| filing_id | 1624591 | 1633675 | 1707417 | 1675175 | 1657753 | 1736506 | 1763161 | 1798324 | 1777848 | 1813655 | 1909162 | 1865255 | 1842406 | 1842406 | 1979888 | 1954351 | 1960818 | 1960818 | 1960818 | 2007462 | 1996343 | 2088388 | 1996343 | 1979888 | 2184890 | 2184891 | 2187005 | 2184891 | 2184890 | 2203108 | 2203108 | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| amend_id | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 2 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 | |||||||||||||||||||||||||||||||
| rec_type | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | CVR | |||||||||||||||||||||||||||||||
| form_type | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | F635 | |||||||||||||||||||||||||||||||
| sender_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | |||||||||||||||||||||||||||||||
| filer_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | |||||||||||||||||||||||||||||||
| entity_cd | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | LEM | |||||||||||||||||||||||||||||||
| filer_naml | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | |||||||||||||||||||||||||||||||
| filer_namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| filer_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| filer_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| report_num | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 000 | 001 | 000 | 000 | 000 | 001 | 002 | 000 | 000 | 000 | 000 | 001 | 001 | 000 | 000 | 000 | 001 | 001 | 000 | 001 | |||||||||||||||||||||||||||||||
| rpt_date | 2011-11-10 00:00:00 | 2012-01-30 00:00:00 | 2012-10-30 00:00:00 | 2012-07-26 00:00:00 | 2012-04-30 00:00:00 | 2013-01-30 00:00:00 | 2013-04-29 00:00:00 | 2013-10-29 00:00:00 | 2013-07-24 00:00:00 | 2014-01-27 00:00:00 | 2014-10-30 00:00:00 | 2014-07-23 00:00:00 | 2014-07-21 00:00:00 | 2014-04-28 00:00:00 | 2015-07-30 00:00:00 | 2015-03-23 00:00:00 | 2015-06-16 00:00:00 | 2015-06-16 00:00:00 | 2015-04-23 00:00:00 | 2016-01-27 00:00:00 | 2015-10-29 00:00:00 | 2016-10-13 00:00:00 | 2016-01-27 00:00:00 | 2016-01-27 00:00:00 | 2017-09-21 00:00:00 | 2017-09-21 00:00:00 | 2017-10-10 00:00:00 | 2017-09-27 00:00:00 | 2017-09-27 00:00:00 | 2018-01-19 00:00:00 | 2018-01-31 00:00:00 | |||||||||||||||||||||||||||||||
| from_date | 2011-07-01 00:00:00 | 2011-10-01 00:00:00 | 2012-07-01 00:00:00 | 2012-04-01 00:00:00 | 2012-01-01 00:00:00 | 2012-10-01 00:00:00 | 2013-01-01 00:00:00 | 2013-07-01 00:00:00 | 2013-04-01 00:00:00 | 2013-10-01 00:00:00 | 2014-06-30 00:00:00 | 2014-04-01 00:00:00 | 2014-01-01 00:00:00 | 2014-01-01 00:00:00 | 2015-03-31 00:00:00 | 2014-09-30 00:00:00 | 2015-01-31 00:00:00 | 2015-01-01 00:00:00 | 2014-12-31 00:00:00 | 2015-10-01 00:00:00 | 2015-07-01 00:00:00 | 2016-01-01 00:00:00 | 2015-07-01 00:00:00 | 2015-04-01 00:00:00 | 2017-01-01 00:00:00 | 2017-04-01 00:00:00 | 2017-07-01 00:00:00 | 2017-04-01 00:00:00 | 2017-01-01 00:00:00 | 2017-10-01 00:00:00 | 2017-10-01 00:00:00 | |||||||||||||||||||||||||||||||
| thru_date | 2011-09-30 00:00:00 | 2011-12-31 00:00:00 | 2012-09-30 00:00:00 | 2012-06-30 00:00:00 | 2012-03-31 00:00:00 | 2012-12-31 00:00:00 | 2013-03-31 00:00:00 | 2013-09-30 00:00:00 | 2013-06-30 00:00:00 | 2013-12-31 00:00:00 | 2014-09-30 00:00:00 | 2014-06-30 00:00:00 | 2014-03-31 00:00:00 | 2014-03-31 00:00:00 | 2015-06-30 00:00:00 | 2014-12-31 00:00:00 | 2015-03-31 00:00:00 | 2015-03-31 00:00:00 | 2015-03-31 00:00:00 | 2015-12-31 00:00:00 | 2015-09-30 00:00:00 | 2016-03-31 00:00:00 | 2015-09-30 00:00:00 | 2015-06-30 00:00:00 | 2017-03-31 00:00:00 | 2017-06-30 00:00:00 | 2017-09-30 00:00:00 | 2017-06-30 00:00:00 | 2017-03-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | |||||||||||||||||||||||||||||||
