filing_id | 1706128 | 1726124 | 1793702 | 1774413 | 1756240 | 1839727 | 1810366 | 1866381 | 1909517 | 1925388 | 1991776 | 1973878 | 1973878 | 1973878 | 1958492 | 2003128 | 2054309 | 2029695 | 2098766 | 2157642 | 2118924 | 2176857 | 2198678 | 2272508 | 2207100 | 2236141 | 2306929 | |||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 2 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||||||||||||||||||||
rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | |||||||||||||||||||||||||||
form_type | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | |||||||||||||||||||||||||||
sender_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | |||||||||||||||||||||||||||
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | |||||||||||||||||||||||||||
entity_cd | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | FRM | |||||||||||||||||||||||||||
filer_naml | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | |||||||||||||||||||||||||||
filer_namf | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES | JAMES | JAMES | JAMES | JAMES | JAMES | JAMES | JAMES | |||||||||||||||||||||||||||
filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
report_num | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 001 | 002 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | |||||||||||||||||||||||||||
rpt_date | 2012-10-29 00:00:00 | 2013-01-15 00:00:00 | 2013-10-11 00:00:00 | 2013-07-10 00:00:00 | 2013-04-12 00:00:00 | 2014-04-21 00:00:00 | 2014-01-16 00:00:00 | 2014-07-25 00:00:00 | 2014-10-30 00:00:00 | 2015-01-14 00:00:00 | 2015-10-13 00:00:00 | 2015-07-13 00:00:00 | 2015-07-13 00:00:00 | 2015-07-13 00:00:00 | 2015-04-16 00:00:00 | 2016-01-11 00:00:00 | 2016-07-11 00:00:00 | 2016-04-19 00:00:00 | 2016-10-28 00:00:00 | 2017-05-01 00:00:00 | 2017-01-11 00:00:00 | 2017-07-31 00:00:00 | 2017-12-19 00:00:00 | 2018-07-30 00:00:00 | 2018-01-29 00:00:00 | 2018-04-25 00:00:00 | 2018-10-16 00:00:00 | |||||||||||||||||||||||||||
from_date | 2012-07-01 00:00:00 | 2012-10-01 00:00:00 | 2013-07-01 00:00:00 | 2013-04-01 00:00:00 | 2013-01-01 00:00:00 | 2014-01-01 00:00:00 | 2013-10-01 00:00:00 | 2014-04-01 00:00:00 | 2014-07-01 00:00:00 | 2014-10-01 00:00:00 | 2015-07-01 00:00:00 | 2015-04-01 00:00:00 | 2015-04-01 00:00:00 | 2015-04-01 00:00:00 | 2015-01-01 00:00:00 | 2015-10-01 00:00:00 | 2016-04-01 00:00:00 | 2016-01-01 00:00:00 | 2016-07-01 00:00:00 | 2017-01-01 00:00:00 | 2016-10-01 00:00:00 | 2017-04-01 00:00:00 | 2017-07-01 00:00:00 | 2018-04-01 00:00:00 | 2017-10-01 00:00:00 | 2018-01-01 00:00:00 | 2018-07-01 00:00:00 | |||||||||||||||||||||||||||
thru_date | 2012-09-30 00:00:00 | 2012-12-31 00:00:00 | 2013-09-30 00:00:00 | 2013-06-30 00:00:00 | 2013-03-31 00:00:00 | 2014-03-31 00:00:00 | 2013-12-31 00:00:00 | 2014-06-30 00:00:00 | 2014-09-30 00:00:00 | 2014-12-31 00:00:00 | 2015-09-30 00:00:00 | 2015-06-30 00:00:00 | 2015-06-30 00:00:00 | 2015-06-30 00:00:00 | 2015-03-31 00:00:00 | 2015-12-31 00:00:00 | 2016-06-30 00:00:00 | 2016-03-31 00:00:00 | 2016-09-30 00:00:00 | 2017-03-31 00:00:00 | 2016-12-31 00:00:00 | 2017-06-30 00:00:00 | 2017-09-30 00:00:00 | 2018-06-30 00:00:00 | 2017-12-31 00:00:00 | 2018-03-31 00:00:00 | 2018-09-30 00:00:00 | |||||||||||||||||||||||||||
cum_beg_dt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
firm_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | |||||||||||||||||||||||||||
