt | 2011-12-22 00:00:00 | 2013-01-01 00:00:00 | 2015-01-01 00:00:00 | 2019-01-01 00:00:00 | 2017-01-01 00:00:00 | 2022-03-24 00:00:00 | 2023-01-01 00:00:00 | |||||||
sub_category_type | 0 | None | None | None | None | None | None | |||||||
election_type | 0 | None | None | None | None | None | None | |||||||
sub_category_a | None | None | None | None | None | None | None | |||||||
nyq_dt | None | None | None | None | None | None | None | |||||||
party_cd | 0 | None | None | None | None | None | None | |||||||
county_cd | 0 | None | None | None | None | None | None | |||||||
district_cd | 0 | None | None | None | None | None | None |
filer_id | 1343544 | |
---|---|---|
xref_id | 1343544 | |
effect_dt | 2011-12-30 00:00:00 | |
migration_source | CLAIMS |
xref_filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
filer_type | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
status | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | INACTIVE | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
effect_dt | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | 2023-01-01 00:00:00 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
naml | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ALAN | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
namf | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT ELLIS | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ROBERT E. | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
adr1 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
adr2 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
city | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | ARMONK | ARMONK | ARMONK | NEW YORK | NEW YORK | NEW YORK | YONKERS | YONKERS | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
st | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
zip4 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10701 | 10701 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10701 | 10701 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10701 | 10701 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10701 | 10701 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10701 | 10701 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10701 | 10701 | 10504 | 10504 | 10504 | 10166 | 10166 | 10166 | 10701 | 10701 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
phon | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | 9147653307 | 9147653307 | 9147653307 | 9147653307 | 2123653112 | 2123653112 | 6175157380 | 6175157380 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
fax | None | 9147653857 | None | 9147653857 | None | 9147653857 | None | 9147653857 | None | 9147653857 | None | 9147653857 | None | 9147653857 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
None | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@insightinvestment.com | robert.alan@insightinvestment.com | robert_alan@putnam.com | robert_alan@putnam.com | None | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@insightinvestment.com | robert.alan@insightinvestment.com | robert_alan@putnam.com | robert_alan@putnam.com | None | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@insightinvestment.com | robert.alan@insightinvestment.com | robert_alan@putnam.com | robert_alan@putnam.com | None | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@insightinvestment.com | robert.alan@insightinvestment.com | robert_alan@putnam.com | robert_alan@putnam.com | None | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@insightinvestment.com | robert.alan@insightinvestment.com | robert_alan@putnam.com | robert_alan@putnam.com | None | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@insightinvestment.com | robert.alan@insightinvestment.com | robert_alan@putnam.com | robert_alan@putnam.com | None | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@cutwater.com | robert.alan@insightinvestment.com | robert.alan@insightinvestment.com | robert_alan@putnam.com | robert_alan@putnam.com |
filer_id | 1343544 |
---|
filer_id | 1343544 | |
---|---|---|
change_no | 0 | |
session_id | 2011 | |
log_dt | 2011-12-28 00:00:00 | |
filer_type | 4 | |
correction_flg | None | |
action | ADDED | |
attribute_changed | EMPLOYER | |
ethics_dt | None | |
interests | None | |
filer_full_name | ROBERT E. ALAN | |
filer_city | None | |
filer_st | None | |
filer_zip | None | |
filer_phone | None | |
entity_type | 2 | |
entity_name | CUTWATER INVESTOR SERVICES CORP. | |
entity_city | None | |
entity_st | None | |
entity_zip | None | |
entity_phone | None | |
entity_id | 1343735 | |
responsible_officer | None | |
effect_dt | 2011-12-22 00:00:00 |
filer_id | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | 1343544 | |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filing_file_name | 1717869_0.cal | 362863.cal | 372309.cal | 372506.cal | 2330451_1.cal | 2330451_0.cal | 77288.cal | 2440030_0.cal | 37535.cal | 37455.cal | 9988.cal | |||||||||||
received_date | 2012-12-18 00:00:00 | 2016-07-06 00:00:00 | 2016-04-11 00:00:00 | 2016-04-11 00:00:00 | 2019-03-29 00:00:00 | 2018-12-28 00:00:00 | 2019-04-08 00:00:00 | 2020-01-30 00:00:00 | 2019-04-05 00:00:00 | 2019-04-05 00:00:00 | 2017-10-17 00:00:00 | |||||||||||
filing_directory | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/temp | /cafiler/disclose/ca99/temp | |||||||||||
filing_id | 1717869 | None | None | None | 2330451 | 2330451 | None | 2440030 | None | None | None | |||||||||||
form_id | F604 | None | None | None | F604 | F604 | None | F607 | None | None | None | |||||||||||
receive_comment | Filing accepted | Filing did not pass validation | Filing did not pass validation | Filing did not pass validation | Filing accepted | Filing accepted | Filing did not pass validation | Filing accepted | Filing did not pass validation | Filing did not pass validation | Filing did not pass validation |