| cum_beg_dt | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-01-01 00:00:00 | None | 2013-11-12 00:00:00 | 2013-11-12 00:00:00 | 2011-01-01 00:00:00 | None | None | None | None | None | 2015-01-01 00:00:00 | None | 2016-01-01 00:00:00 | 2015-01-01 00:00:00 | 2015-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | 2017-01-01 00:00:00 | |||||||||||||||||||||||||||||||
| firm_id | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| firm_name | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| firm_city | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | |||||||||||||||||||||||||||||||
| firm_st | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | |||||||||||||||||||||||||||||||
| firm_zip4 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | |||||||||||||||||||||||||||||||
| firm_phon | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | |||||||||||||||||||||||||||||||
| mail_city | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| mail_st | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| mail_zip4 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| mail_phon | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| sig_date | 2011-11-10 00:00:00 | 2012-01-30 00:00:00 | 2012-10-30 00:00:00 | 2012-07-26 00:00:00 | 2012-04-27 00:00:00 | 2013-01-30 00:00:00 | 2013-04-29 00:00:00 | 2013-10-29 00:00:00 | 2013-07-24 00:00:00 | 2013-01-27 00:00:00 | 2014-10-27 00:00:00 | 2014-07-24 00:00:00 | 2014-07-21 00:00:00 | 2014-04-28 00:00:00 | 2015-07-29 00:00:00 | 2015-03-23 00:00:00 | 2015-06-16 00:00:00 | 2015-06-16 00:00:00 | 2015-04-23 00:00:00 | 2016-01-27 00:00:00 | 2015-10-29 00:00:00 | 2016-10-16 00:00:00 | 2016-01-27 00:00:00 | 2016-01-27 00:00:00 | 2017-09-21 00:00:00 | 2017-09-21 00:00:00 | 2017-10-10 00:00:00 | 2017-09-27 00:00:00 | 2017-09-27 00:00:00 | 2018-01-19 00:00:00 | 2018-01-31 00:00:00 | |||||||||||||||||||||||||||||||
| sig_loc | DURHAM, NC | DURHAM, NC | Durham, NC | DURHAM, NC | Durham, NC | Durham, NC | DURHAM, NC | DURHAM, NC | DURHAM, NC | DURHAM, NC | Durham, NC | DURHAM, NC | DURHAM, NC | DURHAM, NC | Durham, NC | Durham, NC | Durham, NC | Durham, NC | Durham, NC | Durham, NC | Durham, NC | Durham | Durham, NC | Durham, NC | Durham North Carolina | Durham North Carolina | Durham | Durham North Carolina | Durham North Carolina | Durham, NC | Durham, NC | |||||||||||||||||||||||||||||||
| sig_naml | EASON | EASON | EASON | EASON | Eason | Eason | EASON | EASON | EASON | EASON | Eason | EASON | EASON | EASON | Urban | Eason | Eason | Eason | Eason | Urban | Urban | Harmelink | Urban | Urban | Harmelink | Harmelink | Harmelink | Harmelink | Harmelink | Blecha | Blecha | |||||||||||||||||||||||||||||||
| sig_namf | STEPHEN | STEPHEN | STEPHEN | STEPHEN | Stephen | Stephen | STEPHEN | STEPHEN | STEPHEN | STEPHEN | Stephen | STEPHEN | STEPHEN | STEPHEN | Elke | Stephen | Stephen | Stephen | Stephen | Elke | Elke | Aimee | Elke | Elke | Aimee | Aimee | Aimee | Aimee | Aimee | Jill | Jill | |||||||||||||||||||||||||||||||