firm_name | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA, INC. | Schroder Investment Management North America Inc | Schroder Investment Management North America Inc | Schroder Investment Management North America Inc | Schroder Investment Management North America, Inc | Schroder Investment Management North America Inc. | Schroder Investment North America Inc | Schroder Investment Management North America Inc. | Schroder Investment Management North America Inc | Schroders Investment Management North American Inc. | Schroders Investment Management North American Inc. | Schroders Investment Management North American Inc. | Schroders Investment Management North American Inc. | Schroders Investment Management North American Inc. | Schroders Investment Management North American Inc. | Schroder Investment Management North America, Inc. | Schroder Investment Management North America, Inc. | Schroder Investment Management North America, Inc. | Schroder Investment Management North America, Inc. | Jamie Macmillan | Schroder Investment Management North America Inc. | Jamie Macmillan | Schroders Investment Management North America | Schroders | Schroders Investment Management North America | Schroder Investment Management North America | Schroders | |||||||||||||||||||||||||||
firm_city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | |||||||||||||||||||||||||||
firm_st | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | |||||||||||||||||||||||||||
firm_zip4 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | |||||||||||||||||||||||||||
firm_phon | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | |||||||||||||||||||||||||||
mail_city | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
mail_st | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
sig_date | 2012-10-29 00:00:00 | 2013-01-09 00:00:00 | 2013-10-11 00:00:00 | 2013-07-10 00:00:00 | 2013-04-12 00:00:00 | 2014-04-21 00:00:00 | 2014-01-16 00:00:00 | 2014-07-25 00:00:00 | 2014-10-30 00:00:00 | 2014-01-14 00:00:00 | 2015-10-13 00:00:00 | 2015-07-13 00:00:00 | 2015-07-13 00:00:00 | 2015-07-13 00:00:00 | 2015-04-16 00:00:00 | 2016-01-11 00:00:00 | 2016-07-11 00:00:00 | 2016-04-19 00:00:00 | 2016-10-28 00:00:00 | 2017-05-01 00:00:00 | 2017-01-11 00:00:00 | 2017-07-31 00:00:00 | 2017-12-19 00:00:00 | 2018-07-30 00:00:00 | 2018-01-29 00:00:00 | 2018-04-25 00:00:00 | 2018-10-16 00:00:00 | |||||||||||||||||||||||||||
sig_loc | NEW YORK, NY | New York, NY | New York, NY | NEW YORK, NY | New York, NY | New York, NY | New York | New York, NY | New York, NY | New York | New York | New York | New York | New York | New York | New York | New York | New York | New York | New York, NY | New York | New York, NY | New York, NY | New York, New York | New York, NY | New York, NY | New York, NY | |||||||||||||||||||||||||||
sig_naml | MACMILLAN | Mac Millan | Macmillan | MACMILLAN | MacMillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillian | |||||||||||||||||||||||||||
sig_namf | JAMES | James | James | JAMIE | James | James | James | James | James | James | James | James | James | James | James | James | Jamie | James | James | Jamie | James | Jamie | Jamie | James | James | James | Jamie | |||||||||||||||||||||||||||
sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
prn_naml | MACMILLAN | Mac Millan | Macmillan | MACMILLAN | MacMillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillan | Macmillian | |||||||||||||||||||||||||||
prn_namf | JAMES | James | James | JAMIE | James | James | James | James | James | James | James | James | James | James | James | James | Jamie | James | James | Jamie | James | Jamie | Jamie | James | James | James | Jamie | |||||||||||||||||||||||||||
prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