| sig_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| sig_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| prn_naml | EASON | EASON | EASON | EASON | Eason | Eason | EASON | EASON | EASON | EASON | Eason | EASON | EASON | EASON | Urban | Eason | Eason | Eason | Eason | Urban | Urban | Harmelink | Urban | Urban | Harmelink | Harmelink | Harmelink | Harmelink | Harmelink | Blecha | Blecha | |||||||||||||||||||||||||||||||
| prn_namf | STEPHEN | STEPHEN | STEPHEN | STEPHEN | Stephen | Stephen | STEPHEN | STEPHEN | STEPHEN | STEPHEN | Stephen | STEPHEN | STEPHEN | STEPHEN | Elke | Stephen | Stephen | Stephen | Stephen | Elke | Elke | Aimee | Elke | Elke | Aimee | Aimee | Aimee | Aimee | Aimee | Jill | Jill | |||||||||||||||||||||||||||||||
| prn_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| prn_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| sig_title | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | Executive Vice President | Executive Vice President | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | Executive Vice President | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | EXECUTIVE VICE PRESIDENT | EVP / Chief Market Advisory Officer | Executive Vice President | Senior Executive Vice President | Senior Executive Vice President | Executive Vice President | EVP / Chief Market Advisory Officer | EVP / Chief Market Advisory Officer | Managing Director | EVP / Chief Market Advisory Officer | EVP / Chief Market Advisory Officer | Managing Director | Managing Director | Managing Director | Managing Director | Managing Director | Compliance Officer | Compliance Officer | |||||||||||||||||||||||||||||||
| nopart1_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| nopart2_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| part1_1_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| part1_2_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| ctrib_n_cb | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||||||||||||||||||||||||||||
| ctrib_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| lby_actvty | SMITH BREEDEN EMPLOYS TWO EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. BOTH MET WITH CALSTRS DURING THIS PERIOD REGARDING POTENTIALLY HIRING SMITH BREEDEN TO PROVIDE INVESTMENT MANAGEMENT SERVICES. | SMITH BREEDEN ASSOCIATES EMPLOYS TWO EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. WE DID NOT MEET OR SPEAK WITH REPESENTATIVES OF THESE PLANS DURING THIS PERIOD. | SMITH BREEDEN ASSOCIATES EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | SMITH BREEDEN ASSOCIATES EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | SMITH BREEDEN ASSOCIATES EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. WE SPOKE WITH A REPESENTATIVE OF THE CALIFORNIA STATE SAVINGS PLAN DURING THIS PERIOD. | SMITH BREEDEN ASSOCIATES EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | SMITH BREEDEN ASSOCIATES EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | SMITH BREEDEN ASSOCIATES EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | SMITH BREEDEN ASSOCIATES EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | None | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | AMUNDI SMITH BREEDEN EMPLOYS MARKETING EMPLOYEES WHO MAY MARKET INVESTMENT MANAGEMENT SERVICES TO CALPERS, CALSTRS OR THE UNIVERSITY OF CALIFORNIA RETIREMENT PLAN. THERE WAS NO CONTACT DURING THIS PERIOD. | None | California Department of Human Resources | California Department of Human Resources | California Department of Human Resources | Department of Human Resources of the state of California | California Department of Human Resources | None | |||||||||||||||||||||||||||||||