sig_title | MR. | ?Institutional Sales Director | Sales Director | CLIENT DIRECTOR | Client Director | Institutional Sales Director | Client Director | None | Client Director | Institutional Director | Institutional Director | Institutional Director | Institutional Director | Client Director | Client Director | Institutional Director | Institutional Sales Director | Institutional Director | Institutional Director | Institutional Director | Client Director | Institutional Director | Institutional Director | Institutional Director | Institutional Director | Institutional Director | Mr. | |||||||||||||||||||||||||||
nopart1_cb | X | X | X | X | X | X | X | X | X | X | X | None | None | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||||||
nopart2_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||||||
part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
ctrib_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
lby_actvty | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
major_naml | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
major_namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
major_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
major_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||
rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
filing_id | 1597112 | 1716785 | 1921764 | 1921764 | 2114617 | |||||
---|---|---|---|---|---|---|---|---|---|---|
amend_id | 0 | 0 | 0 | 1 | 0 | |||||
rec_type | CVR | CVR | CVR | CVR | CVR | |||||
form_type | F604 | F604 | F604 | F604 | F604 | |||||
sender_id | 1336607 | 1336607 | 1336607 | 1336607 | 1336607 | |||||
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | |||||
entity_cd | LBY | LBY | LBY | LBY | LBY | |||||
filer_naml | MACMILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MACMILLAN | |||||
filer_namf | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | |||||
filer_namt | None | None | None | None | None | |||||
filer_nams | None | None | None | None | None | |||||
report_num | 000 | 000 | 000 | 001 | 000 | |||||
rpt_date | 2011-06-17 00:00:00 | 2012-12-11 00:00:00 | 2014-12-30 00:00:00 | 2014-12-31 00:00:00 | 2016-12-29 00:00:00 | |||||
ls_beg_yr | 2011 | 2013 | 2015 | 2015 | 2017 | |||||
ls_end_yr | 2012 | 2014 | 2016 | 2016 | 2018 | |||||
qual_date | 2011-06-15 00:00:00 | 2013-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2017-01-01 00:00:00 | |||||
eff_date | None | None | None | None | None | |||||
bus_city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | |||||
bus_st | NY | NY | NY | NY | NY | |||||
bus_zip4 | 10022 | 10022 | 10022 | 10022 | 10022 | |||||
bus_phon | 2126413800 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | |||||
bus_fax | 2126413804 | None | None | None | None | |||||
bus_email | None | None | [email protected] | [email protected] | [email protected] | |||||
mail_city | None | None | None | None | None | |||||
mail_st | None | None | None | None | None | |||||
mail_zip4 | None | None | None | None | None | |||||
mail_phon | None | None | None | None | None | |||||
sig_date | 2011-06-15 00:00:00 | 2012-12-11 00:00:00 | 2014-12-30 00:00:00 | 2014-12-31 00:00:00 | 2016-12-29 00:00:00 | |||||
sig_loc | None | None | None | None | None | |||||
sig_naml | MACMILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MACMILLAN | |||||
sig_namf | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | |||||
sig_namt | None | None | None | None | None | |||||
sig_nams | None | None | None | None | None | |||||
prn_naml | MACMILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MACMILLAN | |||||
prn_namf | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | |||||
prn_namt | None | None | None | None | None | |||||