| lobby_n_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| lobby_y_cb | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| major_naml | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| major_namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| major_namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| major_nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| rcpcmte_nm | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||
| rcpcmte_id | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None |
| filing_id | 2015683 | 2088378 | ||
|---|---|---|---|---|
| amend_id | 0 | 0 | ||
| rec_type | CVR | CVR | ||
| form_type | F603 | F606 | ||
| sender_id | 1337906 | 1337906 | ||
| filer_id | 1337906 | 1337906 | ||
| entity_cd | LEM | LBY | ||
| filer_naml | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | ||
| filer_namf | None | None | ||
| filer_namt | None | None | ||
| filer_nams | None | None | ||
| report_num | 000 | 000 | ||
| rpt_date | 2016-02-12 00:00:00 | 2016-10-13 00:00:00 | ||
| ls_beg_yr | 2015 | 2015 | ||
| ls_end_yr | 2016 | 2016 | ||
| qual_date | None | None | ||
| eff_date | None | 2016-02-15 00:00:00 | ||
| bus_city | DURHAM | DURHAM | ||
| bus_st | NC | NC | ||
| bus_zip4 | 27701 | 27701 | ||
| bus_phon | 9199677221 | 9199677221 | ||
| bus_fax | None | None | ||
| bus_email | [email protected] | [email protected] | ||
| mail_city | None | None | ||
| mail_st | None | None | ||
| mail_zip4 | None | None | ||
| mail_phon | None | None | ||
| sig_date | 2016-02-12 00:00:00 | 2016-10-16 00:00:00 | ||
| sig_loc | None | None | ||
| sig_naml | Harmelink | Urban | ||
| sig_namf | Aimee | Elke | ||
| sig_namt | None | None | ||
| sig_nams | None | None | ||
| prn_naml | Harmelink | Urban | ||
| prn_namf | Aimee | Elke | ||
| prn_namt | None | None | ||
| prn_nams | None | None | ||
| sig_title | CCO, General Counsel | Mrs. | ||
| stmt_firm | None | None | ||
| ind_cb | None | None | ||
| bus_cb | X | None | ||
| trade_cb | None | None | ||
| oth_cb | None | None | ||
| a_b_name | None | None | ||
| a_b_city | None | None | ||
| a_b_st | None | None | ||
| a_b_zip4 | None | None | ||
| descrip_1 | None | None | ||
| descrip_2 | Asset Management | None | ||
| c_less50 | None | None | ||
| c_more50 | None | None | ||
| ind_class | None | None | ||
| ind_descr | None | None | ||
| bus_class | FIN | None | ||
| bus_descr | None | None | ||
| auth_name | None | None | ||
| auth_city | None | None | ||
| auth_st | None | None | ||
| auth_zip4 | None | None | ||
| lobby_int | None | None | ||
| influen_yn | None | None | ||
| firm_name | None | None | ||
| newcert_cb | None | None | ||
| rencert_cb | None | None | ||
| complet_dt | None | None | ||
| lby_reg_cb | None | None | ||
| lby_604_cb | None | None | ||
| st_leg_yn | None | None | ||
| st_agency | None | None | ||
| lobby_cb | None | None | ||
| l_firm_cb | None | None |
| filer_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| adrid | 2214305 | 2412771 | 2414851 | 2302465 | 2337312 | |||||
| effect_dt | 2011-03-11 00:00:00 | 2017-02-21 00:00:00 | 2016-02-01 00:00:00 | 2013-11-12 00:00:00 | 2015-01-01 00:00:00 | |||||
| add_type | 7051 | 7051 | 7051 | 7051 | 7051 | |||||
| session_id | 2011 | 2017 | 2015 | 2013 | 2015 |