prn_nams | None | None | None | None | None | |||||
sig_title | None | None | None | None | None | |||||
stmt_firm | None | None | None | None | None | |||||
ind_cb | None | None | None | None | None | |||||
bus_cb | None | None | None | None | None | |||||
trade_cb | None | None | None | None | None | |||||
oth_cb | None | None | None | None | None | |||||
a_b_name | None | None | None | None | None | |||||
a_b_city | None | None | None | None | None | |||||
a_b_st | None | None | None | None | None | |||||
a_b_zip4 | None | None | None | None | None | |||||
descrip_1 | None | None | None | None | None | |||||
descrip_2 | None | None | None | None | None | |||||
c_less50 | None | None | None | None | None | |||||
c_more50 | None | None | None | None | None | |||||
ind_class | None | None | None | None | None | |||||
ind_descr | None | None | None | None | None | |||||
bus_class | None | None | None | None | None | |||||
bus_descr | None | None | None | None | None | |||||
auth_name | None | None | None | None | None | |||||
auth_city | None | None | None | None | None | |||||
auth_st | None | None | None | None | None | |||||
auth_zip4 | None | None | None | None | None | |||||
lobby_int | None | None | None | None | None | |||||
influen_yn | None | None | None | None | None | |||||
firm_name | Schroder Investment Management North America Inc | Schroder Investment Management North America, Inc | Schroder Investment Management North America, Inc | Schroder Investment Management North America, Inc | Schroder Investment Management North America Inc. | |||||
newcert_cb | X | None | None | None | None | |||||
rencert_cb | None | X | X | X | X | |||||
complet_dt | None | None | None | None | None | |||||
lby_reg_cb | X | X | X | X | X | |||||
lby_604_cb | None | None | None | None | None | |||||
st_leg_yn | N | N | Y | N | Y | |||||
st_agency | None | None | None | None | None | |||||
lobby_cb | None | None | None | None | None | |||||
l_firm_cb | None | None | None | None | None |
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | ||||
---|---|---|---|---|---|---|---|---|
adrid | 2216631 | 2276633 | 2338835 | 2411167 | ||||
effect_dt | 2011-06-15 00:00:00 | 2013-01-01 00:00:00 | 2015-01-01 00:00:00 | 2017-01-01 00:00:00 | ||||
add_type | 7051 | 7051 | 7051 | 7051 | ||||
session_id | 2011 | 2013 | 2015 | 2017 |
filer_id | 1339301 | 1339301 | 1339301 | |||
---|---|---|---|---|---|---|
session_id | 2011 | 2013 | 2015 | |||
ethics_date | 2011-08-11 00:00:00 | 2013-04-11 00:00:00 | 2015-02-26 00:00:00 |
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | ||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filing_id | 1774413 | 1973878 | 1973878 | 1973878 | 1839727 | 1866381 | 1810366 | 1793702 | 1957985 | 1957986 | 1958492 | 1952330 | 1909517 | 1597112 | 1613156 | 1614587 | 1604373 | 1604390 | 1624727 | 1677034 | 1662176 | 1925388 | 1921764 | 1921764 | 1716785 | 1706128 | 1734551 | 1726124 | 1756240 | 1759110 | 1991776 | 2272508 | 2207100 | 2236141 | 2003128 | 2029695 | 2054309 | 2098766 | 2118924 | 2114617 | 2117883 | 2176857 | 2157642 | 2321588 | 2198678 | 2306929 | ||||||||||||||||||||||||||||||||||||||||||||||
period_id | 214 | 222 | 222 | 222 | 217 | 218 | 216 | 215 | None | None | 221 | None | 219 | 206 | None | None | None | None | None | None | None | 220 | 220 | 220 | 212 | 211 | None | 212 | 213 | None | 223 | 234 | 232 | 233 | 224 | 225 | 226 | 227 | 228 | 228 | None | 230 | 229 | None | 231 | 235 | ||||||||||||||||||||||||||||||||||||||||||||||
form_id | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F604 | F604 | F615 | F604 | F615 | F604 | F604 | F615 | F604 | F604 | F615 | F615 | F615 | F615 | F604 | F604 | F604 | F615 | F604 | F615 | F615 | F604 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F615 | F604 | F604 | F615 | F615 | F606 | F615 | F615 | ||||||||||||||||||||||||||||||||||||||||||||||
filing_sequence | 0 | 0 | 1 | 2 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | ||||||||||||||||||||||||||||||||||||||||||||||
filing_date | 2013-07-10 00:00:00 | 2015-07-13 00:00:00 | 2015-07-13 00:00:00 | 2015-07-13 00:00:00 | 2014-04-21 00:00:00 | 2014-07-25 00:00:00 | 2014-01-16 00:00:00 | 2013-10-11 00:00:00 | 2015-01-06 00:00:00 | 2015-03-30 00:00:00 | 2015-04-16 00:00:00 | 2015-02-26 00:00:00 | 2014-10-30 00:00:00 | 2011-06-17 00:00:00 | 2011-08-11 00:00:00 | 2011-09-08 00:00:00 | 2011-06-20 00:00:00 | 2011-07-05 00:00:00 | 2011-10-28 00:00:00 | 2012-07-19 00:00:00 | 2012-04-25 00:00:00 | 2015-01-14 00:00:00 | 2014-12-30 00:00:00 | 2014-12-31 00:00:00 | 2012-12-11 00:00:00 | 2012-10-29 00:00:00 | 2012-12-27 00:00:00 | 2013-01-15 00:00:00 | 2013-04-12 00:00:00 | 2013-04-11 00:00:00 | 2015-10-13 00:00:00 | 2018-07-30 00:00:00 | 2018-01-29 00:00:00 | 2018-04-25 00:00:00 | 2016-01-11 00:00:00 | 2016-04-19 00:00:00 | 2016-07-11 00:00:00 | 2016-10-28 00:00:00 | 2017-01-11 00:00:00 | 2016-12-29 00:00:00 | 2016-12-27 00:00:00 | 2017-07-31 00:00:00 | 2017-05-01 00:00:00 | 2018-10-31 00:00:00 | 2017-12-19 00:00:00 | 2018-10-16 00:00:00 | ||||||||||||||||||||||||||||||||||||||||||||||
stmnt_type | 10001 | 10001 | 10002 | 10002 | 10001 | 10001 | 10001 | 10001 | 10005 | 10002 | 10001 | 10006 | 10001 | 10001 | 10006 | 10005 | 10001 | 10006 | 10005 | 10005 | 10005 | 10001 | 10001 | 10002 | 10001 | 10001 | 10005 | 10001 | 10001 | 10006 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10001 | 10005 | 10001 | 10001 | 10005 | 10001 | 10001 | ||||||||||||||||||||||||||||||||||||||||||||||
stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | ||||||||||||||||||||||||||||||||||||||||||||||
session_id | 2013 | 2015 | 2015 | 2015 | 2013 | 2013 | 2013 | 2013 | 2015 | 2015 | 2015 | 2015 | 2013 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2013 | 2015 | 2015 | 2013 | 2011 | 2013 | 2011 | 2013 | 2013 | 2015 | 2017 | 2017 | 2017 | 2015 | 2015 | 2015 | 2015 | 2015 | 2017 | 2017 | 2017 | 2017 | 2017 | 2017 | 2017 | ||||||||||||||||||||||||||||||||||||||||||||||
user_id | AGLADNEY | JINGRAM | JINGRAM | JINGRAM | AGLADNEY | ASAETERN | AGLADNEY | AGLADNEY | PBANFORD | GPEREZ | AGLADNEY | ASAETERN | AGLADNEY | YRODRIGU | YRODRIGU | AGLADNEY | YRODRIGU | YRODRIGU | AGLADNEY | AGLADNEY | AGLADNEY | AGLADNEY | PBANFORD | PBANFORD | GKURIMOT | ASAETERN | GKURIMOT | ASAETERN | AGLADNEY | SMCCONNAN | JINGRAM | CAFILER | AGLADNEY | CAFILER | AGLADNEY | AGLADNEY | AGLADNEY | AGLADNEY | AGLADNEY | YRODRIGU | GPEREZ | YRODRIGU | YRODRIGU | GPEREZ | KBANH | CAFILER | ||||||||||||||||||||||||||||||||||||||||||||||
special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | ||||||||||||||||||||||||||||||||||||||||||||||
fine_audit | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11003 | 11003 | 11001 | 11003 | ||||||||||||||||||||||||||||||||||||||||||||||