| filer_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filing_id | 1755113 | 1777848 | 1980989 | 1954351 | 1979888 | 1960818 | 1960818 | 1842406 | 1865255 | 1807840 | 1798324 | 1809491 | 1960818 | 1909162 | 1597204 | 1585563 | 1586458 | 1592314 | 1624591 | 1633675 | 1610102 | 1657753 | 1663417 | 1675175 | 1813655 | 1816027 | 1672782 | 1913709 | 1919196 | 1913724 | 1913703 | 1913699 | 1707417 | 1736506 | 1842406 | 1763161 | 1996343 | 1999735 | 2203108 | 2015683 | 2007462 | 1999727 | 2017285 | 1996343 | 1979888 | 2088378 | 2088388 | 2108489 | 2108506 | 2150953 | 2184891 | 2184890 | 2206016 | 2187005 | 2203108 | 2184890 | 2184891 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| period_id | None | 214 | None | 219 | 221 | 221 | 221 | 217 | 218 | None | 215 | None | 220 | 218 | None | None | None | None | 207 | 208 | None | 209 | None | 210 | 216 | None | None | None | None | None | None | None | 211 | 212 | 217 | 213 | 223 | None | 232 | 225 | 224 | None | None | 223 | 222 | 228 | 225 | None | None | None | 230 | 229 | None | 231 | 232 | 229 | 230 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| form_id | F605 | F635 | F605 | F635 | F635 | F635 | F635 | F635 | F635 | F605 | F635 | F603 | F635 | F635 | F690 | F603 | F605 | F635 | F635 | F635 | F635 | F635 | F605 | F635 | F635 | F603 | F605 | F605 | F603 | F605 | F605 | F605 | F635 | F635 | F635 | F635 | F635 | F605 | F635 | F603 | F635 | F603 | F605 | F635 | F635 | F606 | F635 | F605 | F888 | F603 | F635 | F635 | F606 | F635 | F635 | F635 | F635 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| filing_sequence | 0 | 0 | 0 | 0 | 0 | 1 | 2 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 1 | 0 | 0 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| filing_date | 2013-03-25 00:00:00 | 2013-07-24 00:00:00 | 2015-07-28 00:00:00 | 2015-03-23 00:00:00 | 2015-07-30 00:00:00 | 2015-06-16 00:00:00 | 2015-06-16 00:00:00 | 2014-07-21 00:00:00 | 2014-07-23 00:00:00 | 2013-12-02 00:00:00 | 2013-10-29 00:00:00 | 2013-12-24 00:00:00 | 2015-04-23 00:00:00 | 2014-10-30 00:00:00 | 2011-06-17 00:00:00 | 2011-03-11 00:00:00 | 2011-03-17 00:00:00 | 2011-05-02 00:00:00 | 2011-11-10 00:00:00 | 2012-01-30 00:00:00 | 2011-08-01 00:00:00 | 2012-04-30 00:00:00 | 2012-05-07 00:00:00 | 2012-07-26 00:00:00 | 2014-01-27 00:00:00 | 2014-01-28 00:00:00 | 2012-06-11 00:00:00 | 2014-10-30 00:00:00 | 2014-12-08 00:00:00 | 2014-10-30 00:00:00 | 2014-10-30 00:00:00 | 2014-10-30 00:00:00 | 2012-10-30 00:00:00 | 2013-01-30 00:00:00 | 2014-04-28 00:00:00 | 2013-04-29 00:00:00 | 2015-10-29 00:00:00 | 2015-11-10 00:00:00 | 2018-01-19 00:00:00 | 2016-02-12 00:00:00 | 2016-01-27 00:00:00 | 2015-11-10 00:00:00 | 2016-01-05 00:00:00 | 2016-01-27 00:00:00 | 2016-01-27 00:00:00 | 2016-10-13 00:00:00 | 2016-10-13 00:00:00 | 2016-11-18 00:00:00 | 2016-11-18 00:00:00 | 2017-02-21 00:00:00 | 2017-09-27 00:00:00 | 2017-09-27 00:00:00 | 2018-01-24 00:00:00 | 2017-10-10 00:00:00 | 2018-01-31 00:00:00 | 2017-09-21 00:00:00 | 2017-09-21 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| stmnt_type | 10006 | 10001 | 10006 | 10001 | 10001 | 10002 | 10002 | 10002 | 10001 | 10006 | 10001 | 10005 | 10001 | 10001 | 10005 | 10005 | 10006 | 10005 | 10001 | 10001 | 10005 | 10001 | 10006 | 10001 | 10001 | 10006 | 10006 | 10006 | 10005 | 10006 | 10006 | 10006 | 10001 | 10001 | 10001 | 10001 | 10001 | 10006 | 10001 | 10001 | 10001 | 10006 | 10006 | 10002 | 10002 | 10001 | 10001 | 10006 | 10005 | 10005 | 10002 | 10002 | 10003 | 10001 | 10002 | 10001 | 10001 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| stmnt_status | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11003 | 11001 | 11001 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| session_id | 2011 | 2013 | 2015 | 2013 | 2015 | 2015 | 2015 | 2013 | 2013 | 2013 | 2013 | 2013 | 2013 | 2013 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2011 | 2013 | 2013 | 2011 | 2013 | 2015 | 2013 | 2013 | 2013 | 2011 | 2011 | 2013 | 2013 | 2015 | 2015 | 2017 | 2015 | 2015 | 2015 | 2015 | 2015 | 2015 | 2015 | 2015 | 2015 | 2015 | 2017 | 2017 | 2017 | 2017 | 2017 | 2017 | 2017 | 2017 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| user_id | YRODRIGU | AGLADNEY | YRODRIGU | GCLARA | MPACHECO | AGLADNEY | AGLADNEY | ASAETERN | AGLADNEY | YRODRIGU | AGLADNEY | YRODRIGU | AGLADNEY | AGLADNEY | AGLADNEY | YRODRIGU | PBANFORD | AGLADNEY | ASAETERN | ASAETERN | AGLADNEY | ASAETERN | CFLAGG | AGLADNEY | ASAETERN | YRODRIGU | CFLAGG | YRODRIGU | YRODRIGU | YRODRIGU | YRODRIGU | YRODRIGU | AGLADNEY | AGLADNEY | AGLADNEY | AGLADNEY | MPACHECO | YRODRIGU | CAFILER | YRODRIGU | AGLADNEY | YRODRIGU | YRODRIGU | AGLADNEY | AGLADNEY | CAFILER | DWALKER | YRODRIGU | YRODRIGU | SARRIAGA | YRODRIGU | YRODRIGU | YRODRIGU | CAFILER | CAFILER | KBANH | KBANH | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| special_audit | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | 11003 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| fine_audit | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11001 | 11003 | 11001 | 11001 | 11003 | 11003 | 11003 | 11001 | 11001 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| rpt_start | 1900-01-01 00:00:00 | 2013-04-01 00:00:00 | 1900-01-01 00:00:00 | 2014-09-30 00:00:00 | 2015-03-31 00:00:00 | 2015-01-31 00:00:00 | 2015-01-01 00:00:00 | 2014-01-01 00:00:00 | 2014-04-01 00:00:00 | 1900-01-01 00:00:00 | 2013-07-01 00:00:00 | 1900-01-01 00:00:00 | 2014-12-31 00:00:00 | 2014-06-30 00:00:00 | 2011-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2011-01-01 00:00:00 | 2011-07-01 00:00:00 | 2011-10-01 00:00:00 | 2011-04-01 00:00:00 | 2012-01-01 00:00:00 | 1900-01-01 00:00:00 | 2012-04-01 00:00:00 | 2013-10-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2012-07-01 00:00:00 | 2012-10-01 00:00:00 | 2014-01-01 00:00:00 | 2013-01-01 00:00:00 | 2015-07-01 00:00:00 | 1900-01-01 00:00:00 | 2017-10-01 00:00:00 | 2016-02-12 00:00:00 | 2015-10-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2015-07-01 00:00:00 | 2015-04-01 00:00:00 | 2016-10-13 00:00:00 | 2016-01-01 00:00:00 | 1900-01-01 00:00:00 | None | 1900-01-01 00:00:00 | 2017-04-01 00:00:00 | 2017-01-01 00:00:00 | 1900-01-01 00:00:00 | 2017-07-01 00:00:00 | 2017-10-01 00:00:00 | 2017-01-01 00:00:00 | 2017-04-01 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| rpt_end | 1900-01-01 00:00:00 | 2013-06-30 00:00:00 | 1900-01-01 00:00:00 | 2014-12-31 00:00:00 | 2015-06-30 00:00:00 | 2015-03-31 00:00:00 | 2015-03-31 00:00:00 | 2014-03-31 00:00:00 | 2014-06-30 00:00:00 | 1900-01-01 00:00:00 | 2013-09-30 00:00:00 | 1900-01-01 00:00:00 | 2015-03-31 00:00:00 | 2014-09-30 00:00:00 | 2011-03-31 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2011-03-31 00:00:00 | 2011-09-30 00:00:00 | 2011-12-31 00:00:00 | 2011-06-30 00:00:00 | 2012-03-31 00:00:00 | 1900-01-01 00:00:00 | 2012-06-30 00:00:00 | 2013-12-31 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2012-09-30 00:00:00 | 2012-12-31 00:00:00 | 2014-03-31 00:00:00 | 2013-03-31 00:00:00 | 2015-09-30 00:00:00 | 1900-01-01 00:00:00 | 2017-12-31 00:00:00 | 2016-02-12 00:00:00 | 2015-12-31 00:00:00 | 1900-01-01 00:00:00 | 1900-01-01 00:00:00 | 2015-09-30 00:00:00 | 2015-06-30 00:00:00 | 2016-10-13 00:00:00 | 2016-03-31 00:00:00 | 1900-01-01 00:00:00 | None | 1900-01-01 00:00:00 | 2017-06-30 00:00:00 | 2017-03-31 00:00:00 | 1900-01-01 00:00:00 | 2017-09-30 00:00:00 | 2017-12-31 00:00:00 | 2017-03-31 00:00:00 | 2017-06-30 00:00:00 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| rpt_date | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| filing_type | None | 22006 | None | 22006 | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | None | 22006 | 22006 | None | None | None | None | 22006 | 22006 | None | 22006 | None | 22006 | 22006 | None | None | None | None | None | None | None | 22006 | 22006 | 22006 | 22006 | 22006 | None | 22006 | 22006 | 22006 | None | None | 22006 | 22006 | 22006 | 22006 | None | None | None | 22006 | 22006 | None | 22006 | 22006 | 22006 | 22006 |
| filer_id | 1337906 | 1337906 | 1337906 | 1337906 | ||||
|---|---|---|---|---|---|---|---|---|
| session_id | 2011 | 2017 | 2013 | 2015 | ||||
| interest_cd | 40312 | 40304 | 40312 | 40304 | ||||
| effect_date | 2011-03-11 00:00:00 | 2017-02-21 00:00:00 | 2013-11-12 00:00:00 | 2015-01-01 00:00:00 |
| filer_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filer_type | 2 | 2 | 2 | 2 | 2 | 2 | 2 | |||||||
| active | Y | T | Y | Y | T | Y | T | |||||||
| race | None | None | 0 | None | None | None | None | |||||||
| session_id | 2013 | 2011 | 2011 | 2015 | 2017 | 2017 | 2015 | |||||||
| category | None | None | 0 | None | None | None | None | |||||||
| category_type | None | None | 0 | None | None | None | None | |||||||
| sub_category | None | None | 0 | None | None | None | None | |||||||
| effect_dt | 2013-11-12 00:00:00 | 2012-06-30 00:00:00 | 2011-03-11 00:00:00 | 2015-01-01 00:00:00 | 2017-12-31 00:00:00 | 2017-02-21 00:00:00 | 2016-02-01 00:00:00 | |||||||
| sub_category_type | None | None | 0 | None | None | None | None | |||||||
| election_type | None | None | 0 | None | None | None | None | |||||||
| sub_category_a | None | None | None | None | None | None | None | |||||||
| nyq_dt | None | None | None | None | None | None | None | |||||||
| party_cd | None | None | 0 | None | None | None | None | |||||||
| county_cd | None | None | 0 | None | None | None | None | |||||||
| district_cd | None | None | 0 | None | None | None | None |
| filer_id | 1337906 | |
|---|---|---|
| xref_id | 1337906 | |
| effect_dt | 2011-04-08 00:00:00 | |
| migration_source | CLAIMS |
| xref_filer_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | ||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| filer_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | ||||||||||||||||||||
| filer_type | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | EMPLOYER | ||||||||||||||||||||
| status | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | TERMINATED | ||||||||||||||||||||
| effect_dt | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 | ||||||||||||||||||||
| naml | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | ||||||||||||||||||||
| namf | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||