rpt_start | 2013-04-01 00:00:00 | 2015-04-01 00:00:00 | 2015-04-01 00:00:00 | 2015-04-01 00:00:00 | 2014-01-01 00:00:00 | 2014-04-01 00:00:00 | 2013-10-01 00:00:00 | 2013-07-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2015-01-01 00:00:00 | None | 2014-07-01 00:00:00 | 2011-06-17 00:00:00 | 1900-01-01 00:00:00 | 2011-04-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2011-07-01 00:00:00 | 2012-04-01 00:00:00 | 2012-01-01 00:00:00 | 2014-10-01 00:00:00 | 2014-12-30 00:00:00 | 2014-12-31 00:00:00 | 2012-12-11 00:00:00 | 2012-07-01 00:00:00 | 1900-01-01 00:00:00 | 2012-10-01 00:00:00 | 2013-01-01 00:00:00 | 1900-01-01 00:00:00 | 2015-07-01 00:00:00 | 2018-04-01 00:00:00 | 2017-10-01 00:00:00 | 2018-01-01 00:00:00 | 2015-10-01 00:00:00 | 2016-01-01 00:00:00 | 2016-04-01 00:00:00 | 2016-07-01 00:00:00 | 2016-10-01 00:00:00 | 2016-12-29 00:00:00 | 1900-01-01 00:00:00 | 2017-04-01 00:00:00 | 2017-01-01 00:00:00 | 1900-01-01 00:00:00 | 2017-07-01 00:00:00 | 2018-07-01 00:00:00 | ||||||||||||||||||||||||||||||||||||||||||||||
rpt_end | 2013-06-30 00:00:00 | 2015-06-30 00:00:00 | 2015-06-30 00:00:00 | 2015-06-30 00:00:00 | 2014-03-31 00:00:00 | 2014-06-30 00:00:00 | 2013-12-31 00:00:00 | 2013-09-30 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2015-03-31 00:00:00 | None | 2014-09-30 00:00:00 | 2011-06-17 00:00:00 | 1900-01-01 00:00:00 | 2011-06-30 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2011-09-30 00:00:00 | 2012-06-30 00:00:00 | 2012-03-31 00:00:00 | 2014-12-31 00:00:00 | 2014-12-30 00:00:00 | 2014-12-31 00:00:00 | 2012-12-11 00:00:00 | 2012-09-30 00:00:00 | 1900-01-01 00:00:00 | 2012-12-31 00:00:00 | 2013-03-31 00:00:00 | 1900-01-01 00:00:00 | 2015-09-30 00:00:00 | 2018-06-30 00:00:00 | 2017-12-31 00:00:00 | 2018-03-31 00:00:00 | 2015-12-31 00:00:00 | 2016-03-31 00:00:00 | 2016-06-30 00:00:00 | 2016-09-30 00:00:00 | 2016-12-31 00:00:00 | 2016-12-29 00:00:00 | 1900-01-01 00:00:00 | 2017-06-30 00:00:00 | 2017-03-31 00:00:00 | 1900-01-01 00:00:00 | 2017-09-30 00:00:00 | 2018-09-30 00:00:00 | ||||||||||||||||||||||||||||||||||||||||||||||
rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||||||||||||||||||||||||||||
filing_type | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | None | 22006 | None | 22006 | 22006 | None | None | None | None | None | None | None | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | None | 22006 | 22006 |
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
filer_type | 4 | 4 | 4 | 4 | 4 | 4 | ||||||
active | Y | Y | R | T | Y | Y | ||||||
race | None | 0 | None | None | None | None | ||||||
session_id | 2013 | 2011 | 2017 | 2017 | 2015 | 2017 | ||||||
category | None | 0 | None | None | None | None | ||||||
category_type | None | 0 | None | None | None | None | ||||||
sub_category | None | 0 | None | None | None | None | ||||||
effect_dt | 2013-01-01 00:00:00 | 2011-06-15 00:00:00 | 2017-07-01 00:00:00 | 2018-07-01 00:00:00 | 2015-01-01 00:00:00 | 2017-01-01 00:00:00 | ||||||
sub_category_type | None | 0 | None | None | None | None | ||||||
election_type | None | 0 | None | None | None | None | ||||||
sub_category_a | None | None | None | None | None | None | ||||||
nyq_dt | None | None | None | None | None | None | ||||||
party_cd | None | 0 | None | None | None | None | ||||||
county_cd | None | 0 | None | None | None | None | ||||||
district_cd | None | 0 | None | None | None | None |
filer_id | 1339301 | |
---|---|---|
xref_id | 1339301 | |
effect_dt | 2011-06-16 00:00:00 | |
migration_source | CLAIMS |
xref_filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | ||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | ||||||||||||||||
filer_type | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | ||||||||||||||||
status | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | ||||||||||||||||
effect_dt | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 | ||||||||||||||||
naml | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | MAC MILLAN | ||||||||||||||||
namf | JAMES | JAMES | JAMES | JAMES | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | JAMES P. | ||||||||||||||||
namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||
nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||
adr1 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||
adr2 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||
city | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | NEW YORK | ||||||||||||||||
st | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | NY | ||||||||||||||||
zip4 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | 10022 | ||||||||||||||||
phon | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | 3475585165 | ||||||||||||||||
fax | ||||||||||||||||||||||||||||||||
None | None | [email protected] | [email protected] | None | None | [email protected] | [email protected] | None | None | [email protected] | [email protected] | None | None | [email protected] | [email protected] |
filer_id | 1339301 |
---|
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
change_no | 1 | 2 | 3 | 4 | 5 | 6 | 7 | |||||||
session_id | 2011 | 2015 | 2015 | 2017 | 2017 | 2017 | 2017 | |||||||
log_dt | 2011-07-05 00:00:00 | 2015-01-06 00:00:00 | 2015-01-06 00:00:00 | 2016-12-27 00:00:00 | 2016-12-27 00:00:00 | 2018-10-31 00:00:00 | 2018-10-31 00:00:00 | |||||||
filer_type | 4 | 4 | 4 | 4 | 4 | 4 | 4 | |||||||
correction_flg | None | None | None | None | None | None | None | |||||||
action | SET ACTIVE | SET ACTIVE | SET ACTIVE | REVOKE | IN SUSPENSE | DELETED | TERMINATED | |||||||
attribute_changed | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | ||||||||||
ethics_dt | None | None | None | None | None | None | None | |||||||
interests | None | None | None | None | None | None | None | |||||||
filer_full_name | JAMES P. MAC MILLAN | MAC MILLAN, JAMES P. | MAC MILLAN, JAMES P. | MAC MILLAN, JAMES | MAC MILLAN, JAMES | JAMES MAC MILLAN | MAC MILLAN, JAMES | |||||||
filer_city | None | None | None | None | None | None | None | |||||||
filer_st | None | None | None | None | None | None | None | |||||||
filer_zip | None | None | None | None | None | None | None | |||||||
filer_phone | None | None | None | None | None | None | None | |||||||
entity_type | 2 | 2 | 4 | 4 | 2 | 2 | 4 | |||||||
entity_name | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | None | None | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | None | |||||||
entity_city | None | None | None | None | None | None | None | |||||||
entity_st | None | None | None | None | None | None | None | |||||||
entity_zip | None | None | None | None | None | None | None | |||||||
entity_phone | None | None | None | None | None | None | None | |||||||
entity_id | 1336607 | 1336607 | 0 | 0 | 1336607 | 1336607 | 0 | |||||||
responsible_officer | None | None | None | None | None | None | None | |||||||
effect_dt | 2011-06-15 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2017-07-01 00:00:00 | 2017-07-01 00:00:00 | 2018-07-01 00:00:00 | 2018-07-01 00:00:00 |
filer_id | 1339301 | 1339301 | 1339301 | 1339301 | 1339301 | |||||
---|---|---|---|---|---|---|---|---|---|---|
filing_file_name | 1597112_0.cal | 1716785_0.cal | 2114617_0.cal | 1921764_0.cal | 1921764_1.cal | |||||
received_date | 2011-06-17 00:00:00 | 2012-12-11 00:00:00 | 2016-12-29 00:00:00 | 2014-12-30 00:00:00 | 2014-12-31 00:00:00 | |||||
filing_directory | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | /cafiler/disclose/ca99/cal | |||||
filing_id | 1597112 | 1716785 | 2114617 | 1921764 | 1921764 | |||||
form_id | F604 | F604 | F604 | F604 | F604 | |||||
receive_comment | Filing accepted | Filing accepted | Filing accepted | Filing accepted | Filing accepted |