| namt | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||
| nams | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||
| adr1 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||
| adr2 | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||
| city | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | DURHAM | ||||||||||||||||||||
| st | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | NC | ||||||||||||||||||||
| zip4 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | 27701 | ||||||||||||||||||||
| phon | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | 9199677221 | ||||||||||||||||||||
| fax | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | None | ||||||||||||||||||||
| None | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] | None | [email protected] | [email protected] | [email protected] | [email protected] |
| filer_id | 1337906 |
|---|
| filer_id | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | 1337906 | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| change_no | 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | ||||||||
| session_id | 2011 | 2011 | 2011 | 2011 | 2013 | 2013 | 2017 | 2017 | ||||||||
| log_dt | 2011-03-17 00:00:00 | 2011-03-11 00:00:00 | 2012-05-07 00:00:00 | 2013-03-25 00:00:00 | 2014-01-28 00:00:00 | 2014-01-28 00:00:00 | 2018-01-24 00:00:00 | 2018-01-24 00:00:00 | ||||||||
| filer_type | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | ||||||||
| correction_flg | Y | Y | None | None | None | None | Y | Y | ||||||||
| action | ADDED | ADDED | DELETED | DELETED | SET ACTIVE | SET ACTIVE | TERMINATED | DELETED | ||||||||
| attribute_changed | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | LOBBYIST | EMPLOYER | LOBBYIST | |||||||||
| ethics_dt | None | None | None | None | None | None | None | None | ||||||||
| interests | None | None | None | None | None | None | None | None | ||||||||
| filer_full_name | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | SMITH BREEDEN ASSOCIATES, INC. | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN LLC | AMUNDI SMITH BREEDEN, LLC | AMUNDI SMITH BREEDEN, LLC | ||||||||
| filer_city | None | DURHAM | None | None | None | None | DURHAM | DURHAM | ||||||||
| filer_st | None | NC | None | None | None | None | NC | NC | ||||||||
| filer_zip | None | 27701 | None | None | None | None | 27701 | 27701 | ||||||||
| filer_phone | None | 9199677221 | None | None | None | None | 9199677221 | 9199677221 | ||||||||
| entity_type | 4 | 4 | 4 | 4 | 4 | 2 | 2 | 4 | ||||||||
| entity_name | EASON, STEPHEN A. | FISHER, KENT J. | KENT J. FISHER | STEPHEN A. EASON | KEVIN D. MONDS | None | AMUNDI SMITH BREEDEN, LLC | MONDS, KEVIN D. | ||||||||
| entity_city | None | None | None | None | None | None | None | None | ||||||||
| entity_st | None | None | None | None | None | None | None | None | ||||||||
| entity_zip | None | None | None | None | None | None | None | None | ||||||||
| entity_phone | None | None | None | None | None | None | None | None | ||||||||
| entity_id | 1338070 | None | 1337908 | 1338070 | 1362152 | 0 | None | None | ||||||||
| responsible_officer | None | None | None | None | None | None | None | None | ||||||||
| effect_dt | 2011-03-14 00:00:00 | 2011-03-11 00:00:00 | 2012-04-25 00:00:00 | 2012-06-30 00:00:00 | 2013-11-12 00:00:00 | 2013-11-12 00:00:00 | 2017-12-31 00:00:00 | 2017-12-31 00:00:00 |